13F-HR filed by Advocacy Wealth Management, LLC
Advocacy Wealth Management, LLC filed this 13F-HR for the quarter ended 2018-09-30, filed 2018-10-09, with 172 holding rows worth $162,860,000.
- Accession
- 0001062993-18-004009
- Filer
- CIK 1569452
- Filed
- 2018-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2018
A holdings report, 172 entries on the cover page, a total value of $162,860,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $162,861,000 with VALUE read as thousands by filing date, 13F file number 028-15180. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 946,394 | $45,228,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 2,332,908 | $29,955,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 643,518 | $28,032,000 | thousands by filing date | |
| ISHARES SYSTEMATIC BOND ETF | 46435U796 | COM | 186,411 | $18,104,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 324,167 | $16,523,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 93,766 | $6,827,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 477,265 | $4,558,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 68,580 | $3,280,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138G102 | S&P SMLCP LOW | 38,204 | $1,889,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 29,981 | $1,778,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 25,227 | $636,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,890 | $599,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,620 | $336,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,096 | $321,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,767 | $290,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 859 | $194,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 4,700 | $158,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 5,000 | $118,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,996 | $117,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,201 | $113,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,379 | $107,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,091 | $101,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,365 | $97,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,150 | $96,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 7,322 | $93,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 2,200 | $85,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1,077 | $84,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 3,500 | $84,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 895 | $75,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 8,500 | $62,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,257 | $61,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 5,505 | $59,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 630 | $59,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 510 | $57,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,200 | $56,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,005 | $54,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 2,500 | $54,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 386 | $53,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 450 | $53,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 825 | $50,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,051 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 441 | $48,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 750 | $47,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 600 | $46,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,000 | $40,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 1,664 | $40,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 397 | $40,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 320 | $39,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,000 | $39,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 337 | $38,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 4,000 | $38,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,000 | $38,000 | thousands by filing date | |
| INVESCO QQQ TR | 46090E103 | COM | 201 | $37,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5,100 | $37,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,000 | $37,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 210 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 261 | $35,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 1,500 | $35,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 2,428 | $33,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 480 | $31,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 25 | $30,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 221 | $30,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 1,164 | $30,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 350 | $29,000 | thousands by filing date | |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 957 | $29,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 120 | $29,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 850 | $29,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 306 | $29,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 700 | $28,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 249 | $27,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 328 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 562 | $27,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 6,000 | $27,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 368 | $26,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 491 | $25,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 350 | $25,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 535 | $24,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 600 | $24,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 486 | $23,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 232 | $23,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 400 | $23,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 919 | $23,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E404 | CEF INM COMPSI | 1,000 | $23,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 233 | $22,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 507 | $22,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 152 | $22,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 266 | $21,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 390 | $20,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 316 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 154 | $20,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 297 | $20,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 202 | $19,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 366 | $19,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,012 | $19,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 366 | $19,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 600 | $19,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 283 | $19,000 | thousands by filing date | |
| BAUSCH HEALTH COS INC COM | 071734107 | Stock | 700 | $18,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 371 | $18,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 98 | $17,000 | thousands by filing date | |
| ARCHROCK INC | 03957W106 | COM | 1,400 | $17,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 370 | $16,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 365 | $16,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 350 | $16,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 500 | $15,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 68 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 400 | $15,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 138 | $15,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $15,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 503 | $15,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,300 | $15,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $14,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 198 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 116 | $14,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 185 | $14,000 | thousands by filing date | |
| ISHARES INC | 46434G830 | MSCI ITALY ETF | 493 | $14,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 54 | $13,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 45 | $12,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,088 | $12,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V100 | AEROSPACE DEFN | 197 | $12,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 182 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 207 | $11,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 100 | $11,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 127 | $11,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 50 | $11,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 95 | $11,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 332 | $11,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 183 | $10,000 | thousands by filing date | |
| DELEK US HLDGS INC NEW COM | 24665A103 | Stock | 245 | $10,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 447 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 268 | $10,000 | thousands by filing date | |
| LEGACY RESVS INC COM | 524706108 | Stock | 2,000 | $10,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 100 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 337 | $9,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V720 | LEISU ENTMT ETF | 200 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 159 | $9,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 1,382 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 65 | $8,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 41 | $8,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 74 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 104 | $8,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 100 | $8,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 4,300 | $8,000 | thousands by filing date | |
| JP Morgan Exchange Traded Fund | 46641Q712 | Betbuld Japan | 312 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 494 | $8,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 100 | $7,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 305 | $7,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 126 | $7,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 81 | $6,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 64 | $6,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 200 | $6,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 4,200 | $6,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 386 | $5,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 100 | $5,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 100 | $5,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $5,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 40 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 69 | $4,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 333 | $4,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 500 | $4,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 1,000 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 35 | $3,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 100 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 300 | $3,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 100 | $3,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 50 | $2,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 100 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 17 | $1,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 200 | $1,000 | thousands by filing date | |
| AVID BIOSERVICES INC | 05368M106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-18-004009 | this filing | 2018-10-09 | acceptance time not in the bulk data set |