13F-HR/A filed by Independent Advisor Alliance
Independent Advisor Alliance filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-05-19, with 182 holding rows worth $233,281,000.
- Accession
- 0001062993-17-002631
- Filer
- CIK 1696899
- Filed
- 2017-05-19
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type restatement, 182 entries on the cover page, a total value of $233,281,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $233,277,000 with VALUE read as thousands by filing date, 13F file number 028-17950. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 79,258 | $9,509,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 127,229 | $8,907,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 78,200 | $7,395,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 50,298 | $6,418,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 140,444 | $5,821,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,988 | $4,860,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 62,439 | $4,828,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 54,220 | $4,657,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 34,176 | $4,634,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 85,276 | $4,496,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 5,118 | $4,137,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 35,345 | $4,035,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 34,305 | $3,966,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 115,366 | $3,522,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 37,595 | $3,288,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 30,584 | $3,158,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 71,689 | $3,090,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 36,744 | $3,065,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 47,963 | $3,009,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 27,542 | $2,965,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 55,868 | $2,741,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 35,817 | $2,715,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 10,444 | $2,692,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 52,282 | $2,652,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 16,548 | $2,640,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 17,780 | $2,464,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 42,230 | $2,423,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 43,888 | $2,417,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 14,611 | $2,318,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 12,917 | $2,306,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 46,306 | $2,093,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 18,017 | $2,071,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 12,550 | $2,061,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 19,504 | $2,057,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 24,808 | $2,023,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,025 | $1,927,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 35,779 | $1,883,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 35,163 | $1,871,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 16,416 | $1,782,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 14,341 | $1,741,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 5,780 | $1,639,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 23,026 | $1,635,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 47,357 | $1,629,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 13,699 | $1,617,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 70,792 | $1,615,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 13,707 | $1,609,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 16,084 | $1,604,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 23,507 | $1,597,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 19,449 | $1,589,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 34,904 | $1,585,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 46,407 | $1,582,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 14,281 | $1,582,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 20,146 | $1,547,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 11,756 | $1,545,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 17,069 | $1,518,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,475 | $1,512,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 129,217 | $1,502,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 25,135 | $1,476,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 19,724 | $1,415,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 43,590 | $1,385,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 37,441 | $1,383,000 | thousands by filing date | |
| CONSTELLATION BRANDS INC CL A | 21036P108 | Stock | 8,767 | $1,316,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 44,400 | $1,313,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 21,882 | $1,228,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 41,568 | $1,174,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 9,624 | $1,136,000 | thousands by filing date | |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 55,392 | $1,119,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 17,621 | $1,102,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 17,041 | $1,042,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 96,000 | $1,026,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,804 | $1,024,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 14,570 | $973,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 7,991 | $958,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 12,688 | $954,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,386 | $928,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 53,070 | $905,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,727 | $889,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 4,967 | $886,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 21,314 | $881,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,228 | $862,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 13,563 | $847,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,998 | $821,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 19,514 | $819,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,658 | $794,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 14,872 | $739,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 9,646 | $732,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 6,822 | $728,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 12,511 | $721,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 6,318 | $718,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 11,558 | $715,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 3,798 | $705,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 31,708 | $702,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 9,999 | $686,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 17,986 | $665,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 15,294 | $656,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 12,509 | $649,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 39,799 | $644,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,391 | $635,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,463 | $635,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 5,179 | $633,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,277 | $623,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 11,057 | $601,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 6,286 | $595,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740Q252 | IPATH S&P500 VIX | 25,240 | $573,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 7,722 | $564,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 10,433 | $560,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 12,166 | $539,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 17,799 | $536,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 7,375 | $523,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 4,782 | $506,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 7,049 | $491,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 17,190 | $479,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,465 | $479,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 4,104 | $462,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 9,046 | $458,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 6,765 | $453,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 10,803 | $431,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 5,810 | $424,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 1,905 | $416,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,390 | $415,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 8,190 | $414,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,640 | $400,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 9,780 | $396,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,075 | $382,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 5,017 | $375,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 67,047 | $364,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 5,456 | $361,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 6,158 | $359,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 34,378 | $356,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 3,590 | $355,000 | thousands by filing date | |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 981 | $353,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 23,374 | $344,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 3,311 | $342,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 5,551 | $341,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 13,308 | $330,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,705 | $314,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 9,834 | $313,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 1,975 | $305,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 5,657 | $296,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,860 | $284,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 2,285 | $283,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 3,228 | $282,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,360 | $279,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 11,709 | $273,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,441 | $271,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 19,829 | $266,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 3,717 | $261,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 20,890 | $258,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,345 | $257,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 1,353 | $250,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,550 | $249,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 3,297 | $248,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 4,433 | $246,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 6,223 | $241,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 3,833 | $240,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 2,484 | $239,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 2,754 | $238,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 5,629 | $233,000 | thousands by filing date | |
| HORMEL FOODS CORP COM | 440452100 | Stock | 6,393 | $232,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 5,784 | $231,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 8,669 | $230,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 2,938 | $225,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 1,578 | $224,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 1,726 | $224,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 7,887 | $220,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 2,939 | $218,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 4,225 | $216,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 4,822 | $216,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 2,728 | $213,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 2,375 | $212,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 14,427 | $211,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 4,890 | $208,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1,985 | $206,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION 5.75 03/15/2018 | 74348TAL6 | Convertible | 201,000 | $206,000 | thousands by filing date | principal |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 10,311 | $205,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,940 | $204,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 20,637 | $178,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 15,000 | $110,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 22,395 | $78,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 11,542 | $69,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 15,000 | $39,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 15,562 | $13,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001696899-17-000001 | superseded | 2017-02-15 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-17-002631 | this filing | 2017-05-19 | acceptance time not in the bulk data set |