13F-HR filed by FOUNDERS FINANCIAL SECURITIES LLC
FOUNDERS FINANCIAL SECURITIES LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-11-09, with 89 holding rows worth $280,708,000.
- Accession
- 0001062993-17-004752
- Filer
- CIK 1342396
- Filed
- 2017-11-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A combination report, 89 entries on the cover page, a total value of $280,708,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,707,000 with VALUE read as thousands by filing date, 13F file number 028-15741. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHorizon Investments, LLC028-15165
- included managerHorizon Investments, LLC028-15165
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Value ETF | 922908744 | SHS | 292,560 | $29,203,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 150,292 | $19,951,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 59,231 | $14,881,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 99,364 | $14,607,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 253,943 | $13,718,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 389,077 | $12,073,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 271,335 | $11,822,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 223,423 | $9,216,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 143,343 | $9,198,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 171,591 | $9,045,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 79,877 | $8,754,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 57,923 | $8,186,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 63,359 | $7,924,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 88,858 | $7,204,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 77,229 | $6,330,000 | thousands by filing date | |
| DBX ETF TR | 233051853 | XTRACK MSCI EURP | 221,402 | $6,275,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 75,275 | $5,807,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 115,879 | $5,709,000 | thousands by filing date | |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 25,710 | $4,577,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 66,314 | $4,523,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 163,397 | $4,225,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 101,589 | $4,166,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 34,009 | $4,123,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 31,281 | $3,864,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 85,230 | $3,224,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 36,300 | $3,222,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 11,770 | $2,977,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 192,081 | $2,272,000 | thousands by filing date | |
| ISHARES TR | 46434V381 | FUTU EXPO TE ETF | 52,238 | $1,793,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 38,877 | $1,513,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 13,161 | $1,402,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,683 | $1,374,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,530 | $1,287,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 14,839 | $1,253,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 22,019 | $1,088,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 23,570 | $1,083,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 13,289 | $1,062,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 22,451 | $1,011,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 8,494 | $1,000,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 19,870 | $989,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 18,431 | $986,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 10,873 | $957,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 8,208 | $956,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 6,471 | $939,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 19,637 | $896,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 23,017 | $876,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 10,249 | $868,000 | thousands by filing date | |
| DBX ETF TR | 233051432 | XTRACK USD HIGH | 16,666 | $855,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 31,640 | $834,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,500 | $832,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9,665 | $830,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 43,220 | $820,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,107 | $790,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,204 | $781,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,885 | $765,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 7,476 | $765,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 9,338 | $760,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 21,922 | $737,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R860 | NASDAQ BK ETF | 25,797 | $713,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 18,205 | $676,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 9,906 | $675,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 12,308 | $664,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 10,229 | $657,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 10,516 | $637,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 22,797 | $616,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 61,390 | $610,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 15,522 | $602,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 6,440 | $586,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 51,508 | $578,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 11,033 | $531,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,173 | $470,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 10,210 | $466,000 | thousands by filing date | |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 15,119 | $450,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 3,039 | $431,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,952 | $416,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J190 | GERMANY ALPHA | 8,317 | $397,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 5,747 | $372,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 9,646 | $369,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J232 | SWITZLND ALPHA | 7,166 | $368,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 19,160 | $347,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 5,819 | $344,000 | thousands by filing date | |
| FIRST TR BICK INDEX FD | 33733H107 | COM SHS | 11,725 | $340,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12,690 | $291,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 22,217 | $252,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 1,148 | $225,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 11,252 | $125,000 | thousands by filing date | |
| THL CREDIT INC | 872438106 | COM | 12,179 | $114,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 18,295 | $112,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 15,904 | $95,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-004752 | this filing | 2017-11-09 | acceptance time not in the bulk data set |