13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-23, with 202 holding rows worth $1,935,966,000.
- Accession
- 0001062993-17-004526
- Filer
- CIK 1513006
- Filed
- 2017-10-23
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 202 entries on the cover page, a total value of $1,935,966,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,935,969,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,117,529 | $599,202,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,002,964 | $503,328,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,666,932 | $373,164,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 30,077,000 | $42,851,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 183,200 | $20,903,000 | thousands by filing date | |
| PAREXEL INTL CORP | 699462107 | COM | 200,000 | $17,616,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 750,000 | $17,220,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 250,000 | $15,810,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 10,916,000 | $15,059,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 4,000,000 | $14,454,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 7,261,000 | $12,724,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 54,000 | $9,793,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 6,716,000 | $7,098,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 4,984,000 | $7,007,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 5,654,000 | $6,643,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 136,400 | $6,258,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 65,900 | $6,150,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 175,000 | $5,794,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 5,000,000 | $5,727,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 380,800 | $5,537,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 380,800 | $5,534,000 | thousands by filing date | put |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 35,500 | $5,359,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 50,307 | $5,294,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 505,000 | $5,141,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806AM1 | NOTE 4.500% 1/1 | 3,930,000 | $5,139,000 | thousands by filing date | |
| EXA CORP | 300614500 | COM | 193,666 | $4,683,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 418,964 | $4,667,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 141,300 | $4,547,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,800,000 | $4,497,000 | thousands by filing date | |
| TWITTER INC | 90184LAB8 | NOTE 0.250% 9/1 | 4,500,000 | $4,264,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 103,720 | $4,258,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 2,000,000 | $4,190,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 3,500,000 | $3,947,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 15,307 | $3,891,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 108,900 | $3,803,000 | thousands by filing date | put |
| Southern Company | 842587107 | COM | 75,000 | $3,686,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 15,307 | $3,631,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 21,507 | $3,518,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 146,500 | $3,276,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 15,307 | $3,213,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 65,800 | $3,123,000 | thousands by filing date | |
| BANK MUTUAL CORP | 063750103 | COM | 304,050 | $3,086,000 | thousands by filing date | |
| ARCONIC INC | 03965L100 | COM | 123,000 | $3,060,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 15,307 | $2,998,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 48,639 | $2,832,000 | thousands by filing date | |
| RH | 74967X103 | COM | 37,000 | $2,602,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 55,000 | $2,593,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 247,900 | $2,489,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 2,000,000 | $2,459,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 129,890 | $2,455,000 | thousands by filing date | |
| ARC LOGISTICS PARTNERS LP | 03879N101 | COM UT REP LPN | 145,472 | $2,429,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 15,307 | $2,398,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 177,200 | $2,373,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 15,307 | $2,359,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 138,200 | $2,318,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 15,307 | $2,221,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 2,000,000 | $2,200,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 87,000 | $2,183,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 15,307 | $1,990,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 45,000 | $1,948,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 194,533 | $1,941,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 15,307 | $1,909,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 125,000 | $1,878,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 15,307 | $1,875,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 158,000 | $1,810,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 15,307 | $1,799,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 15,307 | $1,777,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 469,000 | $1,773,000 | thousands by filing date | |
| PENSARE ACQUISITION CORP | 70957E105 | COM | 176,600 | $1,711,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 118,700 | $1,701,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 56,500 | $1,687,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 44,900 | $1,674,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311206 | CL C | 108,900 | $1,636,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 171,100 | $1,524,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 15,307 | $1,509,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 177,200 | $1,497,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 65,600 | $1,469,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 133,200 | $1,467,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 15,307 | $1,462,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 87,900 | $1,449,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 32,600 | $1,420,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 25,000 | $1,419,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,500 | $1,414,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 15,307 | $1,393,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 15,307 | $1,385,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 75,000 | $1,385,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 1,000,000 | $1,383,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 83,500 | $1,372,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 56,500 | $1,362,000 | thousands by filing date | put |
| ORBITAL ATK INC | 68557N103 | COM | 10,000 | $1,332,000 | thousands by filing date | |
| BANKRATE INC DEL | 06647F102 | COM | 94,640 | $1,320,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 88,000 | $1,294,000 | thousands by filing date | |
| PARAGON COML CORP COM NEW | 69911U403 | Stock | 22,630 | $1,278,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,307 | $1,255,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 171,100 | $1,247,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 20,000 | $1,221,000 | thousands by filing date | |
| FEDERAL STR ACQUISITION CORP | 31421V206 | UNIT 99/99/9999 | 117,798 | $1,213,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 15,307 | $1,196,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 150,000 | $1,196,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 133,200 | $1,184,000 | thousands by filing date | put |
| RH | 74967X103 | COM | 37,000 | $1,173,000 | thousands by filing date | put |
| STERLING BANCORP DEL | 85917A100 | COM | 46,828 | $1,154,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 40,000 | $1,152,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 20,500 | $1,148,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 15,307 | $1,140,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 10,200 | $1,131,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 158,000 | $1,100,000 | thousands by filing date | |
| WAVE LIFE SCIENCES LTD SHS | Y95308105 | Stock | 50,000 | $1,088,000 | thousands by filing date | |
| DOWDUPONT INC | 26078J100 | COM | 15,307 | $1,060,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 15,000 | $1,057,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 4,117,529 | $1,052,000 | thousands by filing date | call |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 104,381 | $1,047,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,307 | $980,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,033,000 | $963,000 | thousands by filing date | |
| RICE ENERGY INC | 762760106 | COM | 32,753 | $948,000 | thousands by filing date | |
| REDFIN CORP | 75737F108 | COM | 87,000 | $939,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 83,500 | $928,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 80,000 | $909,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,200,000 | $890,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 28,300 | $806,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 15,307 | $794,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,307 | $758,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 75,000 | $756,000 | thousands by filing date | |
| CAPITOL INVT CORP IV | G18920119 | UNIT 99/99/9999 | 74,300 | $750,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 33,100 | $746,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 50,000 | $738,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 395,000 | $727,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 11,373 | $701,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 80,900 | $698,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 15,307 | $689,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 6,900 | $659,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 7,500 | $645,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 43,900 | $637,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 5,000 | $599,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 15,307 | $583,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 136,400 | $566,000 | thousands by filing date | put |
| GORES HLDGS II INC | 382867109 | COM CL A | 56,585 | $564,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 59,300 | $563,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 15,307 | $546,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 43,900 | $545,000 | thousands by filing date | put |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 29,100 | $532,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 80,900 | $519,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 50,000 | $517,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 15,307 | $515,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 24,500 | $503,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 17,749 | $489,000 | thousands by filing date | |
| FAIRMOUNT SANTROL HLDGS INC | 30555Q108 | COM | 100,038 | $478,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 78,200 | $467,000 | thousands by filing date | |
| OSPREY ENERGY ACQUISITION CO | 688397207 | UNIT 07/21/2022 | 45,158 | $449,000 | thousands by filing date | |
| TPG PACE ENERGY HLDGS CORP | 872656202 | UNIT 99/99/9999 | 40,000 | $408,000 | thousands by filing date | |
| ELFBEAUTYINC | 26856L103 | STOK | 33,100 | $384,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 31,100 | $379,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 15,307 | $370,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A103 | COM CL A | 35,000 | $357,000 | thousands by filing date | |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 13,539 | $349,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 80,000 | $337,000 | thousands by filing date | put |
| ALTABA INC | 021346101 | COM | 5,000 | $331,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 146,500 | $327,000 | thousands by filing date | put |
| CF CORP | G20307107 | SHS CL A | 27,000 | $300,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 25,000 | $299,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 35,500 | $299,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 138,200 | $291,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 7,700 | $289,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 88,000 | $286,000 | thousands by filing date | put |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 15,700 | $264,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 25,000 | $262,000 | thousands by filing date | |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 25,000 | $257,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 55,000 | $248,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTON CORP I | 42588L105 | COM | 25,000 | $246,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 24,000 | $228,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 35,500 | $222,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 65,600 | $211,000 | thousands by filing date | put |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 20,500 | $176,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 31,100 | $161,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 15,500 | $152,000 | thousands by filing date | |
| I AM CAP ACQUISITION CO | 45074Q207 | UNIT 08/15/2022 | 12,041 | $123,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 32,600 | $113,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 380,800 | $109,000 | thousands by filing date | call |
| RH | 74967X103 | COM | 37,000 | $94,000 | thousands by filing date | call |
| GNC HLDGS INC | 36191G107 | COM CL A | 10,000 | $88,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 15,700 | $79,000 | thousands by filing date | put |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 5,500 | $71,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 118,700 | $68,000 | thousands by filing date | put |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 183,200 | $68,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 10,000 | $65,000 | thousands by filing date | put |
| AUTONATION INC COM | 05329W102 | Stock | 65,800 | $62,000 | thousands by filing date | put |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 63,000 | $58,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 10,000 | $52,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 28,300 | $51,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 56,500 | $48,000 | thousands by filing date | call |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 43,900 | $42,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 24,500 | $33,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 133,200 | $30,000 | thousands by filing date | call |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 5,500 | $23,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 19,000 | $19,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 83,500 | $13,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311206 | CL C | 108,900 | $7,000 | thousands by filing date | call |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 15,700 | $5,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 400,000 | $5,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 32,600 | $2,000 | thousands by filing date | put |
| ELFBEAUTYINC | 26856L103 | STOK | 33,100 | $1,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 20,500 | $0 | thousands by filing date | callValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-004526 | this filing | 2017-10-23 | acceptance time not in the bulk data set |