13F-HR/A filed by Koshinski Asset Management, Inc.
Koshinski Asset Management, Inc. filed this 13F-HR/A for the quarter ended 2015-12-31, filed 2018-01-17, with 224 holding rows worth $143,025,000.
- Accession
- 0001062993-18-000200
- Filer
- CIK 1633389
- Filed
- 2018-01-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, amendment of type restatement, 225 entries on the cover page, a total value of $143,025,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $143,028,000 with VALUE read as thousands by filing date, 13F file number 028-16542. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 66,925 | $5,325,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 182,004 | $4,403,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 81,300 | $3,401,000 | thousands by filing date | |
| LANDMARK BANCORP INC | 51504L107 | COMMON STOCK | 120,567 | $3,167,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 26,816 | $2,823,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 23,142 | $2,421,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 224,638 | $2,408,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 27,859 | $2,243,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 54,045 | $2,236,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 51,428 | $2,183,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 923,544 | $2,143,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 66,708 | $2,078,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 38,507 | $2,034,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 20,941 | $1,632,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 21,192 | $1,624,000 | thousands by filing date | |
| NUVEEN AMT-FREE MUN VALUE FD | 670695105 | COM | 88,930 | $1,588,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 158,713 | $1,582,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 21,876 | $1,556,000 | thousands by filing date | |
| FRANKLIN UNIVERSAL TRUST | 355145103 | SH BEN INT | 271,380 | $1,555,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 22,360 | $1,476,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 91,516 | $1,435,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 30,190 | $1,395,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 125,010 | $1,273,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 72,417 | $1,248,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 15,908 | $1,237,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 11,181 | $1,231,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 31,605 | $1,219,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 30,014 | $1,158,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,993 | $1,129,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 28,206 | $1,096,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 101,960 | $1,083,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 42,990 | $1,073,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 13,473 | $1,070,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 30,949 | $1,065,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 20,000 | $1,027,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 18,685 | $1,005,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 21,010 | $981,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 5,993 | $969,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 7,718 | $960,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 8,059 | $953,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 6,579 | $952,000 | thousands by filing date | |
| NUVEEN INS MUNICIPAL OPP FD | 670984103 | mf | 66,231 | $949,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 61,863 | $948,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,457 | $946,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 34,683 | $942,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 16,575 | $920,000 | thousands by filing date | |
| KAYNE ANDERSON NEXTGEN ENERGY | 48661E108 | COM | 71,306 | $882,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,906 | $796,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,575 | $777,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 39,377 | $772,000 | thousands by filing date | |
| S&W SEED COMPANY COM | 785135104 | COM | 181,448 | $766,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 32,174 | $756,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 20,573 | $739,000 | thousands by filing date | |
| DUFF & PHELPS SLT ENGY AND M | 26433F108 | COM | 122,533 | $733,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,092 | $728,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 28,733 | $726,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 32,374 | $725,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,529 | $724,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 10,542 | $716,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 6,509 | $714,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 49,900 | $713,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 6,847 | $711,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 5,989 | $705,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 19,059 | $657,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 6,231 | $655,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 4,941 | $653,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 26,840 | $651,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 19,845 | $631,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 6,481 | $623,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y826 | MEIDELL TCT AD | 21,111 | $593,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 11,997 | $592,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,679 | $587,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 13,608 | $585,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,776 | $584,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 11,493 | $580,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,715 | $580,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 15,809 | $580,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 15,301 | $575,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 46,302 | $564,000 | thousands by filing date | |
| DREYFUS MUN INCOME INC | 26201R102 | COM | 59,376 | $561,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,747 | $560,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 6,272 | $552,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 6,402 | $545,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,154 | $544,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,325 | $539,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 27,011 | $533,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 6,866 | $532,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 21,882 | $523,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 39,804 | $521,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 9,573 | $520,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,724 | $513,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 6,441 | $509,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 8,384 | $507,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,570 | $501,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 2,305 | $501,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 12,650 | $501,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 12,469 | $485,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 18,345 | $483,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,106 | $459,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 15,685 | $459,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 9,000 | $445,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 7,500 | $444,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,200 | $435,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 8,300 | $432,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 20,454 | $430,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 28,909 | $427,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 8,486 | $424,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 14,953 | $412,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 4,219 | $411,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 39,985 | $409,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,351 | $399,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 12,248 | $395,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,619 | $395,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,566 | $394,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 24,664 | $391,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 5,471 | $389,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 3,713 | $385,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 6,496 | $384,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 7,694 | $374,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 8,390 | $373,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 8,215 | $369,000 | thousands by filing date | |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 3,622 | $366,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 9,883 | $363,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 4,711 | $362,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 1,830 | $361,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 40,345 | $361,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 10,470 | $357,000 | thousands by filing date | |
| NUVEEN SELECT MATURITIES MUNIC | 67061t101 | CLSD FD | 34,500 | $353,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 25,958 | $351,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,026 | $350,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 2,244 | $346,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 24,274 | $346,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 10,053 | $346,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 11,621 | $334,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,729 | $333,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,811 | $331,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,225 | $330,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 13,550 | $329,000 | thousands by filing date | |
| 38259p508 | COM | 421 | $328,000 | thousands by filing date | ||
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 7,704 | $311,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 5,694 | $308,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 23,305 | $307,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,098 | $303,000 | thousands by filing date | |
| PROSHARES TR | 74347R214 | PSHS ULT NASB | 4,204 | $301,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 11,537 | $296,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,975 | $291,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 4,635 | $290,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1,393 | $285,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 4,635 | $284,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 2,277 | $284,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 8,417 | $282,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,794 | $279,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 2,595 | $279,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,189 | $279,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,556 | $278,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 7,362 | $278,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 6,603 | $276,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,737 | $273,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,582 | $273,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 5,923 | $269,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 14,970 | $268,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,520 | $265,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 347 | $263,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 H | 73937B829 | COM | 8,950 | $262,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 1,832 | $261,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 3,189 | $260,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 9,835 | $253,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 7,330 | $250,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,193 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 7,250 | $245,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 2,415 | $242,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 19,455 | $242,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 3,438 | $239,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 3,645 | $239,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,699 | $237,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 7,545 | $236,000 | thousands by filing date | |
| PROSHARES TR | 74347R685 | PSHS ULTRA UTIL | 2,569 | $236,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,446 | $235,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 17,000 | $233,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 5,454 | $229,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 35,996 | $229,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,175 | $227,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 6,668 | $227,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 16,600 | $226,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X846 | NASDAQ CYB ETF | 12,650 | $225,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 4,459 | $224,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 5,815 | $224,000 | thousands by filing date | |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 3,497 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 4,368 | $219,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,455 | $218,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 4,980 | $216,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11,960 | $216,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X459 | ST STR SP GLBDIV | 3,780 | $215,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 2,210 | $213,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 3,669 | $213,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 11,613 | $213,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 10,018 | $212,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 12,701 | $211,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,367 | $210,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1,943 | $210,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 3,968 | $209,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 4,181 | $209,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 6,806 | $207,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,217 | $206,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 9,142 | $205,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 2,411 | $203,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 10,646 | $196,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 12,500 | $195,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 11,770 | $191,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,000 | $186,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 22,399 | $152,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 25,600 | $150,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 18,500 | $143,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 19,134 | $140,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,173 | $133,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 12,540 | $126,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 10,584 | $124,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 21,424 | $112,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 10,400 | $111,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25490K562 | DAILY NATURAL GA | 16,000 | $98,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 11,621 | $93,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUN BD FD | 26202F107 | COM | 11,000 | $89,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 22,615 | $59,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 19,244 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-007135 | superseded | 2016-01-19 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-18-000200 | this filing | 2018-01-17 | acceptance time not in the bulk data set |