13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2018-03-31, filed 2018-05-01, with 155 holding rows worth $1,603,509,000.
- Accession
- 0001062993-18-001858
- Filer
- CIK 1513006
- Filed
- 2018-05-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2018
A holdings report, 155 entries on the cover page, a total value of $1,603,509,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,603,500,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,881,571 | $495,833,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,424,142 | $342,963,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 104,950 | $108,848,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 60,080 | $86,956,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 1,379,083 | $73,963,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 450,250 | $71,945,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 415,092 | $66,510,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 157,800 | $18,672,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 10,069,000 | $18,076,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 129,905 | $16,647,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 11,816,000 | $16,498,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 1,556,559 | $16,157,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 1,566,647 | $15,980,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 279,005 | $9,901,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 5,541,000 | $9,816,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 5,916,000 | $9,776,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 167,505 | $9,124,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 95,150 | $8,783,000 | thousands by filing date | put |
| INSULET CORP | 45784PAF8 | NOTE 1.250% 9/1 | 5,220,000 | $8,077,000 | thousands by filing date | |
| SQUARE INC | 852234AB9 | NOTE 0.375% 3/0 | 3,600,000 | $7,888,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 6,539,000 | $7,615,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 749,317 | $7,441,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 85,174 | $7,151,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 190,297 | $6,841,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 117,912 | $6,379,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 5,000,000 | $6,092,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 35,000 | $5,314,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 450,250 | $5,229,000 | thousands by filing date | put |
| Amazon.com, Inc | 023135106 | COM | 60,080 | $5,149,000 | thousands by filing date | put |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 4,000,000 | $5,095,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 121,627 | $5,015,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 82,789 | $4,950,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 4,000,000 | $3,731,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 23,200 | $3,554,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 33,805 | $3,086,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 236,800 | $3,083,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 298,812 | $2,964,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 8,805 | $2,887,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 276,279 | $2,746,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 261,399 | $2,703,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 232,100 | $2,690,000 | thousands by filing date | |
| ALLEGHENY TECHNOLOGIES INC | 01741RAG7 | NOTE | 1,400,000 | $2,549,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 43,561 | $2,531,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 68,700 | $2,521,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 70,000 | $2,250,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 8,805 | $2,218,000 | thousands by filing date | |
| ATLANTIC COAST FINL CORP | 048426100 | COM | 210,015 | $2,163,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 13,400 | $2,131,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 8,805 | $1,933,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 50,000 | $1,923,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,805 | $1,884,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 35,000 | $1,825,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AF1 | NOTE 1.625% 2/1 | 1,500,000 | $1,778,000 | thousands by filing date | |
| IMPINJ INC | 453204109 | COM | 236,800 | $1,705,000 | thousands by filing date | put |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 33,700 | $1,672,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 170,258 | $1,667,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 45,500 | $1,649,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 8,805 | $1,569,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 25,000 | $1,555,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 8,805 | $1,477,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 15,000 | $1,476,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,500 | $1,462,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 8,805 | $1,377,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 8,805 | $1,351,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 8,805 | $1,298,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 7,500 | $1,268,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 8,805 | $1,223,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 96,000 | $1,219,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 17,500 | $1,180,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 8,805 | $1,108,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 299,000 | $1,094,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 8,805 | $1,053,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,805 | $1,004,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 63,100 | $973,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 8,805 | $968,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 17,500 | $967,000 | thousands by filing date | |
| BLACK RIDGE ACQUISITION CORP | 09216T107 | COM | 100,143 | $966,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 20,000 | $894,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,805 | $884,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 13,700 | $879,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 27,300 | $850,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 98,300 | $848,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 45,500 | $847,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 203,400 | $832,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 8,805 | $821,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 232,100 | $811,000 | thousands by filing date | put |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 81,699 | $797,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 16,600 | $791,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 98,800 | $788,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 8,805 | $783,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 30,300 | $759,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 15,000 | $758,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 75,000 | $741,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 203,400 | $701,000 | thousands by filing date | put |
| 8POINT3 ENERGY PARTNERS LP | 282539105 | CL A RPT LTDPT | 57,500 | $699,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 8,805 | $698,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 98,800 | $687,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 146,200 | $681,000 | thousands by filing date | |
| GGP INC | 36174X101 | COM | 32,500 | $665,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 8,805 | $657,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 7,500 | $644,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 31,600 | $590,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 8,805 | $585,000 | thousands by filing date | |
| ACACIA COMMUNICATIONS INC | 00401C108 | COM | 50,000 | $584,000 | thousands by filing date | put |
| TPG PACE ENERGY HLDGS CORP | 872656103 | CL A | 57,597 | $582,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 4,500 | $572,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 8,805 | $561,000 | thousands by filing date | |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 27,700 | $519,000 | thousands by filing date | |
| ROKU INC COM CL A | 77543R102 | Stock | 16,600 | $516,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 60,000 | $504,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 500,000 | $497,000 | thousands by filing date | |
| RENREN INC | 759892201 | SPON ADR A NEW | 47,300 | $496,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 2,820 | $461,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 8,805 | $459,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 10,500 | $450,000 | thousands by filing date | |
| MIMEDX GROUP INC | 602496101 | COM | 63,100 | $440,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 8,805 | $421,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 50,000 | $405,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 35,000 | $397,000 | thousands by filing date | put |
| RENREN INC | 759892201 | SPON ADR A NEW | 47,300 | $397,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 8,805 | $382,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 8,805 | $378,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 58,700 | $353,000 | thousands by filing date | put |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 96,000 | $346,000 | thousands by filing date | put |
| ENERGOUS CORP | 29272C103 | COM | 20,700 | $332,000 | thousands by filing date | |
| THETRADEDESKINCCLASSCLASSA | 88339J105 | STOK | 33,700 | $300,000 | thousands by filing date | put |
| WESTERN DIGITAL CORP | 958102105 | COM | 3,200 | $295,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 58,700 | $281,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 98,300 | $257,000 | thousands by filing date | put |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 15,000 | $252,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 15,805 | $247,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10,000 | $245,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 14,900 | $244,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 30,300 | $242,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 5,200 | $232,000 | thousands by filing date | put |
| IROBOT CORP | 462726100 | COM | 13,700 | $229,000 | thousands by filing date | put |
| EVOLUS INC | 30052C107 | COM | 25,000 | $226,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 20,700 | $224,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 157,800 | $201,000 | thousands by filing date | put |
| DULUTH HLDGS INC | 26443V101 | COM CL B | 27,700 | $157,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 415,092 | $150,000 | thousands by filing date | call |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 5,500 | $123,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 12,500 | $122,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 16,000 | $116,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 10,000 | $114,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 5,200 | $83,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 10,500 | $81,000 | thousands by filing date | put |
| ROKU INC COM CL A | 77543R102 | Stock | 16,600 | $62,000 | thousands by filing date | call |
| Adverum Biotechnologies, Inc. | 00773U108 | Common Stock | 10,000 | $58,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 16,000 | $50,000 | thousands by filing date | put |
| FLEXION THERAPEUTICS INC | 33938J106 | COM | 5,500 | $44,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 1,881,571 | $4,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 200,000 | $2,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 5,200 | $1,000 | thousands by filing date | call |
| MIMEDX GROUP INC | 602496101 | COM | 63,100 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-18-001858 | this filing | 2018-05-01 | acceptance time not in the bulk data set |