13F-HR filed by North Star Investment Management Corp.
North Star Investment Management Corp. filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-11, with 1,102 holding rows worth $893,754,000.
- Accession
- 0001062993-18-004041
- Filer
- CIK 1342857
- Filed
- 2018-10-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 1,102 entries on the cover page, a total value of $893,754,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $893,732,000 with VALUE read as thousands by filing date, 13F file number 028-12641. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Abrdn Emerging Markets | 00301W105 | COM | 428 | $3,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 305 | $3,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 550 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 100 | $3,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 75 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,000 | $3,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,000 | $3,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 150 | $3,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,170 | $3,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 51 | $3,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 200 | $3,000 | thousands by filing date | |
| HESS CORP | 42809H404 | DEP PDF SR A | 39 | $3,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 50 | $2,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 46 | $2,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,800 | $2,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 5 | $2,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 100 | $2,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 55 | $2,000 | thousands by filing date | |
| ARDMORE SHIPPING CORP | Y0207T100 | COM | 250 | $2,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 200 | $2,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 50 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 115 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 150 | $2,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 250 | $2,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 100 | $2,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 79 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 47 | $2,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,000 | $2,000 | thousands by filing date | |
| BIGLARI HLDGS INC | 08986R408 | CMN | 2 | $2,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 34 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,000 | $2,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 6,000 | $2,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,000 | $2,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,000 | $2,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,000 | $2,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 2,000 | $2,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,000 | $2,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,000 | $2,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 200 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 100 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10 | $1,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 25 | $1,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 28 | $1,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 11 | $1,000 | thousands by filing date | |
| DIANA SHIPPING INC | Y2066G104 | COM | 150 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 10 | $1,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 72 | $1,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 186 | $1,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 22 | $1,000 | thousands by filing date | |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 73 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 25 | $1,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 100 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 16 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 300 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 116 | $1,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 420 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 40 | $1,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 12 | $1,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 500 | $1,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 266 | $1,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 40 | $1,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 125 | $1,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 160 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 178 | $1,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AJ3 | NOTE 1.000%11/1 | 1,000 | $1,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 1,000 | $1,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 200 | $1,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 25 | $1,000 | thousands by filing date | |
| ARDAGH GROUP S A | L0223L101 | COM | 60 | $1,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 300 | $1,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541204 | CL A NEW | 450 | $1,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 1,000 | $1,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 1,000 | $1,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 1,000 | $1,000 | thousands by filing date | |
| RPM INTL INC | 749685AT0 | NOTE 2.250%12/1 | 1,000 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NVENT ELEC PLC SHS | G6700G107 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MARATHON OIL CORP | 565849106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENOVUS ENERGY INC | 15135U109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 62 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERADIGM INC | 01988P108 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENCANA CORP | 292505104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTRA CORP | 92840M128 | COM | 121 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L209 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW SR INVT GROUP INC | 648691103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL LTD | G7998G106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPRESSPA GROUP INC | 98420U109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-18-004041 | this filing | 2018-10-11 | acceptance time not in the bulk data set |