Skip to content

13F-HR filed by Independent Advisor Alliance

Independent Advisor Alliance filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-09, with 398 holding rows worth $631,025,000.

Accession
0001062993-17-002303
Filed
2017-05-09
Accepted by EDGAR
acceptance time not in the bulk data set
Ingested
Source
SEC quarterly data set

Original filing

13F report for Q1 2017

A holdings report, 402 entries on the cover page, a total value of $631,025,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $631,030,000 with VALUE read as thousands by filing date, 13F file number 028-17950. The quarter's positions are built on this report. The resolved quarter.

The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).

Issuer as filedCUSIPClassAmountValueValue read asType
VTI922908769COM131,851$15,900,000thousands by filing date
Apple Inc037833100COM94,617$13,627,000thousands by filing date
iShares Core US Aggregate Bond ETF464287226SHS120,805$13,130,000thousands by filing date
PowerShares QQQ Trust Unit Ser73935A104COM95,914$12,658,000thousands by filing date
POWERSHARES73936T565EXCHANGE TRADED633,759$9,449,000thousands by filing date
Vanguard Total Bond Market ETF921937835SHS114,562$9,300,000thousands by filing date
STATE STR SPDR DOW JONES IND78467X109UT SER 144,159$9,108,000thousands by filing date
HYD92189F361ETF292,742$8,949,000thousands by filing date
SPDR SERIES TRUST78464A516ST INTL BBG ETF331,109$8,851,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M373GUG BUL 2019 HY357,734$8,725,000thousands by filing date
SPDR S&P Midcap 400 ETF Trust78467Y107SHS28,185$8,678,000thousands by filing date
Altria Group Inc02209S103COM110,521$7,950,000thousands by filing date
iShares S&P 500 Growth ETF464287309SHS59,797$7,847,000thousands by filing date
ISHARES TR CORE S&P 500 ETF464287200SHS32,457$7,675,000thousands by filing date
ARROW ETF TR04273H104ARROW DJ GLB YLD409,287$7,611,000thousands by filing date
META PLATFORMS INC CL A30303M102COM52,057$7,427,000thousands by filing date
Guggenheim S&P 500 Equal Weighted ETf78355W106Equity82,056$7,394,000thousands by filing date
GLOBAL X FDS37950E549GLB X SUPERDIV339,118$7,172,000thousands by filing date
iShares Floating Rate Bond ETF46429B655SHS140,604$7,147,000thousands by filing date
WISDOMTREE TR97717W505US MIDCAP DIVID73,800$7,122,000thousands by filing date
AT&T Inc00206R102COM163,905$6,803,000thousands by filing date
Duke Energy Corporation26441C204COM69,552$5,764,000thousands by filing date
Amazon.com, Inc023135106COM6,015$5,469,000thousands by filing date
Philip Morris International Inc.718172109COM47,393$5,364,000thousands by filing date
IJH464287507COM30,693$5,180,000thousands by filing date
Home Depot, Inc437076102COM35,023$5,136,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33738D309SENIOR LN FD105,068$5,089,000thousands by filing date
ISHARES TR464287465MSCI EAFE ETF82,195$5,085,000thousands by filing date
ALPS ETF TR00162Q866ALERIAN MLP395,979$5,033,000thousands by filing date
VANGUARD STAR FDS921909768COM101,287$5,013,000thousands by filing date
Johnson & Johnson478160104COM39,972$4,989,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M266CLAYMORE EXCHANGE TRD FD TR227,898$4,825,000thousands by filing date
EXXON MOBIL CORP30231G102COM55,662$4,594,000thousands by filing date
ISHARES CORE S&P U.S. GROWTH ETF464287671ETF99,233$4,585,000thousands by filing date
Verizon Communications Inc92343V104COM90,727$4,447,000thousands by filing date
Vanguard Intermediate-Term Corporate Bond ETF92206C870SHS51,145$4,424,000thousands by filing date
Vanguard Dividend Appreciation ETF921908844SHS47,784$4,267,000thousands by filing date
POWERSHARES73936Q769EXCHANGE TRADED182,914$4,264,000thousands by filing date
Chevron Corporation166764100COM38,123$4,142,000thousands by filing date
SPY78462F103SHS17,518$4,113,000thousands by filing date
Vanguard Growth922908736COM33,023$3,998,000thousands by filing date
Microsoft Corp594918104COM60,929$3,995,000thousands by filing date
GENERAL ELEC CO369604103COM132,678$3,976,000thousands by filing date
iShares Core MSCI EAFE ETF46432F842SHS68,725$3,959,000thousands by filing date
Procter & Gamble Co742718109COM43,236$3,890,000thousands by filing date
JPMorgan Chase & Co46625H100COM44,987$3,877,000thousands by filing date
Vanguard Extended Market ETF922908652SHS38,980$3,825,000thousands by filing date
iShares Russell 2000 ETF464287655SHS28,399$3,815,000thousands by filing date
Alphabet Inc. Reg. Shares C02079K107COM4,548$3,782,000thousands by filing date
iShares Core MSCI Emerging Markets ETF46434G103SHS77,188$3,703,000thousands by filing date
WISDOMTREE TR97717W109US TOTAL DIVIDND44,053$3,685,000thousands by filing date
iShares iBoxx Inv Grade Corporate Bond ETF464287242SHS30,859$3,640,000thousands by filing date
PepsiCo,Inc.713448108COM32,224$3,607,000thousands by filing date
iShares Core S&P U.S. Value ETF464287663SHS71,263$3,575,000thousands by filing date
Lockheed Martin Corporation539830109COM12,308$3,286,000thousands by filing date
Boeing Company097023105COM18,518$3,280,000thousands by filing date
Walt Disney Co254687106COM28,651$3,238,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R605DORSEY WRT 5 ETF133,311$3,179,000thousands by filing date
Vanguard High Dividend Yield ETF921946406SHS40,908$3,166,000thousands by filing date
Vanguard S&P 500 ETF922908363COM13,990$3,015,000thousands by filing date
Southern Company842587107COM59,430$2,997,000thousands by filing date
VICTORY PORTFOLIOS II92647N824VCSHS US EQ INCM70,302$2,996,000thousands by filing date
DOMINION ENERGY INC COM25746U109Stock37,772$2,945,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R886DORSEY WRIGHT143,291$2,743,000thousands by filing date
Dow Chemical Company260543103COM43,038$2,734,000thousands by filing date
ConocoPhillips20825C104COM54,947$2,698,000thousands by filing date
Vanguard Total International Bond Index Fund ETF92203J407SHS49,169$2,669,000thousands by filing date
UnitedHealth Group Inc91324P102COM16,136$2,668,000thousands by filing date
Netflix, Inc64110L106COM18,162$2,608,000thousands by filing date
Wells Fargo & Company949746101COM47,191$2,595,000thousands by filing date
3M CO COM88579Y101Stock13,425$2,554,000thousands by filing date
Berkshire Hathaway Inc084670702COM15,025$2,492,000thousands by filing date
SELECT SECTOR SPDR TR81369Y308STATE STREET CON44,709$2,439,000thousands by filing date
FS KKR CAPITAL CORP302635107COM248,905$2,414,000thousands by filing date
ISHARES TR464287739U.S. REAL ES ETF30,370$2,384,000thousands by filing date
SPDR SERIES TRUST BLOOMBERG BR78464A417BLOOMBERG BRCLYS63,448$2,329,000thousands by filing date
Vanguard Value ETF922908744SHS23,959$2,274,000thousands by filing date
GOLDMAN SACHS ETF TR381430503ACTIVEBETA US LG47,989$2,231,000thousands by filing date
United Parcel Service,Inc. Class B911312106COM20,101$2,146,000thousands by filing date
Costco Wholesale Corporation22160K105COM12,657$2,114,000thousands by filing date
Vanguard Short-Term Bond ETF921937827SHS25,927$2,067,000thousands by filing date
Merck & Co.,Inc.58933Y105COM32,338$2,056,000thousands by filing date
PPL CORP COM69351T106Stock54,443$2,042,000thousands by filing date
CVS Health Corporation126650100COM26,460$2,038,000thousands by filing date
ENBRIDGE INC COM29250N105Stock49,035$2,034,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C409COM25,106$2,002,000thousands by filing date
NIKE,Inc. Class B654106103COM35,783$1,967,000thousands by filing date
EOG RES INC COM26875P101Stock20,034$1,955,000thousands by filing date
PACER FDS TR69374H105TRENDP US LAR CP77,576$1,953,000thousands by filing date
iShares TIPS Bond ETF464287176SHS16,930$1,945,000thousands by filing date
CLOROX CO DEL189054109COM14,415$1,936,000thousands by filing date
MONSANTO CO NEW61166W101COM16,632$1,918,000thousands by filing date
SSGA ACTIVE ETF TR78467V608BLACKSTONE SENR40,410$1,916,000thousands by filing date
POWERSHARES DWA TACTICAL SECTOR ROTATION PORTFOLIO73937B498ETF79,260$1,909,000thousands by filing date
Mondelez International,Inc. Class A609207105COM43,358$1,908,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M654GUGG ENH SHT DUR37,376$1,876,000thousands by filing date
Intel Corp458140100COM51,532$1,866,000thousands by filing date
Visa Inc92826C839COM20,657$1,839,000thousands by filing date
SHERWIN WILLIAMS CO824348106COM5,939$1,837,000thousands by filing date
COHEN & STEERS CLOSED-END OP19248P106COM145,486$1,821,000thousands by filing date
BANK OF THE OZARKS063904106COM35,782$1,786,000thousands by filing date
BB & T CORP054937107COM40,493$1,781,000thousands by filing date
VWO922042858SHS43,972$1,761,000thousands by filing date
REYNOLDS AMERICAN INC761713106COMMON STOCK27,566$1,752,000thousands by filing date
COLGATE PALMOLIVE CO COM194162103Stock23,795$1,748,000thousands by filing date
ISHARES RUSSELL 1000 ETF464287622ETF13,237$1,731,000thousands by filing date
Eli Lilly and Company532457108COM20,088$1,720,000thousands by filing date
Bank of America Corp060505104COM73,954$1,714,000thousands by filing date
Alphabet Inc. Reg. Shares A02079K305COM1,985$1,685,000thousands by filing date
UNITED TECHNOLOGIES CORP913017109COM14,946$1,681,000thousands by filing date
iShares Russell Midcap ETF464287499SHS9,063$1,678,000thousands by filing date
PRAXAIR INC74005P104COM14,147$1,671,000thousands by filing date
TRAVELERS COMPANIES INC COM89417E109Stock13,771$1,665,000thousands by filing date
Lowes Companies,Inc.548661107COM20,360$1,662,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M381GUG BLT2018 HY64,815$1,636,000thousands by filing date
SCHD808524797COM36,665$1,629,000thousands by filing date
Pfizer Inc.717081103COM47,343$1,619,000thousands by filing date
iShares Gold Trust464285105ISHARES133,622$1,617,000thousands by filing date
Chubb LimitedH1467J104COM11,809$1,615,000thousands by filing date
WALGREENS BOOTS ALLIANCE INC931427108COM19,624$1,593,000thousands by filing date
KRAFT HEINZ CO COM500754106Stock17,027$1,557,000thousands by filing date
Vanguard Total World Stock ETF922042742SHS23,911$1,553,000thousands by filing date
ISHARES TR464288513IBOXX HI YD ETF17,414$1,521,000thousands by filing date
AbbVie,Inc.00287Y109COM23,368$1,518,000thousands by filing date
Citigroup Inc.172967424COM25,344$1,510,000thousands by filing date
GENUINE PARTS CO COM372460105Stock16,439$1,483,000thousands by filing date
SPDR Bloomberg Investment Grade Floating Rate ETF78468R200SHS47,723$1,465,000thousands by filing date
GLOBAL X FDS37950E226GLB X MLP ENRG I98,523$1,449,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33733E302DJ INTERNT IDX16,338$1,432,000thousands by filing date
Vanguard Small-Cap ETF922908751SHS10,885$1,425,000thousands by filing date
ISHARES TR464288737GLB CNSM STP ETF13,869$1,377,000thousands by filing date
KROGER CO COM501044101Stock46,347$1,358,000thousands by filing date
BLACKSTONE GROUP LP09253U108COM UNIT LTD45,266$1,334,000thousands by filing date
EQUIFAX INC COM294429105Stock9,737$1,328,000thousands by filing date
CONSTELLATION BRANDS INC CL A21036P108Stock8,011$1,293,000thousands by filing date
Bristol-Myers Squibb Company110122108COM24,203$1,285,000thousands by filing date
iShares 0-5 Year High Yield Corporate Bond ETF46434V407COM27,029$1,284,000thousands by filing date
Amgen Inc.031162100COM7,897$1,281,000thousands by filing date
LXP INDUSTRIAL TRUST529043101COM124,156$1,250,000thousands by filing date
Adobe Inc00724F101COM9,615$1,249,000thousands by filing date
PACER FDS TR69374H204TRENDP US MID CP45,304$1,244,000thousands by filing date
ISHARES TR464287234MSCI EMG MKT ETF31,180$1,232,000thousands by filing date
BP PLC SPONSORED ADR055622104ADR33,792$1,169,000thousands by filing date
Vanguard Real Estate922908553SHS14,067$1,167,000thousands by filing date
WELLTOWER INC COM95040Q104REIT16,321$1,164,000thousands by filing date
Walmart Inc.931142103COM16,190$1,160,000thousands by filing date
Vanguard Intermediate-Term Bond ETF921937819SHS13,734$1,154,000thousands by filing date
Vanguard FTSE Developed Markets ETF921943858SHS29,022$1,133,000thousands by filing date
Coca-Cola Company191216100COM26,344$1,121,000thousands by filing date
NUCOR CORP COM670346105Stock18,350$1,096,000thousands by filing date
PowerShares CEF Income Composite73936Q843Com46,015$1,065,000thousands by filing date
ISHARES TR464288687COM27,506$1,062,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X150INDLS PROD DUR31,165$1,055,000thousands by filing date
Schwab U.S. Large-Cap Growth ETF808524300SHS17,405$1,048,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD337345102SHS17,562$1,046,000thousands by filing date
GENERAL DYNAMICS CORP COM369550108Stock5,597$1,040,000thousands by filing date
APPLE HOSPITALITY REIT INC COM NEW03784Y200REIT54,892$1,036,000thousands by filing date
Spectra Energy Partners84756N109COM23,834$1,033,000thousands by filing date
Invesco Large-Cap Growth73935X609ETF30,061$1,028,000thousands by filing date
FEDEX CORP COM31428X106Stock5,232$1,025,000thousands by filing date
WESTERN DIGITAL CORP958102105COM12,351$1,021,000thousands by filing date
SPDR GOLD TR78463V107GOLD SHS8,362$1,000,000thousands by filing date
International Business Machines Corporation459200101COM5,709$987,000thousands by filing date
UNILEVER PLC904767704SPON ADR NEW19,861$975,000thousands by filing date
McDonalds Corporation580135101COM7,446$971,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33734X184UTILITIES ALPH34,943$963,000thousands by filing date
Oracle Corporation68389X105COM21,219$944,000thousands by filing date
Cisco Systems,Inc.17275R102COM28,538$942,000thousands by filing date
NextEra Energy,Inc.65339F101COM7,185$939,000thousands by filing date
SPDR S&P Dividend ETF78464A763SHS10,672$935,000thousands by filing date
Deere & Company244199105COM8,300$907,000thousands by filing date
ISHARESRUSSELL1000GROWTHETF464287614STOK7,930$898,000thousands by filing date
PROSHARES TR74347X849INDX FD38,152$889,000thousands by filing date
TRACTOR SUPPLY CO COM892356106Stock12,809$874,000thousands by filing date
Financial Select Sector SPDR Fund81369Y605SHS37,152$872,000thousands by filing date
FTSE RAFI US 1500 Small Cap73935X567COM7,640$871,000thousands by filing date
Medtronic PlcG5960L103COM10,727$861,000thousands by filing date
TWITTER INC90184L102COM58,632$860,000thousands by filing date
Starbucks Corporation855244109COM14,742$858,000thousands by filing date
ISHARES RUSSELL 1000 VALUE ETF464287598ETF7,355$841,000thousands by filing date
VANGUARD SCOTTSDALE FDS92206C771SHS15,935$838,000thousands by filing date
Q74876Y101Stock10,673$835,000thousands by filing date
GENERAL MILLS INC COM370334104Stock14,065$819,000thousands by filing date
NORFOLK SOUTHN CORP COM655844108Stock6,988$802,000thousands by filing date
ISHARES TR464287838U.S. BAS MTL ETF8,985$799,000thousands by filing date
Caterpillar Inc.149123101COM8,473$798,000thousands by filing date
ISHARES TR464288778US REGNL BKS ETF18,120$796,000thousands by filing date
ISHARES TR464287168COM8,653$785,000thousands by filing date
iShares MSCI USA Min Vol Factor ETF46429B697SHS16,302$778,000thousands by filing date
Qualcomm Incorporated747525103COM13,635$770,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33734X168MATERIALS ALPH20,530$770,000thousands by filing date
CERNER CORP156782104COM12,943$764,000thousands by filing date
KINDER MORGAN INC DEL COM49456B101Stock35,442$761,000thousands by filing date
GENERAL MTRS CO COM37045V100Stock22,227$756,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33734X135FINLS ALPHADEX27,614$754,000thousands by filing date
CELGENE CORP151020104COM6,003$745,000thousands by filing date
Gilead Sciences,Inc.375558103COM10,876$723,000thousands by filing date
POWERSHARES73935X708EXCHANGE TRADED20,626$723,000thousands by filing date
LEIDOS HOLDINGS INC COM525327102Stock14,331$716,000thousands by filing date
Honeywell Technologies438516106COM5,727$708,000thousands by filing date
FIDELITY NATL INFORMATION SVCS COM31620M106Stock8,881$706,000thousands by filing date
UNDER ARMOUR INC904311107CL A35,243$691,000thousands by filing date
ENTERPRISE PRODS PARTNERS L293792107COM25,064$689,000thousands by filing date
CSX Corporation126408103COM14,513$684,000thousands by filing date
METLIFE INC COM59156R108Stock13,085$679,000thousands by filing date
iShares Silver Trust46428Q109COM38,567$668,000thousands by filing date
CONSOLIDATED EDISON INC209115104COM8,423$661,000thousands by filing date
KIMBERLY-CLARK CORP COM494368103Stock4,943$651,000thousands by filing date
INTERNATIONAL PAPER CO COM460146103Stock12,521$633,000thousands by filing date
INDEXIQ ETF TR45409B479IQ ENCH COR PL30,851$614,000thousands by filing date
TORONTO DOMINION BK ONT COM NEW891160509Stock12,170$606,000thousands by filing date
Comcast Corp20030N101COM16,184$604,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R860NASDAQ BK ETF23,641$603,000thousands by filing date
iShares U.S. Aerospace & Defense ETF464288760SHS4,075$601,000thousands by filing date
CALAMOS CONVERTIBLE OPPORTUNIT128117108SH BEN INT53,197$587,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33737M300SML CP GRW ALP16,475$584,000thousands by filing date
iShares S&P 500 Value ETF464287408SHS5,587$578,000thousands by filing date
DIGITAL RLTY TR INC COM253868103REIT5,405$578,000thousands by filing date
Waste Management, Inc.94106L109COM7,856$576,000thousands by filing date
iShares Global 100 ETF464287572SHS7,001$570,000thousands by filing date
FORD MTR CO COM345370860Stock50,058$564,000thousands by filing date
Abbott Laboratories002824100COM12,736$558,000thousands by filing date
VANGUARD BD INDEX FDS921937793LONG TERM BOND6,137$554,000thousands by filing date
RYDEX ETF TRUST78355W874GUG S&P500 EWCON4,394$546,000thousands by filing date
ROYAL BK CDA COM780087102Stock7,409$535,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M530GUG BULL2018 E25,041$531,000thousands by filing date
SCANA CORP NEW80589M102COM7,895$527,000thousands by filing date
Eaton Corp. PlcG29183103COM6,940$518,000thousands by filing date
ILLINOIS TOOL WKS INC452308109COM3,894$510,000thousands by filing date
iShares Core S&P Small-Cap ETF464287804SHS7,567$509,000thousands by filing date
RYDEX ETF TRUST78355W601GUG S&P MC400 PG3,784$504,000thousands by filing date
FIRST TR VALUE LINE DIVID IN33734H106SHS17,327$501,000thousands by filing date
DU PONT E I DE NEMOURS & CO263534109COM6,168$496,000thousands by filing date
Charles Schwab Corp808513105COM12,463$492,000thousands by filing date
AETNA INC NEW00817Y108COM3,726$474,000thousands by filing date
ARES CAPITAL CORP04010L103COM26,324$462,000thousands by filing date
VANGUARD HEALTH CARE ETF92204A504ETF3,362$461,000thousands by filing date
ISHARES TR46432F859CORE 1 5 YR USD9,130$457,000thousands by filing date
TARGET CORP COM87612E106Stock8,467$447,000thousands by filing date
RYDER SYS INC COM783549108Stock5,880$442,000thousands by filing date
SPDR SERIES TRUST78464A698ST STR SP REGBNK8,315$442,000thousands by filing date
BARCLAYS BANK PLC 8.125% P06739H362ADR PFD SR 516,750$438,000thousands by filing date
LINCOLN NATL CORP IND COM534187109Stock6,770$437,000thousands by filing date
INVESCO AEROSPACE & DEFENSE ETF73935X690COM9,963$429,000thousands by filing date
UNITED RENTALS INC COM911363109Stock3,533$428,000thousands by filing date
TEXAS882610108COMMON STOCK1,500$424,000thousands by filing date
MasterCard, Inc57636Q104COM3,771$423,000thousands by filing date
PPG INDS INC COM693506107Stock4,029$423,000thousands by filing date
ISHARES TR464288695GLOBAL MATER ETF6,965$413,000thousands by filing date
OPPENHEIMER ETF TR68386C401ULTRA DIVID REV12,103$412,000thousands by filing date
BANCO SANTANDER SA ADR05964H105ADR68,520$410,000thousands by filing date
ISHARES TR46429B291A RATE CP BD ETF7,839$405,000thousands by filing date
RITHM CAPITAL CORP COM NEW64828T201REIT23,799$404,000thousands by filing date
VALERO ENERGY CORP COM91913Y100Stock6,180$402,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M522GUG BULL2019 E18,801$399,000thousands by filing date
Vanguard FTSE All-World ex-US ETF922042775SHS8,296$395,000thousands by filing date
NOVARTIS AG SPONSORED ADR66987V109ADR5,286$390,000thousands by filing date
PRINCIPAL FINANCIAL GROUP INC COM74251V102Stock6,240$388,000thousands by filing date
BLUEKNIGHT ENERGY PARTNERS LP09625U109PREFERRED56,700$386,000thousands by filing date
PG&E CORP COM69331C108Stock5,712$385,000thousands by filing date
NEW YORK LIFE INVESTMENTS ET45409B107NYLI HEDGE MULTI13,229$384,000thousands by filing date
Automatic Data Processing,Inc.053015103COM3,736$381,000thousands by filing date
Elevance Health, Inc.036752103COM2,312$381,000thousands by filing date
EVEREST GROUP LTD COMG3223R108Stock1,630$381,000thousands by filing date
Vanguard Mid-Cap Value ETF922908512SHS3,726$376,000thousands by filing date
JOHNSON CTLS INTL PLC SHSG51502105Stock9,123$374,000thousands by filing date
DELTA AIR LINES INC COM NEW247361702Stock8,254$372,000thousands by filing date
YUM BRANDS INC COM988498101Stock5,746$367,000thousands by filing date
NVIDIA Corp67066G104COM3,596$360,000thousands by filing date
OMEGA HEALTHCARE INVS INC COM681936100REIT10,709$360,000thousands by filing date
FIRST TR EXCH TRD ALPHDX FD33737J174DEV MRK EX US6,921$358,000thousands by filing date
GRAMERCY PPTY TR385002308COM NEW13,448$357,000thousands by filing date
ISHARES TR464287796U.S. ENERGY ETF9,162$353,000thousands by filing date
ISHARES TR464287457COM4,144$350,000thousands by filing date
Vanguard Consumer Discretionary ETF92204A108SHS2,549$350,000thousands by filing date
NUVEEN AMT FREE QLTY MUN INC670657105COM25,750$344,000thousands by filing date
Vanguard Mega Cap Growth ETF921910816SHS3,500$343,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33734K109COM SHS6,662$341,000thousands by filing date
VULCAN MATLS CO COM929160109Stock2,879$340,000thousands by filing date
FLAHERTY & CRUMRIN PFD & INM338478100COM16,586$340,000thousands by filing date
GABELLI DIVID & INCOME TR36242H104COM16,318$339,000thousands by filing date
FIRST TR SML CP CORE ALPHA F33734Y109COM SHS6,380$337,000thousands by filing date
HILL ROM HLDGS INC431475102COM4,728$332,000thousands by filing date
FLIR SYS INC302445101COM9,323$330,000thousands by filing date
SCOTTS MIRACLE-GRO CO810186106CL A3,509$323,000thousands by filing date
CANADIANNATLRYCOF136375102STOK4,377$321,000thousands by filing date
FREEPORT MCMORAN INC CL B35671D857Stock23,907$321,000thousands by filing date
INGERSOLL-RAND PLCG47791101SHS3,899$319,000thousands by filing date
RYDEX ETF TRUST78355W858GUG S&P500EQWTFI8,579$319,000thousands by filing date
INVESCO FINANCIAL PREFERRED ETF73935X229COM16,950$318,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33737M102MID CP GR ALPH9,633$317,000thousands by filing date
ISHARES TR464287556ISHARES BIOTECH1,098$316,000thousands by filing date
Technology Select Sector SPDR Fund81369Y803SHS5,916$314,000thousands by filing date
GLAXOSMITHKLINE PLC-ADR37733W105SPONSORED ADR7,491$314,000thousands by filing date
PIMCO DYNAMIC CR INCOME FD72202D106COM SHS14,557$313,000thousands by filing date
ON SEMICONDUCTOR CORP COM682189105Stock21,091$312,000thousands by filing date
Schlumberger Limited806857108COM3,970$311,000thousands by filing date
TOWNEBANK PORTSMOUTH VA89214P109COM9,834$308,000thousands by filing date
SSGA ACTIVE ETF TR78467V848ST STR TOTAL ETF6,280$307,000thousands by filing date
FIRST CTZNS BANCSHARES INC DEL CL A31946M103Stock931$305,000thousands by filing date
ALIBABA GROUP HLDG LTD01609W102SPONSORED ADS2,820$303,000thousands by filing date
ISHARES TR46429B663CORE HIGH DV ETF3,616$303,000thousands by filing date
SAP SE SPON ADR803054204ADR3,091$301,000thousands by filing date
EASTMAN CHEM CO COM277432100Stock3,780$301,000thousands by filing date
VGT92204A702SHS2,216$298,000thousands by filing date
UNITED AIRLS HLDGS INC COM910047109Stock4,256$298,000thousands by filing date
LSB INDS INC502160104COM32,910$297,000thousands by filing date
POWERSHARES73935X286COMMON STOCK5,690$292,000thousands by filing date
UNITED STATES OIL FUND LP91232N108UNITS27,228$291,000thousands by filing date
VANGUARD WORLD FD92204A405FINANCIALS ETF4,865$290,000thousands by filing date
RAYTHEON CO755111507COM NEW1,905$286,000thousands by filing date
CAPITAL ONE FINL CORP14040H105COM3,378$284,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R878DORSEY WRIGHT12,762$284,000thousands by filing date
BROADCOM LTDY09827109SHS1,310$284,000thousands by filing date
KOHLS CORP500255104COM7,535$283,000thousands by filing date
CLAYMORE EXCHANGE TRD FD TR18383M514GUG BULL2020 E13,201$283,000thousands by filing date
DINE BRANDS GLOBAL INC254423106COM5,180$279,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD33736Q104CMN5,692$279,000thousands by filing date
DISCOVERY INC25470F104COM SER A9,411$276,000thousands by filing date
PHILLIPS 66 COM718546104Stock3,534$274,000thousands by filing date
CBS CORP NEW124857202CL B3,930$273,000thousands by filing date
DOLLAR TREE INC COM256746108Stock3,510$270,000thousands by filing date
SEAGATE TECHNOLOGY PLCG7945M107SHS5,877$270,000thousands by filing date
SPDR Series Trust78464A680SPDR Bloomberg 1-3 Month T-Bill ETF5,866$268,000thousands by filing date
ISHARES TR464287580US CONSUM DISCRE1,672$267,000thousands by filing date
FIRST TR EXCHANGE-TRADED FD336917109SHS9,252$266,000thousands by filing date
BLACKROCK INC CL A COM09247X101COM698$266,000thousands by filing date
VANECK ETF TRUST92189F106GOLD MINERS ETF11,321$265,000thousands by filing date
FLEX LTD ORDY2573F102Stock16,059$264,000thousands by filing date
OCCIDENTAL PETE CORP674599105COM4,147$263,000thousands by filing date
CEDAR FAIR L P150185106DEPOSITRY UNIT3,860$263,000thousands by filing date
Vanguard Small-Cap Growth ETF922908595SHS1,894$262,000thousands by filing date
EMERSON ELEC CO COM291011104Stock4,395$262,000thousands by filing date
EATON VANCE TAX-MANAGED BUY-27828Y108COM17,237$261,000thousands by filing date
PVH CORPORATION COM693656100Stock2,535$259,000thousands by filing date
NORTHROP GRUMMAN CORP COM666807102Stock1,089$257,000thousands by filing date
iShares U.S. Medical Devices ETF464288810SHS1,706$256,000thousands by filing date
NNN REIT INC COM637417106REIT5,842$256,000thousands by filing date
SELECT SECTOR SPDR TR81369Y100SBI MATERIALS4,877$255,000thousands by filing date
AFLAC INC COM001055102Stock3,471$251,000thousands by filing date
PROSHARES TR74347B813mc6,416$250,000thousands by filing date
WESTAR ENERGY INC95709T100COMMON STOCK4,557$249,000thousands by filing date
SCRIPPS NETWORKS INTERACT IN811065101CL A COM3,107$242,000thousands by filing date
SWIFT TRANSPORTATION CO87074U101COM11,717$240,000thousands by filing date
VODAFONE GROUP PLC SPONSORED ADR92857W308ADR9,141$238,000thousands by filing date
WASHINGTON PRIME GROUP NEW93964W108COM27,552$238,000thousands by filing date
BORGWARNER INC COM099724106Stock6,163$235,000thousands by filing date
Union Pacific Corporation907818108COM2,160$231,000thousands by filing date
HORMEL FOODS CORP COM440452100Stock6,696$231,000thousands by filing date
TIME WARNER INC887317303COM NEW2,315$228,000thousands by filing date
OPPENHEIMER ETF TR68386C302S&P SMALLCAP 6003,557$228,000thousands by filing date
ENVISION HEALTHCARE CORP29414D100COM3,732$225,000thousands by filing date
COCA COLA CONS INC191098102COM1,123$224,000thousands by filing date
USBANCORPDEL902973304COM NEW4,370$223,000thousands by filing date
Morgan Stanley617446448COM5,321$222,000thousands by filing date
Texas Instruments Incorporated882508104COM2,771$222,000thousands by filing date
NUVEEN FLOATING RATE INCOME67072T108COM19,298$221,000thousands by filing date
DIAGEO PLC SPON ADR NEW25243Q205ADR1,909$220,000thousands by filing date
CUMMINS INC COM231021106Stock1,460$219,000thousands by filing date
Applied Materials,Inc.038222105COM5,686$218,000thousands by filing date
SOUTHWESTAIRLSCO844741108STOK4,078$218,000thousands by filing date
HASBRO INC COM418056107Stock2,257$218,000thousands by filing date
REPUBLIC SVCS INC COM760759100Stock3,485$218,000thousands by filing date
FIRST TR MID CAP CORE ALPHAD33735B108COM SHS3,796$218,000thousands by filing date
VEREIT INC92339V100COM25,227$216,000thousands by filing date
Health Care Select Sector SPDR Fund81369Y209SHS2,904$215,000thousands by filing date
FIRST TR EXCHANGE TRADED FD33738R100MULTI ASSET DI11,045$215,000thousands by filing date
iShares MSCI USA Momentum Factor ETF46432F396SHS2,590$214,000thousands by filing date
WISDOMTREE TR97717W604US SMALLCAP DIVD2,707$213,000thousands by filing date
MCKESSON CORP COM58155Q103Stock1,464$212,000thousands by filing date
FIRST TR EXCHANGE-TRADED ALP33735K108COM SHS4,051$212,000thousands by filing date
LEAR CORP COM NEW521865204Stock1,581$211,000thousands by filing date
PROSHARES TR74348A467S&P 500 DV ARIST3,767$211,000thousands by filing date
GUGGENHEIM ETF78355W866cs3,548$209,000thousands by filing date
AMERICAN OUTDOOR BRANDS CORP02874P103COM10,308$207,000thousands by filing date
DEAN FOODS CO NEW242370203COM NEW10,696$207,000thousands by filing date
VANGUARD WORLD FD92204A603INDUSTRIAL ETF1,672$206,000thousands by filing date
PROSPECT CAPITAL CORPORATION 5.75 03/15/201874348TAL6Convertible201,000$205,000thousands by filing date
Salesforce.com, Inc79466L302COM2,378$203,000thousands by filing date
COLONY NORTHSTAR INC19625W104CL A COM15,606$203,000thousands by filing date
WISDOMTREE TR97717W281EMG MKTS SMCAP4,481$201,000thousands by filing date
HARLEY DAVIDSON INC COM412822108Stock3,336$200,000thousands by filing date
COHEN & STEERS QUALITY INCOME19247L106COM15,430$195,000thousands by filing date
PROSPECT CAPITAL CORPORATION74348T102COM20,653$187,000thousands by filing date
TORTOISE ENERGY INDEPENDENC89148K101COM10,770$179,000thousands by filing date
NUVEEN REAL ESTATE INCOME FD67071B108COM14,810$166,000thousands by filing date
NUVEEN FLOATING RATE INCOME OP6706EN100COM SHS12,877$151,000thousands by filing date
EATON VANCE LIMITED DURATION27828H105COM10,491$146,000thousands by filing date
DRIVE SHACK INC262077100COM35,496$142,000thousands by filing date
BLUEROCK RESIDENTIAL GWT REI09627J102COM CL A10,250$125,000thousands by filing date
MORGAN STANLEY EMER MKTS DEB61744H105COM13,113$123,000thousands by filing date
NUVEEN HIGH INCOME 2020 TARG67075L102COM11,000$111,000thousands by filing date
NEW SR INVT GROUP INC648691103COM10,684$108,000thousands by filing date
ALPINE GLOBAL PREMIER PPTYS02083A103COM SBI14,331$83,000thousands by filing date
FRONTIER COMMUNICATIONS CORP35906A108COM36,439$77,000thousands by filing date
APOLLO INVT CORP03761U106COM11,542$75,000thousands by filing date
NOKIA CORP654902204SPONSORED ADR10,619$55,000thousands by filing date
NORTHERN DYNASTY MINERALS LTD COM NEW66510M204Stock20,000$25,000thousands by filing date

Amendment chain

FilingRoleFiledAcceptedIngested
13F-HR 0001062993-17-002303this filing2017-05-09acceptance time not in the bulk data set