13F-HR filed by Focused Wealth Management, Inc
Focused Wealth Management, Inc filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-08-15, with 683 holding rows worth $288,528,000.
- Accession
- 0001062993-18-003452
- Filer
- CIK 1586052
- Filed
- 2018-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 687 entries on the cover page, a total value of $288,528,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,528,000 with VALUE read as thousands by filing date, 13F file number 028-15621. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 473 | $6,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 227 | $6,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 470 | $6,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 375 | $6,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 300 | $6,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 72 | $6,000 | thousands by filing date | |
| STRATEGY | 86280R209 | EXCHANGE TRADED | 150 | $6,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 76 | $6,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 6,000 | $6,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 25 | $5,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100 | $5,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 35 | $5,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 68 | $5,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 168 | $5,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 218 | $5,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,416 | $5,000 | thousands by filing date | |
| VIRTUS TOTAL RETURN FUND INC | 92837G100 | COM | 494 | $5,000 | thousands by filing date | |
| ISHARES INC | 46434G814 | MSCI MLY ETF NEW | 175 | $5,000 | thousands by filing date | |
| INVESCO CURRENCYSHARES BRITISH | 46138m109 | INDX FD | 38 | $5,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 125 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 250 | $5,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 100 | $5,000 | thousands by filing date | |
| GLOBAL BLOOD THERAPEUTICS IN | 37890U908 | CALL | 6,000 | $5,000 | thousands by filing date | call |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 79 | $4,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 9 | $4,000 | thousands by filing date | |
| TECHNIPFMC PLC COM | G87110105 | Stock | 136 | $4,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 31 | $4,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 15 | $4,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 62 | $4,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 112 | $4,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 39 | $4,000 | thousands by filing date | |
| FORTIVE CORP COM | 34959J108 | Stock | 50 | $4,000 | thousands by filing date | |
| GLOBAL MED REIT INC | 37954A204 | COM NEW | 500 | $4,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 51 | $4,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 214 | $4,000 | thousands by filing date | |
| CATHAY GEN BANCORP | 149150104 | COM | 100 | $4,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 200 | $4,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 250 | $4,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 500 | $4,000 | thousands by filing date | |
| DB COMMODITY INDEX TRACKING | 46138B103 | ETF | 240 | $4,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 407 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 67 | $4,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 33 | $4,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 400 | $4,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 1,100 | $4,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 100 | $3,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 36 | $3,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 34 | $3,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 228 | $3,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 51 | $3,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 100 | $3,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 231 | $3,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 25 | $3,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 26 | $3,000 | thousands by filing date | |
| LADDER CAP CORP CL A | 505743104 | REIT | 200 | $3,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 100 | $3,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 50 | $3,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,360 | $3,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 337 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 31 | $3,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 310 | $3,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 126 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 41 | $3,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 120 | $3,000 | thousands by filing date | |
| XEROX CORP | 984121608 | COM NEW | 139 | $3,000 | thousands by filing date | |
| ISHARES INC | 46434G780 | MSCI SINGPOR ETF | 117 | $3,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311957 | PUT | 2,100 | $3,000 | thousands by filing date | put |
| APOLLO INVT CORP | 03761U106 | COM | 545 | $3,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 211 | $3,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 2,000 | $3,000 | thousands by filing date | |
| BLACKROCK INC | 09247X901 | COM | 2,200 | $3,000 | thousands by filing date | call |
| BLUE APRON HLDGS INC | 09523Q101 | CL A | 800 | $3,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 20 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 24 | $2,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 50 | $2,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 1,000 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 304 | $2,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 30 | $2,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 33 | $2,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 100 | $2,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E727 | RAFI EMRGNG MRKT | 91 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 35 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 305 | $2,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 63 | $2,000 | thousands by filing date | |
| COLONY CAPITAL INC | 19626G108 | CL A COM | 334 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 100 | $2,000 | thousands by filing date | |
| SLB LIMITED | 806857908 | CALL | 3,000 | $2,000 | thousands by filing date | call |
| VERSUM MATLS INC | 92532W103 | COM | 53 | $2,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 12 | $2,000 | thousands by filing date | |
| PCSB FINL CORP COM | 69324R104 | Stock | 100 | $2,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 100 | $2,000 | thousands by filing date | |
| FNCB BANCORP INC | 302578109 | COM | 200 | $2,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 659 | $2,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 588 | $2,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 8 | $1,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 10 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 10 | $1,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 47 | $1,000 | thousands by filing date | |
| ARCELORMITTAL SA LUXEMBOURG NY REGISTRY SH | 03938L203 | ADR | 33 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 7 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 14 | $1,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 112 | $1,000 | thousands by filing date | |
| INVESCO EXCH TRADED FD TR II | 46138E784 | EMRNG MKT SVRG | 47 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 73 | $1,000 | thousands by filing date | |
| BRIGHTHOUSE FINL INC | 10922N103 | COM | 17 | $1,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 14 | $1,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 26 | $1,000 | thousands by filing date | |
| INVESCO EXCHANGE TRADED FD T | 46137V134 | WILDERHIL CLAN | 31 | $1,000 | thousands by filing date | |
| WYNDHAM HOTELS & RESORTS INC | 98311A105 | COM | 20 | $1,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 20 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 30 | $1,000 | thousands by filing date | |
| POWERSHARES GLOBAL EXCH TRD FD TR GLOBAL WATER PORT | 46138E651 | ETF | 55 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A306 | COM NEW | 204 | $1,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 28 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 68 | $1,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V907 | CALL | 40,000 | $1,000 | thousands by filing date | call |
| Enzo Biochem Inc | 294100102 | Common Stock | 110 | $1,000 | thousands by filing date | |
| SENDGRID INC | 816883102 | COM | 30 | $1,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 100 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 200 | $1,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 450 | $1,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,121 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 14 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 24 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 12 | $1,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 62 | $1,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 383 | $1,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 150 | $1,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 250 | $1,000 | thousands by filing date | |
| BUNGE LIMITED | G16962905 | COM | 2,000 | $1,000 | thousands by filing date | call |
| FC GLOBAL RLTY INC | 30258F102 | COM | 2,593 | $1,000 | thousands by filing date | |
| 2U INC | 90214J901 | COM | 4,000 | $1,000 | thousands by filing date | call |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 125 | $1,000 | thousands by filing date | |
| 58 COM INC | 31680Q904 | CALL | 9,600 | $1,000 | thousands by filing date | call |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Starbucks Corporation | 855244109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINROSS GOLD CORP | 496902404 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERMILION ENERGY INC COM | 923725105 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 290 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEXTRON INC COM | 883203101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE GAS INC COM | 68235P108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMUCKER J M CO | 832696405 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Whiting Petroleum Corpora | 966387409 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBS CORP NEW | 124857202 | CL B | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LENNAR CORP CL B | 526057302 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED MATLS INC | 038222905 | CALL | 10,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| AUTODESK INC | 052769906 | CALL | 5,200 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| ATI INC | 01741R902 | COM | 4,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
| TRIANGLE CAP CORP | 895848109 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XL GROUP LTD | G98294104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDCORP INC NEW | 380956409 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP CORPORATION | 45885A409 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY | 531229888 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEADRILL ORD | G7945E105 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DEL | 531229706 | COM A BRAVES GRP | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 350 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROBOT MED INC | 59503A105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CYTRX CORP | 232828608 | COM PAR | 351 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSENTERIX INC | 89366M901 | CALL | 1,000 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-18-003452 | this filing | 2018-08-15 | acceptance time not in the bulk data set |