13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2018-06-30, filed 2018-07-23, with 181 holding rows worth $976,547,441.
- Accession
- 0001062993-18-002983
- Filer
- CIK 1513006
- Filed
- 2018-07-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2018
A holdings report, 182 entries on the cover page, a total value of $976,547,441 stated on the cover page (in dollars after the unit check, H1), rows summing to $976,547,443 with VALUE read as dollars, detected, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 763,551 | $185,217,773 | dollars, detected | |
| INVESCO QQQ TR | 46090E103 | COM | 948,452 | $162,566,570 | dollars, detected | |
| SPY | 78462F103 | SHS | 369,675 | $100,238,929 | dollars, detected | |
| Amazon.com, Inc | 023135106 | COM | 20,300 | $34,505,940 | dollars, detected | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 200,000 | $24,344,000 | dollars, detected | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 17,700,000 | $21,622,851 | dollars, detected | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 1,920,565 | $19,685,791 | dollars, detected | |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 150,000 | $16,809,000 | dollars, detected | |
| Johnson & Johnson | 478160104 | COM | 124,800 | $15,143,232 | dollars, detected | |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 251,107 | $14,299,539 | dollars, detected | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,930,000 | $13,914,216 | dollars, detected | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 10,732,000 | $12,181,786 | dollars, detected | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 1,020,352 | $10,101,485 | dollars, detected | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 1,009,293 | $10,022,279 | dollars, detected | |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 8,136,000 | $9,743,592 | dollars, detected | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 930,207 | $9,255,560 | dollars, detected | |
| Abbott Laboratories | 002824100 | COM | 146,700 | $8,947,233 | dollars, detected | |
| Pfizer Inc. | 717081103 | COM | 246,400 | $8,939,392 | dollars, detected | |
| PURE ACQUISITION CORP | 74621Q106 | CL A | 856,578 | $8,257,412 | dollars, detected | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 4,500,000 | $8,242,380 | dollars, detected | |
| JPMorgan Chase & Co | 46625H100 | COM | 77,600 | $8,085,920 | dollars, detected | |
| TERADYNE INC | 880770AG7 | NOTE | 6,002,000 | $7,977,498 | dollars, detected | |
| Microsoft Corp | 594918104 | COM | 79,900 | $7,878,939 | dollars, detected | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 171,600 | $7,864,428 | dollars, detected | |
| MTGE INVT CORP COM | 55378A105 | REIT | 394,008 | $7,722,557 | dollars, detected | |
| Apple Inc | 037833100 | COM | 36,400 | $6,738,004 | dollars, detected | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 559,459 | $6,047,752 | dollars, detected | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 605,600 | $5,965,160 | dollars, detected | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 5,060,000 | $5,941,756 | dollars, detected | |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 4,500,000 | $5,823,225 | dollars, detected | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 179,500 | $5,797,850 | dollars, detected | |
| Intel Corp | 458140100 | COM | 116,100 | $5,771,331 | dollars, detected | |
| Cisco Systems,Inc. | 17275R102 | COM | 131,500 | $5,658,445 | dollars, detected | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 5,675,000 | $5,510,028 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 5,079,000 | $5,403,548 | dollars, detected | |
| Bank of America Corp | 060505104 | COM | 191,300 | $5,392,747 | dollars, detected | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 3,907,000 | $5,342,627 | dollars, detected | |
| VALE S A | 91912E105 | SPONSORED ADS | 400,800 | $5,138,256 | dollars, detected | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4,034 | $5,042,500 | dollars, detected | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 3,949,000 | $4,748,672 | dollars, detected | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 475,100 | $4,736,747 | dollars, detected | |
| GIGCAPITAL INC | 37518N106 | COM | 455,800 | $4,494,188 | dollars, detected | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 3,800 | $4,290,922 | dollars, detected | |
| IMPINJ INC | 453204109 | COM | 194,000 | $4,289,340 | dollars, detected | |
| EMERSON ELEC CO COM | 291011104 | Stock | 57,300 | $3,961,722 | dollars, detected | |
| FEDEX CORP COM | 31428X106 | Stock | 16,800 | $3,814,608 | dollars, detected | |
| Chevron Corporation | 166764100 | COM | 30,100 | $3,805,543 | dollars, detected | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 84,300 | $3,742,920 | dollars, detected | |
| Home Depot, Inc | 437076102 | COM | 19,100 | $3,726,410 | dollars, detected | |
| TRANSLATIONAL ACQUISITION DVLNT ORD | 89615T106 | COM | 375,500 | $3,661,125 | dollars, detected | |
| CLEVELAND CLIFFS INC | 185899AA9 | DBCV 1.500% 1/1 | 3,000,000 | $3,623,820 | dollars, detected | |
| TRANSOCEAN INC | 893830BJ7 | DEB 0.500% 1/3 | 2,500,000 | $3,585,100 | dollars, detected | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 350,536 | $3,463,296 | dollars, detected | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 3,102,000 | $3,377,706 | dollars, detected | |
| ConocoPhillips | 20825C104 | COM | 48,100 | $3,348,722 | dollars, detected | |
| MATCH GROUP INC | 57665R106 | COM | 86,300 | $3,343,262 | dollars, detected | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 322,629 | $3,339,210 | dollars, detected | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 171,000 | $3,269,520 | dollars, detected | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 33,700 | $3,161,060 | dollars, detected | |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 18,000 | $3,028,320 | dollars, detected | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 106,780 | $2,917,230 | dollars, detected | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,500,000 | $2,845,650 | dollars, detected | |
| TRINITY MERGER CORP | 89653L106 | COM CL A | 285,000 | $2,784,450 | dollars, detected | |
| ILLUMINA INC | 452327109 | COM | 9,700 | $2,709,113 | dollars, detected | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 2,000,000 | $2,656,740 | dollars, detected | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 250,643 | $2,441,263 | dollars, detected | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 250,300 | $2,425,407 | dollars, detected | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 225,416 | $2,256,414 | dollars, detected | |
| SNAP INC | 83304A106 | CL A | 167,800 | $2,196,502 | dollars, detected | |
| NUANCE COMMUNICATIONS INC | 67020YAK6 | DBCV 1.000%12/1 | 2,400,000 | $2,142,180 | dollars, detected | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 200,000 | $1,992,000 | dollars, detected | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 87,200 | $1,818,992 | dollars, detected | |
| OKTAINCCLASSA | 679295105 | STOK | 35,600 | $1,793,172 | dollars, detected | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 13,300 | $1,766,373 | dollars, detected | |
| ROKU INC COM CL A | 77543R102 | Stock | 40,800 | $1,738,896 | dollars, detected | |
| WAYFAIR INC | 94419L101 | CL A | 13,900 | $1,650,764 | dollars, detected | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 50,000 | $1,635,000 | dollars, detected | |
| WESTERN DIGITAL CORP | 958102105 | COM | 20,900 | $1,617,869 | dollars, detected | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 2,000,000 | $1,582,052 | dollars, detected | |
| Booking Holdings Inc. | 09857L108 | COM | 740 | $1,500,047 | dollars, detected | |
| ETSY INC | 29786A106 | COM | 35,000 | $1,476,650 | dollars, detected | |
| COASTWAY BANCORP INC | 190632109 | COM | 50,000 | $1,385,000 | dollars, detected | |
| DISCOVERY INC | 25470F104 | COM SER A | 50,000 | $1,375,000 | dollars, detected | |
| GGP INC | 36174X101 | COM | 65,000 | $1,327,950 | dollars, detected | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 20,000 | $1,301,200 | dollars, detected | |
| SEI INVTS CO COM | 784117103 | Stock | 20,000 | $1,250,400 | dollars, detected | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 28,067 | $1,244,210 | dollars, detected | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 89,000 | $1,229,090 | dollars, detected | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 125,090 | $1,203,366 | dollars, detected | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 86,600 | $1,192,482 | dollars, detected | |
| NABORS INDUSTRIES LTD | G6359F129 | 6% PFD CNV SR A | 25,000 | $1,139,850 | dollars, detected | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 49,779 | $1,135,459 | dollars, detected | |
| IROBOT CORP | 462726100 | COM | 14,200 | $1,075,934 | dollars, detected | |
| ROYAL GOLD INC | 780287108 | COM | 11,000 | $1,021,240 | dollars, detected | |
| ZYNGA INC. | 98986T108 | CL A | 249,000 | $1,013,430 | dollars, detected | |
| Spectra Energy Partners | 84756N109 | COM | 28,500 | $1,009,470 | dollars, detected | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 100,200 | $1,008,012 | dollars, detected | |
| LEO HOLDINGS CORP II-CLASS A | G5463L105 | CMN | 103,201 | $996,922 | dollars, detected | |
| SPLUNK INC | 848637104 | COM | 10,000 | $991,100 | dollars, detected | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 950,000 | $969,342 | dollars, detected | |
| SUNPOWER CORP | 867652406 | COM | 125,500 | $962,585 | dollars, detected | |
| BLOCK INC CL A | 852234103 | Stock | 15,000 | $924,600 | dollars, detected | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 15,100 | $921,100 | dollars, detected | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 14,700 | $868,182 | dollars, detected | |
| XL GROUP LTD | G98294104 | COM | 15,000 | $839,250 | dollars, detected | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 7,000 | $764,890 | dollars, detected | |
| MIMEDX GROUP INC | 602496101 | COM | 117,200 | $748,908 | dollars, detected | |
| AETNA INC NEW | 00817Y108 | COM | 4,000 | $734,000 | dollars, detected | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 21,300 | $715,893 | dollars, detected | |
| HALLIBURTON CO COM | 406216101 | Stock | 14,900 | $671,394 | dollars, detected | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 140,000 | $610,400 | dollars, detected | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 25,000 | $608,000 | dollars, detected | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 500,000 | $585,660 | dollars, detected | |
| Walmart Inc. | 931142103 | COM | 6,700 | $573,855 | dollars, detected | |
| RYDER SYS INC COM | 783549108 | Stock | 7,500 | $538,950 | dollars, detected | |
| TRINITY INDS INC | 896522109 | COM | 15,000 | $513,900 | dollars, detected | |
| INVITATION HOMES INC COM | 46187W107 | REIT | 21,895 | $504,899 | dollars, detected | |
| WORKDAY INC CL A | 98138H101 | Stock | 4,100 | $496,592 | dollars, detected | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 25,000 | $475,500 | dollars, detected | |
| ENERGOUS CORP | 29272C103 | COM | 31,800 | $471,594 | dollars, detected | |
| TRUPANION INC | 898202106 | COM | 11,900 | $459,340 | dollars, detected | |
| HESS CORP | 42809H404 | DEP PDF SR A | 5,619 | $422,102 | dollars, detected | |
| INSMED INC | 457669AA7 | NOTE 1.750% 1/1 | 420,000 | $386,362 | dollars, detected | |
| GOPRO INC | 38268T103 | CL A | 58,700 | $378,028 | dollars, detected | |
| CITRIX SYS INC | 177376AD2 | NOTE 0.500% 4/1 | 245,000 | $355,845 | dollars, detected | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,000 | $337,600 | dollars, detected | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 25,000 | $273,250 | dollars, detected | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 6,300 | $262,521 | dollars, detected | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 8,000 | $256,400 | dollars, detected | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 13,991 | $228,473 | dollars, detected | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,000 | $208,500 | dollars, detected | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 4,700 | $202,429 | dollars, detected | |
| SPARK ENERGY INC | 846511103 | CL A COM | 20,169 | $196,648 | dollars, detected | |
| CVR ENERGY, INC. | 12662P108 | COM | 5,000 | $184,950 | dollars, detected | |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 10,000 | $170,600 | dollars, detected | |
| DHX MEDIA LTD | 252406152 | COM VAR VTG | 75,000 | $157,500 | dollars, detected | |
| H WORLD GROUP LTD SPONSORED ADS | 44332N106 | ADR | 3,700 | $155,363 | dollars, detected | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 5,000 | $118,950 | dollars, detected | |
| RENREN INC | 759892201 | SPON ADR A NEW | 47,300 | $116,831 | dollars, detected | |
| DISH NETWORK CORPORATION | 25470MAB5 | NOTE 3.375% 8/1 | 100,000 | $96,470 | dollars, detected | |
| SANDRIDGE ENERGY INC | 80007P869 | COM NEW | 5,000 | $88,700 | dollars, detected | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 700 | $69,720 | dollars, detected | |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 8,500 | $45,050 | dollars, detected | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 50,200 | $21,084 | dollars, detected | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 50,000 | $17,500 | dollars, detected | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 26,120 | $13,582 | dollars, detected | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 400,000 | $4,400 | dollars, detected | |
| IQIYI INC SPONSORED ADS | 46267X108 | ADR | 179,500 | $3,674 | dollars, detected | put |
| INVESCO QQQ TR | 46090E103 | COM | 948,452 | $2,858 | dollars, detected | call |
| MIMEDX GROUP INC | 602496101 | COM | 117,200 | $2,485 | dollars, detected | put |
| SNAP INC | 83304A106 | CL A | 167,800 | $1,988 | dollars, detected | put |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 61 | $1,785 | dollars, detected | |
| SUNPOWER CORP | 867652406 | COM | 125,500 | $828 | dollars, detected | put |
| MATCH GROUP INC | 57665R106 | COM | 86,300 | $711 | dollars, detected | put |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 87,200 | $711 | dollars, detected | put |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 593 | $592 | dollars, detected | |
| SNAP INC | 83304A106 | CL A | 167,800 | $358 | dollars, detected | call |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 86,600 | $333 | dollars, detected | put |
| Amazon.com, Inc | 023135106 | COM | 20,300 | $309 | dollars, detected | put |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 25,000 | $304 | dollars, detected | put |
| ROKU INC COM CL A | 77543R102 | Stock | 40,800 | $251 | dollars, detected | put |
| GOPRO INC | 38268T103 | CL A | 58,700 | $251 | dollars, detected | put |
| ENERGOUS CORP | 29272C103 | COM | 31,800 | $251 | dollars, detected | put |
| RENREN INC | 759892201 | SPON ADR A NEW | 47,300 | $251 | dollars, detected | put |
| TRANSENTERIX INC | 89366M201 | COM NEW | 140,000 | $246 | dollars, detected | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 89,000 | $208 | dollars, detected | put |
| IROBOT CORP | 462726100 | COM | 14,200 | $141 | dollars, detected | put |
| INVESCO CURRENCYSHARES EURO | 46138K103 | EURO SHS | 150,000 | $108 | dollars, detected | put |
| IMPINJ INC | 453204109 | COM | 194,000 | $100 | dollars, detected | put |
| SPOTIFYTECHNOLOGYSAF | L8681T102 | STOK | 18,000 | $85 | dollars, detected | put |
| DISCOVERY INC | 25470F104 | COM SER A | 50,000 | $55 | dollars, detected | call |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 50,000 | $48 | dollars, detected | call |
| OPTIMUM COMMUNICATIONS INC | 02156K103 | CL A | 10,000 | $40 | dollars, detected | put |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 5,000 | $32 | dollars, detected | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 89,000 | $30 | dollars, detected | call |
| TRUPANION INC | 898202106 | COM | 11,900 | $27 | dollars, detected | put |
| MIMEDX GROUP INC | 602496101 | COM | 117,200 | $26 | dollars, detected | call |
| CVR ENERGY, INC. | 12662P108 | COM | 5,000 | $25 | dollars, detected | put |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 86,600 | $8 | dollars, detected | call |
| SUNPOWER CORP | 867652406 | COM | 125,500 | $5 | dollars, detected | call |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 33,700 | $4 | dollars, detected | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-18-002983 | this filing | 2018-07-23 | acceptance time not in the bulk data set |