13F-HR filed by CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS filed this 13F-HR for the quarter ended 2017-12-31, filed 2018-02-14, with 1,293 holding rows worth $1,652,602,000.
- Accession
- 0001062993-18-000860
- Filer
- CIK 1512024
- Filed
- 2018-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2017
A holdings report, 1,293 entries on the cover page, a total value of $1,652,602,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,652,599,000 with VALUE read as thousands by filing date, 13F file number 028-14079. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| LIONS GATE ENTMNT CORP | 535919401 | CL A VTG | 300 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 50 | $10,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 140 | $10,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 393 | $10,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 180 | $10,000 | thousands by filing date | |
| NTNL BK CDA MONTREAL F | 633067103 | FOREIGN CANADIAN | 200 | $10,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 152 | $10,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 311 | $10,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,500 | $10,000 | thousands by filing date | |
| HMN FINL INC | 40424G108 | COM | 500 | $10,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 300 | $9,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 209 | $9,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 216 | $9,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 153 | $9,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 62 | $9,000 | thousands by filing date | |
| MADRIGAL PHARMACEUTICALS INC COM | 558868105 | Stock | 98 | $9,000 | thousands by filing date | |
| VALVOLINE INC COM | 92047W101 | Stock | 362 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 155 | $9,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 132 | $9,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 500 | $9,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 261 | $9,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 33 | $9,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 300 | $9,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 183 | $9,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y848 | GLOBAL X SILVER | 285 | $9,000 | thousands by filing date | |
| PINNACLE ENTMT INC NEW | 72348Y105 | COM | 270 | $9,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 200 | $9,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 100 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 100 | $9,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 115 | $9,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 161 | $9,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 257 | $9,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 497 | $8,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 55 | $8,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 169 | $8,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 243 | $8,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 54 | $8,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 90 | $8,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 108 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 202 | $8,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 222 | $8,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 220 | $8,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 875 | $8,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 735 | $8,000 | thousands by filing date | |
| GLOBAL X FDS | 37954Y855 | LITHIUM BTRY ETF | 200 | $8,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 300 | $8,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 500 | $8,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 107 | $8,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 171 | $8,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 161 | $8,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 127 | $8,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 145 | $8,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 600 | $8,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 390 | $8,000 | thousands by filing date | |
| MANNATECH INC | 563771203 | COM NEW | 500 | $8,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 245 | $8,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 2,750 | $8,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 109 | $8,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 170 | $8,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 138 | $8,000 | thousands by filing date | |
| OAK VIEW NATIONAL | 67134X105 | COM | 1,000 | $8,000 | thousands by filing date | |
| PATHEON N V | N6865W105 | SHS | 215 | $8,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25460E844 | DLY GOLD INDX 3X | 250 | $8,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 76 | $7,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 200 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 50 | $7,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 280 | $7,000 | thousands by filing date | |
| RLI CORP COM | 749607107 | Stock | 110 | $7,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 100 | $7,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 52 | $7,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 193 | $7,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 100 | $7,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 340 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 50 | $7,000 | thousands by filing date | |
| TFS FINL CORP | 87240R107 | COM | 500 | $7,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 185 | $7,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 313 | $7,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 364 | $7,000 | thousands by filing date | |
| VARONIS SYS INC | 922280102 | COM | 139 | $7,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 212 | $7,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 56 | $7,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 114 | $7,000 | thousands by filing date | |
| ENVESTNET INC | 29404K106 | COM | 137 | $7,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 440 | $7,000 | thousands by filing date | |
| SERVICEMASTER GLOBAL HOLDING | 81761R109 | COMMON STOCK | 139 | $7,000 | thousands by filing date | |
| Mercedes Benz Group Ag Reg Shs | d1668r123 | USD | 77 | $7,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 5,000 | $7,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 200 | $7,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 221 | $7,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 110 | $6,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 90 | $6,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 175 | $6,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 29 | $6,000 | thousands by filing date | |
| KRANESHARES TRUST CSI CHI INTERNET | 500767306 | CSI CHI INTERNET | 100 | $6,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 82 | $6,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 113 | $6,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 82 | $6,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 201 | $6,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 292 | $6,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 97 | $6,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 200 | $6,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 600 | $6,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 286 | $6,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 221 | $6,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 250 | $6,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 202 | $6,000 | thousands by filing date | |
| INOVALON HLDGS INC | 45781D101 | COM CL A | 403 | $6,000 | thousands by filing date | |
| PROSHARES TR II | 74347W247 | ULTA BLMBG 2017 | 268 | $6,000 | thousands by filing date | |
| ISHARES TR | 46432FAW7 | IBONDS MAR18 ETF | 235 | $6,000 | thousands by filing date | |
| BANCORPSOUTH BK TUPELO MISS | 05971J102 | COM | 198 | $6,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 306 | $6,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 235 | $6,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 3,000 | $6,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 500 | $5,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 125 | $5,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 42 | $5,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 80 | $5,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 210 | $5,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 50 | $5,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 100 | $5,000 | thousands by filing date | |
| RE MAX HLDGS INC | 75524W108 | CL A | 95 | $5,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 169 | $5,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 73 | $5,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 129 | $5,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 127 | $5,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 134 | $5,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 54 | $5,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 115 | $5,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 141 | $5,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 62 | $5,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 102 | $5,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 143 | $5,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 107 | $5,000 | thousands by filing date | |
| COWEN GROUP INC | 223622606 | COMMON STOCK | 363 | $5,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 146 | $5,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 1,303 | $5,000 | thousands by filing date | |
| Proshares Short S&P | 74347B425 | COM | 175 | $5,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 115 | $5,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 400 | $5,000 | thousands by filing date | |
| APPLIANCE RECYCLING CTRS AME | 03814F205 | COM NEW | 4,375 | $5,000 | thousands by filing date | |
| COLUMBIA ETF TR II | 19762B806 | INDIA INFRSR ETF | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 37 | $4,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 31 | $4,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 86 | $4,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 52 | $4,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 246 | $4,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 48 | $4,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 56 | $4,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 93 | $4,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 34 | $4,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 150 | $4,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 144 | $4,000 | thousands by filing date | |
| Carter Bank and Trust | 146102108 | Ordinary Shares | 250 | $4,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 9 | $3,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 115 | $3,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 12 | $3,000 | thousands by filing date | |
| EVOLENT HEALTH INC CL A | 30050B101 | Stock | 247 | $3,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 261 | $3,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 40 | $3,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 27 | $3,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 27 | $3,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 900 | $3,000 | thousands by filing date | |
| ISHARES TR LATN AMER 40 ETF | 464287390 | LATN AMER 40 ETF | 100 | $3,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 71 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A540 | ST STR SP TELCO | 51 | $3,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 200 | $3,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 87 | $3,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 65 | $3,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 251 | $3,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 73 | $3,000 | thousands by filing date | |
| IMAGE SENSING SYS INC | 45244C104 | COM | 850 | $3,000 | thousands by filing date | |
| Powershares ETF KBW Insurance | 73936q777 | COM | 50 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 98 | $3,000 | thousands by filing date | |
| WPP PLC-SPONSORED ADR | G9788D103 | ADR | 171 | $3,000 | thousands by filing date | |
| CLEAN COAL TECHNOLOGIES INCORPORATED COM NEW | 18450P200 | Equity | 26,672 | $3,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 34 | $2,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 20 | $2,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 51 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 78 | $2,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5 | $2,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 23 | $2,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 14 | $2,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 26 | $2,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 32 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 33 | $2,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 14 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $2,000 | thousands by filing date | |
| AMERICAN OUTDOOR BRANDS CORP | 02874P103 | COM | 138 | $2,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 35 | $2,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 100 | $2,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 35 | $2,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 22 | $2,000 | thousands by filing date | |
| EMAGIN CORP | 29076N206 | COM | 1,450 | $2,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 74 | $2,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 250 | $2,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 34 | $2,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 100 | $2,000 | thousands by filing date | |
| GlaxoSmithKline PLC | G3910J112 | COM | 96 | $2,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 15 | $1,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 12 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 22 | $1,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 23 | $1,000 | thousands by filing date | |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 36 | $1,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 25 | $1,000 | thousands by filing date | |
| IQVIA HLDGS INC COM | 46266C105 | Stock | 12 | $1,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 2 | $1,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 25 | $1,000 | thousands by filing date | |
| CLEVELAND-CLIFFS INC NEW COM | 185899101 | Stock | 75 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 100 | $1,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 38 | $1,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 24 | $1,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 10 | $1,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 13 | $1,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 27 | $1,000 | thousands by filing date | |
| GEOPARK LTD USD SHS | G38327105 | Stock | 124 | $1,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 50 | $1,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 9 | $1,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 35 | $1,000 | thousands by filing date | |
| APTIV PLC | G6095L109 | SHS | 16 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 20 | $1,000 | thousands by filing date | |
| VARIAN MED SYS INC | 92220P105 | COM | 9 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 28 | $1,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 9 | $1,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 14 | $1,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 76 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 140 | $1,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 32 | $1,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 125 | $1,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 100 | $1,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 150 | $1,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 6 | $1,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 31 | $1,000 | thousands by filing date | |
| AURORA CANNABIS INC | 05156X108 | COMMON STOCK-FO | 140 | $1,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 900 | $1,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 110 | $1,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 5,000 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 39 | $1,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 77 | $1,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 60 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 22 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 130 | $1,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 47 | $1,000 | thousands by filing date | |
| SCIENTIFIC LEARNING | 808760102 | COM | 1,000 | $1,000 | thousands by filing date | |
| Ericsson Telfon New Ordf | W26049119 | COM | 147 | $1,000 | thousands by filing date | |
| ILG INC | 44967H101 | COM | 43 | $1,000 | thousands by filing date | |
| CARREFOUR SA ORD | F13923119 | Common Stock | 65 | $1,000 | thousands by filing date | |
| CAPTOR CAP CORP COM | 14075H103 | Common Stock | 2,250 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNCHRONYFINL | 87165B103 | STOK | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TARGA RES CORP COM | 87612G101 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOVER CORP COM | 260003108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIDEWATER INC NEW COM | 88642R109 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALBEMARLE CORP | 012653101 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEGGETT & PLATT INC | 524660107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CONDUENT INC | 206787103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REGAL REXNORD CORPORATION | 758750103 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIVO CORP | 88870P106 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEEKAY CORPORATION | Y8564W103 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DELPHI TECHNOLOGIES PLC | G2709G107 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASSOCIATES FIRST CAPITAL CORPO | 046008207 | COM | 1,470 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENSCO PLC | G3157S106 | SHS CLASS A | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOZOOM INC | 09072T100 | COM | 67 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVLON INC | 761525609 | OPT | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNEDISON INC | 86732Y109 | COM | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUATERRA RES INC | 747952109 | COM | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENTRY TECHNOLOGY CORP | 81731K101 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B748 | ULTSHT FINLS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR II | 74347W163 | ULTRA VIX SHORT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORP | 15117N503 | COM PAR NEW | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PRAIRIESKY ROYALTY LTD | 739721108 | Common Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY INTERACTIVE CORP | 53071M856 | LBT VEN COM A NE | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RETAIL PRO INC COM | 76131K107 | COM | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| China Biotics Inc Xxx | 16937B109 | Sponsored ADR | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED POINT BIO CORP COM | 757736103 | Common Stock | 2,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 2,150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIGAMI INC COM | 59861L107 | Common Stock | 2,300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-18-000860 | this filing | 2018-02-14 | acceptance time not in the bulk data set |