13F-HR filed by Polar Asset Management Partners Inc.
Polar Asset Management Partners Inc. filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-15, with 329 holding rows worth $5,928,523,000.
- Accession
- 0001062993-18-002246
- Filer
- CIK 1326389
- Filed
- 2018-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 329 entries on the cover page, a total value of $5,928,523,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $5,928,523,000 with VALUE read as thousands by filing date, 13F file number 028-12489. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 3,832,500 | $1,008,522,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,900,000 | $440,307,000 | thousands by filing date | put |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 130,000,000 | $328,639,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 60,000,000 | $325,012,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 50,000,000 | $261,170,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 830,400 | $152,412,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 100,000,000 | $124,233,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,928,632 | $117,483,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 60,000,000 | $106,489,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 60,000,000 | $96,511,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 50,000,000 | $52,084,000 | thousands by filing date | principal |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 25,000,000 | $41,629,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550AB1 | NOTE 1.000% 3/0 | 39,025,000 | $39,676,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572207 | CL A | 152,178 | $38,057,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 816,600 | $34,077,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 590,700 | $34,077,000 | thousands by filing date | |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 21,500,000 | $33,331,000 | thousands by filing date | principal |
| VIAVI SOLUTIONS INC | 925550105 | COM | 3,410,041 | $33,146,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 871,800 | $33,085,000 | thousands by filing date | |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 20,000,000 | $32,476,000 | thousands by filing date | principal |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 189,500 | $30,652,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 29,400 | $30,335,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 30,000,000 | $30,316,000 | thousands by filing date | principal |
| MOHAWK INDS INC | 608190104 | COM | 129,200 | $30,003,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 1,225,200 | $29,246,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 175,000 | $27,963,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 4,531,021 | $27,367,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 238,900 | $27,275,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 709,661 | $26,783,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 100,000 | $26,315,000 | thousands by filing date | call |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 386,400 | $25,850,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 220,864 | $25,841,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 20,000,000 | $25,472,000 | thousands by filing date | principal |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 200,000 | $25,158,000 | thousands by filing date | put |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 2,535,646 | $25,027,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R103 | CL A | 2,468,366 | $24,758,000 | thousands by filing date | |
| ZILLOW GROUP INC | 98954MAB7 | NOTE 2.000%12/0 | 20,000,000 | $24,485,000 | thousands by filing date | principal |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 2,341,039 | $24,300,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 206,700 | $24,215,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 315,600 | $23,976,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 164,100 | $23,850,000 | thousands by filing date | |
| TAPESTRY INC COM | 876030107 | Stock | 449,840 | $23,666,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 424,000 | $23,239,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 20,000,000 | $23,174,000 | thousands by filing date | principal |
| TRANSALTA CORP | 89346D107 | COM | 4,210,997 | $22,950,000 | thousands by filing date | |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 20,000,000 | $22,765,000 | thousands by filing date | principal |
| Applied Materials,Inc. | 038222105 | COM | 405,700 | $22,561,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 473,251 | $22,503,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 240,300 | $22,480,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 636,600 | $22,421,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 749,450 | $22,244,000 | thousands by filing date | |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 20,000,000 | $22,112,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 140,600 | $21,987,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 10,000,000 | $21,922,000 | thousands by filing date | principal |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 2,094,437 | $21,426,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870206 | UNIT 10/19/2022 | 2,143,100 | $21,324,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 2,166,900 | $21,062,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 20,000,000 | $20,933,000 | thousands by filing date | principal |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 2,129,000 | $20,864,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 563,600 | $20,222,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 10,000,000 | $20,143,000 | thousands by filing date | principal |
| LEO HOLDINGS CORP | G5463L121 | UNIT 99/99/9999 | 1,999,000 | $19,990,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V107 | CL A | 2,000,000 | $19,540,000 | thousands by filing date | |
| REGALWOOD GLOBAL ENERGY LTD | G74760110 | UNIT 99/99/9999 | 1,900,400 | $19,156,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 1,769,595 | $18,988,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 1,031,962 | $18,833,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 1,900,000 | $18,582,000 | thousands by filing date | |
| CZR | 127686103 | Stock | 1,601,800 | $18,020,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 1,799,300 | $17,813,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 15,000,000 | $17,724,000 | thousands by filing date | principal |
| GUIDEWIRE SOFTWARE INC | 40171VAA8 | BOND | 17,500,000 | $17,188,000 | thousands by filing date | principal |
| STRAYER ED INC | 863236105 | COM | 169,597 | $17,138,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 1,750,000 | $16,835,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 1,680,307 | $16,803,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 1,704,968 | $16,726,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 270,000 | $16,659,000 | thousands by filing date | call |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 400,000 | $16,316,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 100,000 | $15,979,000 | thousands by filing date | put |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 1,600,000 | $15,920,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 1,580,000 | $15,705,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 1,490,900 | $15,505,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 1,525,000 | $15,433,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 238,963 | $15,310,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 237,700 | $15,165,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 246,200 | $15,156,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 164,500 | $15,029,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 292,400 | $14,974,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 949,200 | $14,950,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 293,100 | $14,746,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N128 | UNIT 08/21/2022 | 1,430,000 | $14,658,000 | thousands by filing date | |
| TIBERIUS ACQUISITION CORP | 88633A206 | UNIT 02/28/2021 | 1,445,800 | $14,594,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 10,000,000 | $14,481,000 | thousands by filing date | principal |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 1,418,070 | $14,464,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 1,397,636 | $14,382,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 1,444,250 | $14,370,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 629,960 | $14,036,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N102 | SHS | 1,400,000 | $13,636,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 1,263,400 | $13,607,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N205 | UNIT 03/06/2025 | 1,304,952 | $13,552,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P100 | COM CL A | 1,398,014 | $13,351,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 1,342,398 | $13,343,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 309,300 | $13,312,000 | thousands by filing date | put |
| BCE INC COM NEW | 05534B760 | Stock | 302,200 | $13,007,000 | thousands by filing date | call |
| INDUSTREA ACQUISITION CORP | 45579J104 | CL A | 1,309,000 | $12,841,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 496,233 | $12,813,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 1,269,858 | $12,767,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 617,001 | $12,741,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 10,000,000 | $12,705,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 1,201,500 | $12,640,000 | thousands by filing date | |
| DFB HEALTHCARE ACQUISTION CO | 23291E208 | UNIT 01/30/2023 | 1,250,000 | $12,563,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P118 | UNIT 99/99/9999 | 1,245,871 | $12,459,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 183,100 | $12,306,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 1,146,930 | $12,295,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D128 | UNIT 11/02/2022 | 1,183,907 | $11,744,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 1,164,421 | $11,691,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 1,105,000 | $11,658,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 631,000 | $11,506,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 100,000 | $11,417,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 177,600 | $11,288,000 | thousands by filing date | |
| PLATINUM EAGLE ACQUISITIN CO | G7126L126 | UNIT 01/09/2023 | 1,100,000 | $11,165,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656103 | CL A | 1,100,000 | $11,121,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 200,000 | $10,962,000 | thousands by filing date | put |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 1,098,500 | $10,644,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 1,023,234 | $10,590,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745204 | UNIT 02/01/2023 | 995,000 | $10,169,000 | thousands by filing date | |
| 51JOB INC | 316827AC8 | NOTE 3.250 4/1 | 5,000,000 | $10,123,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 37,500 | $9,980,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 985,931 | $9,958,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 165,685 | $9,840,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 750,000 | $9,818,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 84,000 | $9,802,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 994,334 | $9,735,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745105 | COM CLASS A | 1,000,000 | $9,601,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 903,710 | $9,597,000 | thousands by filing date | |
| VANECK VECTORS ETF TR | 92189F718 | OIL SVCS ETF | 400,000 | $9,548,000 | thousands by filing date | put |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 966,150 | $9,517,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 899,902 | $9,395,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 899,900 | $9,251,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N106 | COM | 933,000 | $9,115,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 198,800 | $8,926,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 100,000 | $8,828,000 | thousands by filing date | call |
| HURON CONSULTING GROUP INC | 447462102 | COM | 225,600 | $8,595,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 817,000 | $8,521,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 90,000 | $8,512,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W101 | SHS | 850,000 | $8,143,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 777,400 | $8,097,000 | thousands by filing date | |
| MOSAIC ACQUISITION CORP | G62848117 | UNIT 99/99/9999 | 780,000 | $7,847,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 506,800 | $7,795,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 6,571,000 | $7,649,000 | thousands by filing date | principal |
| TERADYNE INC | 880770AG7 | NOTE | 5,000,000 | $7,624,000 | thousands by filing date | principal |
| TPG PACE HLDGS CORP | G89827128 | CL A | 775,000 | $7,595,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 65,100 | $7,498,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 212,696 | $7,449,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,932,646 | $7,344,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 5,000,000 | $7,334,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 98,000 | $7,046,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 7,372,000 | $7,000,000 | thousands by filing date | principal |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 655,000 | $6,878,000 | thousands by filing date | |
| CAREDX INC | 14167L103 | COM | 860,700 | $6,860,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 28,029 | $6,831,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,494,800 | $6,771,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 609,113 | $6,390,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 50,573 | $6,362,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 37,500 | $6,338,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 384,331 | $6,284,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 5,000,000 | $6,091,000 | thousands by filing date | principal |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 550,400 | $5,884,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920101 | CL A ORD | 599,900 | $5,825,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 45,860 | $5,625,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 5,000,000 | $5,400,000 | thousands by filing date | principal |
| AT&T Inc | 00206R102 | COM | 150,000 | $5,348,000 | thousands by filing date | call |
| OPES ACQUISITION CORP | 68373P100 | COM | 550,000 | $5,330,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 507,900 | $5,302,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 5,000,000 | $5,297,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DEL | 531229AF9 | NOTE 1.000% 1/3 | 5,000,000 | $5,257,000 | thousands by filing date | principal |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 500,000 | $5,120,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 80,000 | $5,042,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 200,000 | $4,972,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 500,000 | $4,970,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206106 | COM | 500,000 | $4,960,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 5,000,000 | $4,950,000 | thousands by filing date | principal |
| INFRA AND ENERGY ALTRNTIVE I | 45686J104 | COM | 570,714 | $4,768,000 | thousands by filing date | |
| FLEXSTEEL INDS | 339382103 | COMMON STOCK | 117,053 | $4,633,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 155,000 | $4,619,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q108 | COM | 458,000 | $4,566,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 428,900 | $4,533,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 61,500 | $4,501,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 725,000 | $4,495,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 65,000 | $4,490,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 4,500,000 | $4,487,000 | thousands by filing date | principal |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 100,000 | $4,468,000 | thousands by filing date | call |
| DLH HLDGS CORP | 23335Q100 | COM | 731,393 | $4,271,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482103 | COM | 430,800 | $4,230,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 43,000 | $4,031,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 472,088 | $4,027,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L103 | COM CL A | 400,000 | $3,944,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 247,851 | $3,879,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 50,000 | $3,865,000 | thousands by filing date | call |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 368,100 | $3,810,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 307,000 | $3,807,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 211,653 | $3,774,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 364,200 | $3,748,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 201,600 | $3,746,000 | thousands by filing date | call |
| CTS CORP | 126501105 | COM | 137,100 | $3,729,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 148,891 | $3,722,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 100,100 | $3,674,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482202 | UNIT 11/20/2022 | 349,200 | $3,614,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W119 | UNIT 99/99/9999 | 350,000 | $3,580,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 190,000 | $3,555,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 1,708,765 | $3,315,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 309,400 | $3,256,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 50,000 | $3,236,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 319,700 | $3,197,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 295,000 | $3,189,000 | thousands by filing date | |
| LUMENTUM HLDGS INC | 55024UAB5 | NOTE 0.250% 3/1 | 2,500,000 | $3,167,000 | thousands by filing date | principal |
| ORBOTECH LTD | M75253100 | ORD | 50,000 | $3,109,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W206 | UNIT 01/19/2023 | 299,900 | $3,050,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 477,028 | $3,029,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 342,752 | $3,016,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 814,010 | $2,996,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643202 | UNIT 05/31/2024 | 300,000 | $2,985,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 155,853 | $2,961,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643103 | COM CL A | 297,235 | $2,850,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 174,900 | $2,807,000 | thousands by filing date | call |
| LEISURE ACQUISITION CORP | 52539T206 | UNIT 99/99/9999 | 275,000 | $2,722,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 250,000 | $2,682,000 | thousands by filing date | call |
| LEISURE ACQUISITION CORP | 52539T107 | COM | 275,000 | $2,640,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 100,000 | $2,582,000 | thousands by filing date | call |
| LAKELAND INDS INC | 511795106 | COM | 196,603 | $2,546,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 350,000 | $2,538,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P209 | UNIT 03/07/2023 | 250,000 | $2,514,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 250,400 | $2,486,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 56,700 | $2,440,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 225,000 | $2,419,000 | thousands by filing date | |
| HAYMAKER ACQUISITION CORP | 420870107 | COM CLASS A | 250,000 | $2,398,000 | thousands by filing date | |
| HURCO CO | 447324104 | COM | 51,130 | $2,347,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A203 | UNIT 99/99/9999 | 197,000 | $2,305,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 2,696,226 | $2,238,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 40,000 | $2,210,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206205 | UNIT 02/08/2019 | 200,000 | $2,076,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 75,000 | $2,001,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 25,000 | $1,984,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788107 | COM CLASS A | 200,000 | $1,951,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 1,804,680 | $1,949,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W107 | COM CLASS A | 200,000 | $1,916,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 71,458 | $1,803,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 85,000 | $1,739,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 400,000 | $1,732,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 100,100 | $1,706,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W123 | UNIT 03/22/2022 | 151,000 | $1,621,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 142,496 | $1,538,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 2,820,900 | $1,410,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656111 | *W EXP 99/99/999 | 743,953 | $1,376,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V115 | *W EXP 07/24/202 | 1,000,000 | $1,200,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 120,000 | $1,170,000 | thousands by filing date | call |
| ESTRE AMBIENTAL INC WT EXP 122 | G3206V118 | WT | 2,110,661 | $1,140,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 337,927 | $1,132,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 3,401,411 | $1,122,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 840,920 | $1,110,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 100,000 | $1,070,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 1,176,387 | $976,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J112 | *W EXP 08/01/202 | 1,732,879 | $949,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 831,810 | $932,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 2,583,500 | $930,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 25,000 | $917,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 1,792,500 | $896,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 105,718 | $888,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 600,000 | $870,000 | thousands by filing date | |
| PRETIUM RES INC | 74139CAB8 | NOTE 2.250% 3/1 | 1,000,000 | $843,000 | thousands by filing date | principal |
| GORDON POINTE ACQUISITION CO | 382788206 | UNIT 01/18/2023 | 75,000 | $775,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 20,000 | $751,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 1,750,000 | $700,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 25,000 | $662,000 | thousands by filing date | |
| ConvergeOne Holdings, Inc. | 212481113 | *W EXP 04/12/202 | 548,325 | $655,000 | thousands by filing date | |
| MUDRICK CAP ACQUISITION CORP | 624745113 | *W EXP 02/12/202 | 1,000,000 | $650,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 791,000 | $633,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 800,000 | $608,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N136 | RIGHT 08/21/2022 | 1,705,000 | $546,000 | thousands by filing date | |
| ONE MADISON CORP | G6772P126 | *W EXP 99/99/999 | 600,000 | $546,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 100,000 | $545,000 | thousands by filing date | call |
| INFRA AND ENERGY ALTRNTIVE I | 45686J112 | WTS | 623,198 | $542,000 | thousands by filing date | |
| NEBULA ACQUISITION CORP | 629076209 | UNIT 03/12/2025 | 50,000 | $506,000 | thousands by filing date | |
| SENTINEL ENERGY SVCS INC | G8062D102 | COM CL A | 50,000 | $486,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 15,000 | $409,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 903,785 | $384,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 170,085 | $376,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 689,900 | $367,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 80,000 | $357,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 722,209 | $357,000 | thousands by filing date | |
| LAZYDAYS HLDGS INC | 52110H100 | COM | 32,685 | $328,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 170,700 | $304,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W127 | *W EXP 07/01/202 | 850,000 | $296,000 | thousands by filing date | |
| CM SEVEN STAR ACQUISITION CO | G2345N110 | *W EXP 08/21/202 | 907,000 | $290,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 233,333 | $289,000 | thousands by filing date | |
| UNION ACQUISITION CORP | G9366W135 | RIGHT 12/02/2019 | 850,000 | $289,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 800,000 | $280,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 534,300 | $267,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,000 | $263,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 1,036,000 | $258,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206304 | RIGHT 02/08/2019 | 550,000 | $250,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920127 | *W EXP 01/01/202 | 200,000 | $236,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L129 | RIGHT 09/19/2018 | 400,000 | $228,000 | thousands by filing date | |
| CRONOS GROUP INC | 22717L101 | COM | 32,116 | $216,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q116 | *W EXP 05/22/202 | 458,000 | $201,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 800,000 | $192,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 771,396 | $192,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 548,422 | $189,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 405,545 | $187,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T123 | RIGHT 07/10/2019 | 600,000 | $180,000 | thousands by filing date | |
| OPES ACQUISITION CORP | 68373P118 | *W EXP 03/13/202 | 450,000 | $171,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q124 | RIGHT 05/22/2019 | 458,000 | $171,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L111 | *W EXP 09/19/202 | 199,600 | $169,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482129 | RIGHT 12/01/2022 | 400,000 | $168,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 170,000 | $162,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T206 | UNIT 10/05/2022 | 14,992 | $155,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 160,843 | $140,000 | thousands by filing date | |
| MTECH ACQUISITION CORP | 55378W115 | *W EXP 08/01/202 | 200,000 | $131,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 589,000 | $124,000 | thousands by filing date | |
| LEISURE ACQUISITION CORP | 52539T115 | *W EXP 12/05/201 | 137,500 | $103,000 | thousands by filing date | |
| LEGACY ACQUISITION CORP | 524643111 | *W EXP 11/30/202 | 282,400 | $99,000 | thousands by filing date | |
| GORDON POINTE ACQUISITION CO | 382788115 | *W EXP 07/30/202 | 200,000 | $96,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827110 | *W EXP 06/27/202 | 53,333 | $88,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T115 | *W EXP 07/10/202 | 200,000 | $80,000 | thousands by filing date | |
| BIG ROCK PARTNERS ACQUISITIO | 089482111 | *W EXP 12/01/202 | 200,000 | $74,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 175,000 | $70,000 | thousands by filing date | |
| GIGCAPITAL INC | 37518N114 | RIGHT 03/06/2020 | 175,000 | $66,000 | thousands by filing date | |
| TMSR HLDG CO LTD | 87266C117 | *W EXP 02/06/202 | 138,228 | $48,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 50,000 | $26,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 50,000 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-18-002246 | this filing | 2018-05-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-18-002371 | base | 2018-05-23 | acceptance time not in the bulk data set |