13F-HR filed by Polar Asset Management Partners Inc.
Polar Asset Management Partners Inc. filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-14, with 313 holding rows worth $4,976,998,000.
- Accession
- 0001062993-17-004901
- Filer
- CIK 1326389
- Filed
- 2017-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 313 entries on the cover page, a total value of $4,976,998,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $4,976,989,000 with VALUE read as thousands by filing date, 13F file number 028-12489. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,220,000 | $306,501,000 | thousands by filing date | put |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 145,000,000 | $266,672,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 60,000,000 | $245,310,000 | thousands by filing date | principal |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 50,000,000 | $198,941,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 1,325,000 | $196,338,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 700,000 | $175,861,000 | thousands by filing date | call |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 55,000,000 | $171,296,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 830,400 | $143,418,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 100,000,000 | $120,985,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 11,508,132 | $120,145,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 60,000,000 | $104,846,000 | thousands by filing date | principal |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 57,000,000 | $82,094,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 500,000 | $72,725,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 400,000 | $59,272,000 | thousands by filing date | call |
| LIBERTY MEDIA CORP DELAWARE | 531229AE2 | DEB 2.250% 9/3 | 50,000,000 | $53,224,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 342,800 | $50,796,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 46,200 | $44,311,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 25,000,000 | $42,269,000 | thousands by filing date | principal |
| WRIGHT MED GROUP N V | 98236JAB4 | NOTE 2.250%11/1 | 30,000,000 | $40,486,000 | thousands by filing date | principal |
| COACH INC | 189754104 | COM | 979,140 | $39,440,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 15,000,000 | $39,015,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 25,000,000 | $35,137,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,761,751 | $34,991,000 | thousands by filing date | |
| SOCIAL CAP HEDOSOPHIA HLDGS | G8250R111 | UNIT 99/99/9999 | 3,300,000 | $34,815,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 30,000,000 | $34,269,000 | thousands by filing date | principal |
| Mondelez International,Inc. Class A | 609207105 | COM | 807,700 | $32,841,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 3,207,333 | $30,470,000 | thousands by filing date | |
| INDUSTREA ACQUISITION CORP | 45579J203 | UNIT 07/21/2024 | 2,799,900 | $28,307,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 178,100 | $27,905,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 25,000,000 | $26,380,000 | thousands by filing date | principal |
| TOTAL SYS SVCS INC | 891906109 | COM | 395,400 | $25,899,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 286,000 | $25,880,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 2,500,000 | $25,750,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 429,300 | $25,676,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAH4 | NOTE 0.599% 8/0 | 25,000,000 | $25,384,000 | thousands by filing date | principal |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 889,232 | $25,210,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 2,454,975 | $24,795,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 20,000,000 | $24,755,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 20,000,000 | $24,269,000 | thousands by filing date | principal |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 2,341,039 | $23,996,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 416,317 | $23,947,000 | thousands by filing date | |
| CONVERGYS CORP | 212485AE6 | SDCV | 10,000,000 | $23,817,000 | thousands by filing date | principal |
| McDonalds Corporation | 580135101 | COM | 150,000 | $23,502,000 | thousands by filing date | put |
| TRANSALTA CORP | 89346D107 | COM | 3,976,506 | $23,262,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 3,618,291 | $22,723,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 627,400 | $22,580,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 2,242,670 | $22,427,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 338,100 | $21,706,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 97,195 | $21,599,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 2,100,000 | $21,420,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L204 | UNIT 04/12/2024 | 2,094,437 | $21,300,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 15,000,000 | $20,983,000 | thousands by filing date | principal |
| CSRA INC | 12650T104 | COM | 647,723 | $20,902,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 84,300 | $20,865,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 1,923,464 | $20,620,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 2,000,000 | $20,243,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 377,700 | $19,674,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 20,000 | $19,182,000 | thousands by filing date | put |
| ASGN INC | 682159108 | COM | 348,400 | $18,702,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240MAY4 | CORPORATE OBLIG | 12,500,000 | $18,400,000 | thousands by filing date | principal |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 202,600 | $18,189,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 714,200 | $18,148,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 129,552 | $18,053,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 271,500 | $17,930,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 430,605 | $17,930,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 1,850,000 | $17,890,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 15,000,000 | $17,857,000 | thousands by filing date | principal |
| American Tower Corporation | 03027X100 | COM | 130,500 | $17,837,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 514,861 | $17,763,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 1,799,300 | $17,741,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION CORP. | 92211L105 | Common Stock | 1,800,000 | $17,640,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 15,000,000 | $17,609,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 155,000 | $17,529,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 458,026 | $17,519,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 10,000,000 | $17,335,000 | thousands by filing date | principal |
| ASHLAND INC | 044186104 | COM | 261,154 | $17,077,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 127,709 | $17,021,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828111 | CL A | 1,704,968 | $16,640,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 1,086,867 | $16,629,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A102 | CL A | 1,600,000 | $15,968,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 364,010 | $15,871,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 92,500 | $15,805,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 154,700 | $15,515,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397108 | CL A COM | 1,600,000 | $15,280,000 | thousands by filing date | |
| C&J ENERGY SVCS INC NEW | 12674R100 | COM | 502,300 | $15,054,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 988,200 | $14,843,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 165,300 | $14,763,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 260,200 | $14,756,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 272,958 | $14,658,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 590,100 | $14,487,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 1,394,636 | $14,421,000 | thousands by filing date | |
| CISION LTD | G1992S109 | SHS | 1,100,000 | $14,322,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 1,426,446 | $14,307,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 296,100 | $14,278,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 1,622,600 | $14,003,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 556,700 | $13,968,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 73,633 | $13,931,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 10,000,000 | $13,837,000 | thousands by filing date | principal |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 1,383,262 | $13,833,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 90,100 | $13,602,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 371,165 | $13,585,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 1,263,800 | $13,573,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 538,197 | $13,557,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 75,000 | $13,486,000 | thousands by filing date | call |
| CBIZ INC | 124805102 | COM | 817,834 | $13,290,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 10,000,000 | $12,654,000 | thousands by filing date | principal |
| FORUM MERGER CORP | 34985B103 | COM CL A | 1,290,000 | $12,526,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 617,200 | $12,517,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 343,834 | $12,326,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 885,391 | $12,227,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 50,864 | $11,962,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 1,200,000 | $11,712,000 | thousands by filing date | |
| MODEL PERFORMANCE ACQUISIT-A | 57682V106 | Common | 1,200,000 | $11,652,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 1,054,250 | $10,869,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 492,028 | $10,810,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 1,023,234 | $10,703,000 | thousands by filing date | |
| ORGANOGENESIS HOLDINGS INC | G0726L125 | Stock | 1,045,000 | $10,450,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 10,000,000 | $10,380,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 1,000,800 | $10,333,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U201 | UNIT 06/30/2022 | 1,019,900 | $10,250,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F108 | SHS | 1,036,000 | $10,101,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E204 | UNIT 07/27/2022 | 935,000 | $9,659,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 300,000 | $9,558,000 | thousands by filing date | call |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 900,000 | $9,261,000 | thousands by filing date | |
| MATLIN & PARTNE | 57682V205 | Common Stock | 899,900 | $9,134,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G109 | COM | 930,000 | $9,114,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 5,000,000 | $8,860,000 | thousands by filing date | principal |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 885,931 | $8,806,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 865,450 | $8,481,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 638,236 | $8,399,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 631,000 | $8,339,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 741,137 | $8,301,000 | thousands by filing date | |
| FORUM MERGER II CORP | 34985B202 | UNIT 09/30/2025 | 800,000 | $8,200,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A203 | UNIT 01/15/2024 | 777,400 | $7,906,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U102 | COM CL A | 810,000 | $7,898,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100,000 | $7,878,000 | thousands by filing date | call |
| SONIC CORP | 835451105 | COM | 305,000 | $7,762,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314507 | COM NEW | 2,701,730 | $7,673,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 729,729 | $7,596,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 50,000 | $7,548,000 | thousands by filing date | call |
| MODERN MEDIA ACQUISITION | 60765P202 | UNIT 99/99/9999 | 702,410 | $7,300,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 152,100 | $7,260,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206205 | UNIT 02/08/2019 | 700,000 | $7,196,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 169,700 | $7,148,000 | thousands by filing date | |
| 180 LIFE SCIENCES ORD | 48242A104 | COM | 710,100 | $6,901,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 20,000 | $6,822,000 | thousands by filing date | call |
| KRAFT HEINZ CO COM | 500754106 | Stock | 86,000 | $6,669,000 | thousands by filing date | call |
| MYR GROUP INC | 55405W104 | COM | 221,273 | $6,448,000 | thousands by filing date | |
| DRAPER OAKWOOD TECHNOLOGY | 26146L202 | UNIT 09/30/2024 | 625,000 | $6,375,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G208 | UNIT 99/99/9999 | 605,000 | $6,352,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F124 | UNIT 99/99/9999 | 604,113 | $6,204,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 105,882 | $6,141,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 612,187 | $6,134,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 5,000,000 | $6,104,000 | thousands by filing date | principal |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 600,000 | $6,102,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 350,000 | $6,020,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 500,000 | $5,975,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867208 | UNIT 99/99/9999 | 550,400 | $5,790,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 5,000,000 | $5,683,000 | thousands by filing date | principal |
| BLACKHAWK NETWORK HLDGS INC | 09238EAB0 | NOTE 1.500% 1/1 | 5,000,000 | $5,607,000 | thousands by filing date | principal |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 700,000 | $5,579,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A104 | COM | 508,000 | $5,156,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 42,500 | $5,092,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 200,000 | $5,018,000 | thousands by filing date | call |
| AKORN INC | 009728106 | COM | 150,000 | $4,978,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 480,000 | $4,910,000 | thousands by filing date | |
| WAYFAIR INC | 94419LAA9 | NOTE 0.375% 9/0 | 5,000,000 | $4,836,000 | thousands by filing date | principal |
| I AM CAP ACQUISITION CO | 45074Q207 | UNIT 08/15/2022 | 458,000 | $4,694,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 50,000 | $4,404,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 147,910 | $4,393,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 426,617 | $4,343,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 110,000 | $4,309,000 | thousands by filing date | call |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 5,000,000 | $4,230,000 | thousands by filing date | principal |
| ASB BANCORP INC N C | 00213T109 | COM | 85,000 | $4,212,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 1,371,719 | $4,184,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 40,000 | $4,098,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 82,500 | $4,092,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L102 | COM | 396,102 | $4,001,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 105,702 | $3,931,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 457,362 | $3,878,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 50,000 | $3,860,000 | thousands by filing date | |
| ALTERYX, INC (CLASS A) | 02156B103 | COM CL A | 182,335 | $3,714,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 32,100 | $3,630,000 | thousands by filing date | call |
| WEST CORP | 952355204 | COM | 150,000 | $3,520,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 328,488 | $3,482,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P104 | ORD SHS | 350,000 | $3,454,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 342,398 | $3,445,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 67,500 | $3,442,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 309,400 | $3,296,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B201 | UNIT 99/99/9999 | 300,000 | $3,258,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 60,000 | $3,218,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 215,000 | $3,171,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 35,000 | $3,006,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 228,999 | $2,988,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 411,200 | $2,570,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 1,708,765 | $2,495,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 400,000 | $2,444,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 13,450 | $2,430,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R107 | SHS | 250,000 | $2,405,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 100,000 | $2,370,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 140,000 | $2,264,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 140,000 | $2,255,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867109 | COM CL A | 219,700 | $2,190,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P112 | UNIT 99/99/9999 | 200,000 | $2,190,000 | thousands by filing date | |
| HOOKER FURNISHINGS CORPORATI | 439038100 | COM | 44,000 | $2,101,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A203 | UNIT 99/99/9999 | 197,000 | $2,061,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P120 | UNIT 99/99/9999T | 200,000 | $2,054,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A111 | *W EXP 03/28/202 | 1,325,000 | $2,047,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 2,523,063 | $2,044,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 99,933 | $1,976,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 90,000 | $1,975,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 50,000 | $1,945,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K113 | COM | 2,049,817 | $1,916,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 946,665 | $1,893,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 90,000 | $1,889,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 75,066 | $1,877,000 | thousands by filing date | |
| COLLECTORS UNIVERSE | 19421R200 | COMMON | 77,500 | $1,858,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 50,000 | $1,824,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 65,200 | $1,822,000 | thousands by filing date | |
| COVISTA INC | 00737L103 | COM | 50,000 | $1,792,000 | thousands by filing date | put |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 60,000 | $1,789,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 43,476 | $1,785,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 73,503 | $1,771,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 128,108 | $1,736,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 20,666 | $1,736,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W107 | COM | 170,100 | $1,730,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 120,000 | $1,702,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 108,315 | $1,645,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W123 | UNIT 03/22/2022 | 151,000 | $1,625,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 5,000 | $1,602,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 40,000 | $1,567,000 | thousands by filing date | put |
| Lifetime Brands Inc | 53222Q103 | COM | 85,267 | $1,560,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 30,000 | $1,553,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 142,496 | $1,491,000 | thousands by filing date | |
| PATRIOT TRANSPORTATION HOLDING | 70338W105 | COM | 68,820 | $1,372,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 25,000 | $1,326,000 | thousands by filing date | put |
| BOULEVARD ACQUISITION | 10157Q110 | *W EXP 09/25/202 | 1,490,051 | $1,311,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 50,000 | $1,290,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 75,000 | $1,252,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 1,786,197 | $1,232,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 318,175 | $1,219,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 50,000 | $1,209,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 1,502,667 | $1,195,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 55,000 | $1,171,000 | thousands by filing date | call |
| DIMENSION THERAPEUTICS INC | 25433V105 | COM | 190,000 | $1,140,000 | thousands by filing date | |
| KEWAUNEE SCIENTIFIC CP | 492854104 | COMM | 38,212 | $1,127,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E121 | RIGHT 99/99/9999 | 2,703,000 | $1,081,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 12,500 | $1,052,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 100,000 | $1,042,000 | thousands by filing date | |
| LAKELAND INDS INC | 511795106 | COM | 70,000 | $987,000 | thousands by filing date | |
| HENNESSY CAP ACQUSTON CORP I | 42588L113 | *W EXP 06/15/202 | 1,350,000 | $919,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 32,500 | $897,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 25,000 | $894,000 | thousands by filing date | put |
| ALPHA PRO TECH LTD | 020772109 | COM | 215,573 | $830,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F132 | RIGHT 99/99/9999 | 2,583,500 | $822,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 126,547 | $820,000 | thousands by filing date | |
| GLOBAL PARTNER A | 37954X204 | UNIT | 70,000 | $747,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827128 | CL A | 75,000 | $741,000 | thousands by filing date | |
| NEXTDECADE CORP | 65342K105 | COM | 80,000 | $726,000 | thousands by filing date | |
| VANTAGE ENERGY ACQUISITION | 92211L113 | *W EXP 04/12/202 | 600,000 | $705,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L117 | *W EXP 10/07/202 | 1,753,245 | $702,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A128 | *W EXP 10/25/202 | 533,333 | $699,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 50,000 | $698,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 189,894 | $657,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P129 | RIGHT 99/99/9999 | 1,700,000 | $629,000 | thousands by filing date | |
| Forum Merger Corp | 34985B129 | RIGHT 06/01/2019 | 1,839,487 | $628,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 200,000 | $624,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 1,462,689 | $622,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397116 | *W EXP 07/21/202 | 800,000 | $612,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 25,000 | $535,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 676,817 | $494,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 100,000 | $475,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 8,500 | $473,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP II | 31810G117 | *W EXP 01/19/202 | 362,100 | $460,000 | thousands by filing date | |
| MATLIN & PARTNERS ACQUISITIO | 57682V114 | *W EXP 05/28/202 | 1,192,500 | $459,000 | thousands by filing date | |
| AMCON DISTRG CO | 02341Q205 | COM NEW | 4,952 | $457,000 | thousands by filing date | |
| WRLSW US 08 Aug 22 C11.5 | 70957E113 | W EXP 07/27/202 | 900,000 | $429,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 25,000 | $415,000 | thousands by filing date | |
| ROSEHILL RES INC | 777385113 | *W EXP 04/27/202 | 424,889 | $414,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T112 | *W EXP 10/10/202 | 666,550 | $362,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 600,000 | $351,000 | thousands by filing date | |
| NUMEREX CORP -CL A | 67053A102 | CL A | 84,922 | $323,000 | thousands by filing date | |
| WTS/HUNTER MARITIME ACQUISITIEXP12/31/2021 | Y37828129 | WARR | 522,209 | $316,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 15,000 | $304,000 | thousands by filing date | |
| CONSTELLATION ALPHA CAP CORP | G2379F116 | *W EXP 03/23/202 | 1,036,000 | $243,000 | thousands by filing date | |
| FORTIS INC | 349553107 | COM | 6,700 | $240,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 182,810 | $222,000 | thousands by filing date | |
| KBL MERGER CORP IV RT | 48242A120 | Common Stock | 800,000 | $220,000 | thousands by filing date | |
| BORQS TECHNOLOGIES INC | G1466B103 | SHS | 36,154 | $208,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 21,363 | $201,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A112 | *W EXP 11/15/202 | 591,000 | $199,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 563,800 | $197,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789134 | RIGHT 03/12/2018 | 600,200 | $186,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P138 | RIGHT 03/20/2019 | 534,300 | $180,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 548,422 | $178,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 19,000 | $177,000 | thousands by filing date | call |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 452,000 | $167,000 | thousands by filing date | |
| KBL MERGER CORP IV | 48242A112 | W EXP 01/15/202 | 800,000 | $140,000 | thousands by filing date | |
| KAYNE ANDERSON ACQUISITION | 48661U110 | *W EXP 06/30/202 | 170,000 | $139,000 | thousands by filing date | |
| CELCUITY INC | 15102K100 | COM | 11,132 | $136,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 610,900 | $135,000 | thousands by filing date | |
| NATIONAL ENERGY SERVICES REU | G6375R115 | *W EXP 06/06/202 | 250,000 | $116,000 | thousands by filing date | |
| GORES HLDGS II INC | 382867117 | *W EXP 01/13/202 | 75,000 | $110,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789118 | *W EXP 12/17/202 | 363,450 | $110,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 480,000 | $100,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W115 | *W EXP 03/22/2022 | 232,100 | $85,000 | thousands by filing date | |
| FORUM MERGER CORP | 34985B111 | *W EXP 06/01/202 | 170,050 | $65,000 | thousands by filing date | |
| BISON CAP ACQUISITION CORP | G1142P112 | *W EXP 06/20/202 | 175,000 | $62,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 589,000 | $59,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H119 | *W EXP 07/09/202 | 143,528 | $42,000 | thousands by filing date | |
| Borqs Technologies Inc. | G1466B111 | *W EXP 08/18/202 | 143,294 | $39,000 | thousands by filing date | |
| ATLANTIC ACQUISITION CORP | 048206304 | RIGHT 02/08/2019 | 50,000 | $27,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P111 | *W EXP 05/17/202 | 50,000 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-004901 | this filing | 2017-11-14 | acceptance time not in the bulk data set |