13F-HR filed by Advocacy Wealth Management, LLC
Advocacy Wealth Management, LLC filed this 13F-HR for the quarter ended 2017-09-30, filed 2017-10-13, with 293 holding rows worth $249,919,000.
- Accession
- 0001062993-17-004428
- Filer
- CIK 1569452
- Filed
- 2017-10-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2017
A holdings report, 334 entries on the cover page, a total value of $249,919,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $249,922,000 with VALUE read as thousands by filing date, 13F file number 028-15180. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 1,102,954 | $53,736,000 | thousands by filing date | |
| FIRST TRUST LOW DURATION OPPORTUNITIES ETF | 33739Q200 | ETF | 688,897 | $35,816,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 621,722 | $30,502,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 253,405 | $25,564,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 460,547 | $21,572,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 1,529,975 | $17,840,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 1,225,944 | $17,200,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,378,672 | $15,469,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,935,092 | $14,213,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 48,998 | $3,331,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 19,899 | $1,414,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 23,697 | $1,089,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 17,843 | $1,037,000 | thousands by filing date | |
| ISHARES TR | 46434V787 | YLD OPTIM BD | 24,452 | $615,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 5,890 | $600,000 | thousands by filing date | |
| iShares Global REIT ETF | 46434V647 | SHS | 21,898 | $560,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 30,000 | $488,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 3,772 | $307,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,710 | $280,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 2,056 | $218,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 2,708 | $216,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 5,375 | $211,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 8,000 | $198,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 4,500 | $197,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 2,730 | $190,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,862 | $158,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,790 | $156,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,391 | $154,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 5,300 | $140,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 857 | $132,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,456 | $130,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 2,618 | $128,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1,878 | $121,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 600 | $120,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 5,000 | $110,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 801 | $104,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 2,091 | $104,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,920 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 3,087 | $99,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 1,706 | $98,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,201 | $96,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,195 | $96,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 4,278 | $95,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 4,518 | $93,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,100 | $90,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 789 | $88,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 2,870 | $88,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 1,679 | $84,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 6,105 | $83,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,150 | $77,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 1,000 | $75,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 925 | $75,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,600 | $72,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $62,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,800 | $61,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 578 | $61,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 12,462 | $59,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 1,159 | $58,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 2,377 | $57,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,000 | $56,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 2,600 | $56,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 8,200 | $55,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 545 | $54,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 1,528 | $53,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 612 | $52,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 700 | $52,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 630 | $50,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 500 | $49,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,051 | $47,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 510 | $47,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,360 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 422 | $46,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q783 | RIVRFRNT STR INC | 1,817 | $46,000 | thousands by filing date | |
| ISHARES TR | 464288620 | SHS | 382 | $43,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 380 | $42,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 418 | $40,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 300 | $40,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 942 | $40,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 600 | $38,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 450 | $38,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 318 | $37,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 669 | $37,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,307 | $37,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 120 | $36,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 1,014 | $36,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $35,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $35,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 1,525 | $34,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 678 | $33,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 187 | $33,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 291 | $33,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,000 | $33,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 126 | $32,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 350 | $32,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,722 | $32,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 1,500 | $32,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 363 | $31,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 261 | $31,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F171 | GREEN BOND ETF | 1,164 | $31,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 850 | $30,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 201 | $29,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 29 | $28,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,300 | $28,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 191 | $27,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 522 | $27,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 513 | $27,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 184 | $27,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 562 | $27,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 405 | $26,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 292 | $25,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 100 | $25,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 350 | $25,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 350 | $25,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 440 | $25,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 2,650 | $25,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 300 | $25,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 220 | $25,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 1,200 | $25,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200 | $24,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 1,000 | $24,000 | thousands by filing date | |
| FED AGRI MTG CORP 6 NON-CUM PFD SERC | 313148876 | 6 NON-CUM PFD SERC | 845 | $24,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 249 | $23,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 847 | $23,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 1,500 | $23,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,100 | $23,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 266 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 237 | $22,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 380 | $21,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 283 | $21,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 100 | $21,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 1,000 | $21,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 700 | $20,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 600 | $20,000 | thousands by filing date | |
| Wisdomtree Equity Premium Income Fund | 97717X560 | COM | 685 | $20,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 1,300 | $20,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 2,000 | $20,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 486 | $19,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 83 | $19,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 296 | $19,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 664 | $19,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 233 | $18,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 371 | $18,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 1,400 | $18,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 400 | $18,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 163 | $17,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 283 | $17,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 109 | $16,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 68 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 400 | $16,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,000 | $16,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 2,100 | $16,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 200 | $16,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $15,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 189 | $15,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 370 | $15,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 200 | $15,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $15,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 406 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 171 | $14,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,500 | $14,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 1,000 | $14,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 500 | $13,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 263 | $13,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 96 | $13,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $13,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 229 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 87 | $13,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 200 | $13,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 200 | $13,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS PFD D | 74460W735 | Real Estate Investment Trusts - Preferred (FI) | 510 | $13,000 | thousands by filing date | |
| Public Storage Dep Rpst Pfd B 5.40000pcnt | 74460W776 | COM | 474 | $13,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 160 | $12,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 342 | $12,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 150 | $12,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 274 | $12,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 750 | $12,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 326 | $12,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 298 | $12,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 999 | $12,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 182 | $12,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 409 | $12,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 207 | $11,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 93 | $11,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 173 | $11,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 1,000 | $11,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 200 | $11,000 | thousands by filing date | |
| ANDEAVOR | 03349M105 | COM | 108 | $11,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 555 | $11,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 311 | $11,000 | thousands by filing date | |
| BB&T CORP $1.4625 PFD | 054937206 | PREFERRED | 453 | $11,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 118 | $10,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 200 | $10,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 772 | $10,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 200 | $10,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 126 | $10,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 100 | $10,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 4,700 | $10,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 197 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 400 | $10,000 | thousands by filing date | |
| MSC INCOME FUND, INC. | 40427D102 | Stock | 1,200 | $10,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 100 | $9,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 50 | $9,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 106 | $9,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 100 | $9,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 139 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 280 | $9,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 95 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 337 | $9,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 43 | $8,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 41 | $8,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 500 | $8,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 128 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 159 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 200 | $8,000 | thousands by filing date | |
| VAN ECK INTL GOLD CL A | 921075503 | COM | 896 | $8,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 100 | $7,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 89 | $7,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 74 | $7,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 12 | $7,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 150 | $7,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 350 | $7,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 157 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 494 | $7,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 6 | $6,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 35 | $6,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 64 | $6,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 305 | $6,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 500 | $6,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 65 | $6,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 70 | $6,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $6,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 100 | $6,000 | thousands by filing date | |
| ENERGY TRANSFER PARTNERS LP | 29278N103 | UNIT LTD PRT INT | 311 | $6,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 500 | $6,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 100 | $5,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 81 | $5,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 200 | $5,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 300 | $5,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 4,200 | $5,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 250 | $5,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 1,000 | $5,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 1,000 | $5,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 40 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 69 | $4,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 300 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 174 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 300 | $4,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 100 | $4,000 | thousands by filing date | |
| CION INVESTMENT CORPORAT ION | 17259u105 | COM | 478 | $4,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 70 | $3,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 100 | $3,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 147 | $3,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 500 | $3,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 2,000 | $3,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 500 | $3,000 | thousands by filing date | |
| CALITHERA BIOSCIENCES INC COM NEW | 13089P101 | Stock | 200 | $3,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 26 | $2,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 50 | $2,000 | thousands by filing date | |
| CYTOMX THERAPEUTICS INC | 23284F105 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 250 | $2,000 | thousands by filing date | |
| UNITED CANNABIS CORP XXXREGISTRATION REVOKED BY THE SEC EFF: 02/02/22 | 909747107 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 1,000 | $2,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 100 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 17 | $1,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 805 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD | 92205F106 | Domestic Common | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 754 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RASER TECHNOLOGIES INC | 754055101 | EQUITY | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 414 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOBLE METAL RECOVERY LTD | 655058204 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVINE INC CL A | 255402406 | Common | 391 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRADER CLASSIFIED | 89254T102 | Common | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PEREGRINE PHARMACEUTICALS IN | 713661502 | COM PAR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS CORPORATION COM | 049268105 | COM | 333 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LION ONE METALS LTD COM | 536216104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THERMAL ENERGY STORAGE | 883466104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD NAT RES INC WT EXP 020121 | 91828V126 | Common Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER BUCKLE MINES INC COM | 827453101 | COMMON | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPONLINE COM INC COM | 03832H100 | COMMON | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAFFE RIBS INC COM | 127701100 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COM TEL INC COM | 199782103 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTRON INC COM | 005080106 | COMMON | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPICEDGE INC COM | 29426X102 | COMMON | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUGHES CAPITAL CORP COM | 444394100 | COMMON | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMN EQUITIES INC | 44969F103 | COMMON | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUNDELL TECHNOLOGY INC COM | 549904100 | COMMON | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MIDWEST LODGING PPTYS INC COM | 598330108 | COMMON | 800 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POMCO ENERGY CORP COM | 731807103 | COMMON | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST EQUITIES CORP COM | 32008A102 | COMMON | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPOTLIGHT INNOVATION INC COM | 849207105 | COMMON | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-004428 | this filing | 2017-10-13 | acceptance time not in the bulk data set |