13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2017-06-30, filed 2017-07-21, with 171 holding rows worth $1,956,560,000.
- Accession
- 0001062993-17-003344
- Filer
- CIK 1513006
- Filed
- 2017-07-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2017
A holdings report, 171 entries on the cover page, a total value of $1,956,560,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,956,559,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 3,006,330 | $726,842,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5,001,733 | $687,490,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 498,043 | $106,191,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 300,000 | $37,536,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 325,100 | $35,917,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 26,662,000 | $34,848,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 353,000 | $11,857,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 8,910,000 | $10,794,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 3,910,000 | $10,740,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 7,916,000 | $10,393,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 6,203,000 | $9,294,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,800 | $9,111,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 135,000 | $8,932,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 54,500 | $7,797,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 6,311,000 | $6,831,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 38,700 | $6,752,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 75,000 | $6,674,000 | thousands by filing date | put |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 4,984,000 | $6,603,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 146,500 | $6,294,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 44,150 | $6,213,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 4,807,000 | $6,025,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 5,000,000 | $5,976,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 146,900 | $5,858,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 83,900 | $5,577,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 48,300 | $5,446,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 277,200 | $5,184,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 460,000 | $5,037,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 139,600 | $5,035,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 91,800 | $4,771,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 200,000 | $4,664,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 382,700 | $4,145,000 | thousands by filing date | |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 4,000,000 | $4,006,000 | thousands by filing date | |
| TERRAFORM GLOBAL INC | 88104M101 | CL A | 792,348 | $4,001,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 152,166 | $3,888,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,600,000 | $3,808,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 78,500 | $3,755,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 106,900 | $3,664,000 | thousands by filing date | put |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 3,500,000 | $3,500,000 | thousands by filing date | |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,500,000 | $3,462,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 3,550,000 | $3,389,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,670,000 | $3,355,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 165,000 | $3,242,000 | thousands by filing date | |
| RH | 74967X103 | COM | 50,000 | $3,226,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 51,000 | $3,151,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 2,700,000 | $3,133,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 166,200 | $2,875,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 45,000 | $2,826,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 82,300 | $2,750,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 106,900 | $2,326,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,000,000 | $2,314,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 50,000 | $2,309,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 2,500,000 | $2,284,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 2,000,000 | $2,269,000 | thousands by filing date | |
| XENITH BANKSHARES INC NEW | 984102202 | COM NEW | 71,633 | $2,225,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 23,174 | $2,219,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 138,200 | $2,102,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 382,700 | $2,094,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 158,000 | $2,065,000 | thousands by filing date | put |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 201,500 | $2,033,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 200,200 | $2,006,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 277,200 | $2,001,000 | thousands by filing date | put |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 248,700 | $1,987,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 57,000 | $1,659,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 50,000 | $1,650,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 163,800 | $1,620,000 | thousands by filing date | put |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 32,000 | $1,602,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 200,000 | $1,598,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 170,300 | $1,591,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 24,826 | $1,585,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 57,000 | $1,476,000 | thousands by filing date | put |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 138,900 | $1,382,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887208 | PFD SHS CONV A | 24,770 | $1,346,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AL6 | NOTE 1.250% 4/0 | 1,601,000 | $1,339,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 75,000 | $1,333,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 163,800 | $1,332,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 65,600 | $1,322,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 19,100 | $1,309,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 25,000 | $1,306,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 170,300 | $1,300,000 | thousands by filing date | put |
| FIRST SOLAR INC COM | 336433107 | Stock | 146,900 | $1,244,000 | thousands by filing date | put |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 119,400 | $1,194,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 11,400 | $1,121,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 10,000 | $1,094,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 299,208 | $1,089,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,200,000 | $1,060,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 35,000 | $1,051,000 | thousands by filing date | |
| MODERN MEDIA ACQUISITION | 60765P103 | COM | 100,000 | $977,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 56,500 | $936,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,900 | $932,000 | thousands by filing date | |
| CLOUDERA INC | 18914U100 | COM | 56,500 | $905,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 45,000 | $862,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 24,500 | $847,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 158,000 | $839,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 15,200 | $812,000 | thousands by filing date | |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 91,800 | $776,000 | thousands by filing date | put |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 75,800 | $770,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 19,201 | $759,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 51,000 | $742,000 | thousands by filing date | put |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 72,329 | $727,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 5,001,733 | $700,000 | thousands by filing date | call |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 63,000 | $679,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 28,300 | $671,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 80,900 | $669,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287108 | COM | 8,000 | $625,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 58,500 | $622,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 80,900 | $554,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 10,000 | $533,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 137,600 | $533,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 15,000 | $524,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 45,500 | $523,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 138,200 | $514,000 | thousands by filing date | put |
| HENNESSY CAP ACQUSTON CORP I | 42588L204 | UNIT 06/15/2024 | 50,000 | $503,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,000 | $502,000 | thousands by filing date | |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 24,500 | $484,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 10,000 | $482,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 500,000 | $476,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 9,700 | $463,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,500 | $457,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 4,600 | $446,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 46,400 | $442,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 10,000 | $436,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 53,500 | $431,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 166,200 | $430,000 | thousands by filing date | put |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 40,000 | $427,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 38,300 | $414,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 17,500 | $411,000 | thousands by filing date | |
| ALTABA INC | 021346101 | COM | 7,500 | $409,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 65,600 | $406,000 | thousands by filing date | put |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 16,900 | $363,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 78,500 | $341,000 | thousands by filing date | put |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 15,900 | $311,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 19,100 | $294,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 38,300 | $282,000 | thousands by filing date | put |
| CF CORP | G20307107 | SHS CL A | 25,000 | $281,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 63,000 | $252,000 | thousands by filing date | put |
| TPG PACE HLDGS CORP | G89827102 | UNIT 99/99/9999 | 23,535 | $241,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 15,600 | $234,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 5,000 | $204,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 45,500 | $197,000 | thousands by filing date | put |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 28,300 | $196,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 10,500 | $182,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 24,500 | $174,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 18,700 | $158,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 3,006,330 | $150,000 | thousands by filing date | call |
| DASEKE INC | 23753F107 | COM | 12,000 | $134,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 106,900 | $119,000 | thousands by filing date | call |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 83,900 | $106,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 78,500 | $103,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 13,600 | $98,000 | thousands by filing date | |
| RH | 74967X103 | COM | 50,000 | $95,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 10,500 | $86,000 | thousands by filing date | put |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 15,200 | $79,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 18,700 | $79,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 17,000 | $79,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 57,000 | $76,000 | thousands by filing date | call |
| CANADA GOOSE HLDGS INC SHS SUB VTG | 135086106 | Stock | 24,500 | $73,000 | thousands by filing date | put |
| ROYAL GOLD INC | 780287AA6 | NOTE | 58,000 | $63,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 82,300 | $62,000 | thousands by filing date | call |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 325,100 | $26,000 | thousands by filing date | put |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 13,600 | $16,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 11,500 | $12,000 | thousands by filing date | put |
| SNAP INC | 83304A106 | CL A | 75,000 | $11,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 82,300 | $11,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 18,700 | $10,000 | thousands by filing date | call |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 300,000 | $6,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 16,900 | $4,000 | thousands by filing date | put |
| CLOUDERA INC | 18914U100 | COM | 56,500 | $2,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 78,500 | $2,000 | thousands by filing date | call |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 19,100 | $1,000 | thousands by filing date | call |
| SUNPOWER CORP | 867652406 | COM | 170,300 | $1,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 3,006,330 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-003344 | this filing | 2017-07-21 | acceptance time not in the bulk data set |