13F-HR filed by Shamrock Asset Management LLC
Shamrock Asset Management LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-26, with 278 holding rows worth $160,846,000.
- Accession
- 0001062993-17-002695
- Filer
- CIK 1555909
- Filed
- 2017-05-26
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 278 entries on the cover page, a total value of $160,846,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $160,852,000 with VALUE read as thousands by filing date, 13F file number 028-15010. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 483,358 | $26,116,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 209,000 | $11,443,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 92,826 | $9,436,000 | thousands by filing date | |
| INNOVATOR LUNT LOW VOL/HIGH BETA TACTICAL ETF | 287711790 | ETF | 287,090 | $8,521,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 135,407 | $6,990,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 145,790 | $6,128,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 167,737 | $5,757,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 207,109 | $5,737,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 64,619 | $4,469,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 111,996 | $4,241,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 66,274 | $3,239,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 83,095 | $2,655,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739P608 | RIVRFRNT DYN DEV | 38,982 | $2,202,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 39,449 | $1,909,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 12,502 | $1,822,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 32,517 | $1,818,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 19,851 | $1,803,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 36,120 | $1,765,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,176 | $1,524,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 22,845 | $1,505,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 100,853 | $1,347,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J109 | ASIA EX JAPAN | 39,700 | $1,237,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 38,887 | $1,232,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 58,784 | $1,228,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 25,387 | $1,213,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 22,138 | $1,104,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 12,617 | $1,098,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 9,531 | $1,061,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,546 | $1,038,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 7,864 | $972,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 6,288 | $959,000 | thousands by filing date | |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 64,519 | $883,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 29,313 | $870,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 26,691 | $858,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,641 | $857,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 10,953 | $852,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 42,583 | $831,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 11,369 | $825,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,377 | $820,000 | thousands by filing date | |
| REALITY SHS ETF TR DIVS ETF | 75605A108 | CEF | 30,897 | $806,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,700 | $803,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 30,602 | $794,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,251 | $761,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 14,826 | $754,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 8,877 | $727,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 12,686 | $713,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 7,400 | $666,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 14,578 | $644,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,146 | $640,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 5,463 | $632,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 7,873 | $615,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 10,911 | $602,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 4,333 | $601,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 10,231 | $594,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 4,714 | $589,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,430 | $579,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 7,379 | $568,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 3,410 | $559,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 11,851 | $550,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,948 | $534,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 8,791 | $513,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 7,536 | $512,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 11,293 | $506,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 6,625 | $453,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,834 | $449,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 11,041 | $445,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,467 | $430,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092501 | MSCI FINLS IDX | 12,071 | $424,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 10,080 | $415,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 8,136 | $413,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,509 | $412,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 3,807 | $403,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 4,915 | $386,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 16,504 | $386,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 429 | $380,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 13,537 | $374,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 10,378 | $356,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 10,693 | $356,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 6,543 | $339,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 26,664 | $329,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,445 | $322,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,853 | $315,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,145 | $306,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,144 | $287,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 4,827 | $277,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 2,272 | $274,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,997 | $265,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,089 | $251,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,772 | $248,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 2,926 | $240,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,798 | $237,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q407 | JPMORGAN DIVER | 3,749 | $237,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 5,960 | $231,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,169 | $228,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,511 | $228,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 6,519 | $223,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,756 | $212,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,469 | $211,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 5,460 | $211,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,595 | $207,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1,715 | $195,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,641 | $193,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 2,807 | $183,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 1,619 | $173,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,593 | $168,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 10,025 | $145,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 2,548 | $124,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 915 | $113,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 907 | $100,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,220 | $85,000 | thousands by filing date | |
| iShares MSCI Japan ETF | 46434G822 | SHS | 1,591 | $82,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 325 | $77,000 | thousands by filing date | |
| Invesco Optm Yd Dvrs Cdty Stra No K1 ETF | 73937V106 | ETF | 4,588 | $76,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,500 | $69,000 | thousands by filing date | |
| ELKHORN DWA COMMODITY ROTATION ETF | 00000DWAC | ETF | 2,803 | $69,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 78 | $66,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 931 | $66,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 78 | $65,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505889 | EMQQ EME MAR ETF | 2,337 | $65,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 5,960 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,956 | $62,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 2,316 | $62,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 725 | $61,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 4,000 | $61,000 | thousands by filing date | |
| J P MORGAN EXCHANGE TRADED F | 46641Q308 | DIV RTN EM EQT | 1,148 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 516 | $56,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 507 | $55,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092709 | MSCI INDL INDX | 1,515 | $51,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 4,035 | $50,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,028 | $47,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 346 | $46,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 371 | $42,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 937 | $42,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 1,701 | $42,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 2,000 | $40,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,060 | $40,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,360 | $40,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 1,473 | $40,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,356 | $39,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 609 | $38,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,292 | $38,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,435 | $38,000 | thousands by filing date | |
| VANECK RUSSIA ETF | 92189F403 | ETF | 1,859 | $38,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,435 | $38,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 488 | $38,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,473 | $38,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,315 | $38,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 264 | $37,000 | thousands by filing date | |
| ISHARES INC MSCI TAIWAN ETF | 46434G772 | MSCI TAIWAN ETF | 1,121 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 1,963 | $37,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,127 | $36,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 583 | $35,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 285 | $35,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 906 | $34,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 814 | $34,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 382 | $34,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 2,262 | $34,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 200 | $33,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 206 | $33,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 227 | $32,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 751 | $32,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 162 | $32,000 | thousands by filing date | |
| IJH | 464287507 | COM | 180 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 594 | $31,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 367 | $30,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 640 | $30,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 346 | $29,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 160 | $28,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,530 | $28,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 190 | $27,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 563 | $27,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 594 | $25,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 290 | $25,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 309 | $25,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 462 | $25,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 549 | $25,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 184 | $24,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 4,172 | $24,000 | thousands by filing date | |
| VTI | 922908769 | COM | 190 | $23,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 300 | $23,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 438 | $23,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 100 | $21,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 164 | $21,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 577 | $21,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 573 | $21,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 920 | $20,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 638 | $20,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 342 | $20,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 148 | $19,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 103 | $19,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 261 | $19,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $19,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 283 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 611 | $19,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 435 | $19,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 441 | $19,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 858 | $19,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 76 | $19,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 387 | $18,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 353 | $18,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 74 | $18,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 265 | $18,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 212 | $18,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 208 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 324 | $18,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 438 | $18,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 529 | $18,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 429 | $18,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 208 | $17,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 124 | $17,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 688 | $17,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 460 | $17,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 304 | $17,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 67 | $16,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 253 | $16,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 95 | $16,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $15,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 240 | $15,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 230 | $15,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 96 | $15,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 396 | $14,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 833 | $14,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 50 | $14,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 143 | $14,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 308 | $14,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 175 | $14,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 220 | $14,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 247 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 193 | $13,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 147 | $12,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 200 | $11,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 40 | $11,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 282 | $10,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 368 | $9,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 66 | $9,000 | thousands by filing date | |
| JPMORGAN DVRSFD RTRN INTRNL EQT ETF | 46641Q209 | COM | 179 | $9,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 261 | $9,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 600 | $9,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 206 | $8,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 150 | $7,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 81 | $7,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 50 | $6,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 75 | $6,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 1,000 | $6,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 40 | $5,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 197 | $5,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 150 | $5,000 | thousands by filing date | |
| FIRST TR VALUE LINE 100 ETF | 33735G107 | COM SHS | 241 | $5,000 | thousands by filing date | |
| POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO | 73937B498 | ETF | 199 | $5,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 33 | $4,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 62 | $4,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 50 | $4,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 100 | $3,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 15 | $3,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 80 | $3,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 300 | $3,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 71 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 87 | $2,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 15 | $2,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 15 | $1,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 14 | $1,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 14 | $1,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 10 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 16 | $1,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 15 | $1,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VWO | 922042858 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BECTON DICKINSON & CO | 075887109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADIENT PLC | G0084W101 | ORD SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTURYLINK INC | 156700106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-002695 | this filing | 2017-05-26 | acceptance time not in the bulk data set |