13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-05-05, with 161 holding rows worth $1,839,816,000.
- Accession
- 0001062993-17-002234
- Filer
- CIK 1513006
- Filed
- 2017-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 161 entries on the cover page, a total value of $1,839,816,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,839,817,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 4,012,495 | $948,989,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,506,047 | $326,784,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 962,503 | $200,452,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 893,500 | $40,797,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 362,100 | $20,383,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 15,064,000 | $20,363,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AV5 | NOTE 2.125% 2/1 | 7,722,000 | $18,890,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 133,800 | $15,605,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 212,000 | $10,265,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 295,500 | $10,082,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 174,000 | $10,057,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 256,900 | $9,940,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 92,600 | $9,644,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 6,171,000 | $6,781,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 300,400 | $6,456,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 4,990,000 | $6,431,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 170,900 | $6,185,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 300,400 | $6,163,000 | thousands by filing date | put |
| STANDARD PAC CORP 1.250 | 85375CBC4 | NOTE 1.250% 8/0 | 5,800,000 | $5,950,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 5,000,000 | $5,816,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 71,200 | $4,928,000 | thousands by filing date | |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 4,622,000 | $4,673,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 3,203,000 | $4,546,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AU7 | COM | 1,810,000 | $4,197,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 77,600 | $3,905,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 57,785 | $3,640,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 128,282 | $3,620,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 42,400 | $3,613,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 125,900 | $3,606,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,670,000 | $3,297,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 103,400 | $3,272,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 1,800,000 | $3,129,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 2,516,000 | $3,096,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 113,689 | $3,028,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 170,900 | $3,023,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 2,544,000 | $2,596,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 417,100 | $2,563,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 99,800 | $2,440,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 28,000 | $2,322,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 173,000 | $2,142,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 12,500 | $2,121,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 125,000 | $2,081,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 200,300 | $2,005,000 | thousands by filing date | |
| MERCHANTS BANCSHARES INC | 588448100 | COM | 38,338 | $1,948,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 38,300 | $1,909,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 166,200 | $1,850,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 38,700 | $1,788,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 27,500 | $1,761,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 30,485 | $1,699,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 1,500,000 | $1,589,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 18,000 | $1,588,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 13,900 | $1,568,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,506,047 | $1,552,000 | thousands by filing date | call |
| SNAP INC | 83304A106 | CL A | 72,900 | $1,506,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 25,000 | $1,485,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 1,500,000 | $1,421,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 760,000 | $1,395,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 164,200 | $1,363,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 77,500 | $1,355,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 135,500 | $1,348,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 5,500 | $1,328,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 71,000 | $1,317,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 8,400 | $1,301,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 12,500 | $1,291,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 125,000 | $1,254,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 20,000 | $1,240,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 72,900 | $1,236,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 103,400 | $1,222,000 | thousands by filing date | put |
| WAYFAIR INC | 94419L101 | CL A | 31,900 | $1,205,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 19,886 | $1,201,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 150,000 | $1,192,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BR3 | NOTE 3.720% 3/1 | 1,000,000 | $1,130,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 10,300 | $1,087,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 166,200 | $1,070,000 | thousands by filing date | put |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 100,100 | $1,003,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,300 | $995,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 158,000 | $981,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 9,500 | $964,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 10,700 | $961,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 27,800 | $943,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 36,500 | $942,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 29,658 | $927,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY | 458118AC0 | NOTE 0.87511/1 | 875,000 | $892,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 78,100 | $886,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 77,600 | $766,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 12,500 | $763,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 45,000 | $760,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 600,000 | $728,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 25,000 | $726,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 72,329 | $720,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,000 | $714,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 69,300 | $673,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 67,000 | $671,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 100,900 | $669,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 7,500 | $658,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 9,200 | $652,000 | thousands by filing date | put |
| SUNPOWER CORP | 867652406 | COM | 71,000 | $621,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 565,000 | $597,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 500,000 | $592,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 7,100 | $588,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 44,500 | $568,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 67,000 | $544,000 | thousands by filing date | put |
| CF CORP | G20307107 | SHS CL A | 51,900 | $523,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 34,700 | $511,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 500,000 | $511,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 5,000 | $495,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 38,700 | $494,000 | thousands by filing date | put |
| POLARIS INC COM | 731068102 | Stock | 42,400 | $483,000 | thousands by filing date | put |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 9,700 | $456,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 6,400 | $447,000 | thousands by filing date | |
| FRED S INC CLASS A | 356108100 | COM | 25,200 | $447,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 17,500 | $446,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 41,700 | $432,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 38,300 | $426,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 417,100 | $422,000 | thousands by filing date | put |
| PRICELINE GRP INC | 741503403 | COM NEW | 230 | $397,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 125,900 | $390,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 18,000 | $382,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 19,400 | $377,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 29,900 | $368,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 256,900 | $366,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 25,000 | $361,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 7,000 | $342,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 35,000 | $338,000 | thousands by filing date | |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 17,675 | $335,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 3,962 | $324,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 77,500 | $297,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 69,300 | $279,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 38,300 | $273,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 34,700 | $270,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 200,000 | $231,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 20,000 | $226,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 78,100 | $217,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 14,200 | $214,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 31,900 | $189,000 | thousands by filing date | put |
| TESLA INC | 88160RAD3 | NOTE 2.375% 3/1 | 4,622,000 | $186,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R106 | COM | 10,500 | $170,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 14,200 | $163,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 1,973,537 | $158,000 | thousands by filing date | put |
| FRED S INC CLASS A | 356108100 | COM | 25,200 | $157,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 9,200 | $135,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 100,000 | $107,000 | thousands by filing date | |
| SILVER RUN ACQUISITION | 82812A202 | UNIT 99/99/9999 | 10,000 | $104,000 | thousands by filing date | |
| DASEKE INC | 23753F107 | COM | 10,000 | $102,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 10,500 | $98,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 14,800 | $95,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 29,900 | $93,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 10,000 | $91,000 | thousands by filing date | |
| SNAP INC | 83304A106 | CL A | 72,900 | $81,000 | thousands by filing date | call |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 55,000 | $55,000 | thousands by filing date | |
| CARA THERAPEUTICS INC | 140755109 | COM | 77,500 | $49,000 | thousands by filing date | call |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 19,400 | $29,000 | thousands by filing date | put |
| VUZIX CORP | 92921W300 | COM NEW | 14,800 | $22,000 | thousands by filing date | put |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 77,600 | $20,000 | thousands by filing date | call |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 38,300 | $13,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 4,012,495 | $10,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 10,000 | $10,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 14,200 | $10,000 | thousands by filing date | call |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 9,200 | $8,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 300,400 | $3,000 | thousands by filing date | call |
| NUVASIVE INC | 670704AG0 | NOTE 2.250% 3/1 | 2,500,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-002234 | this filing | 2017-05-05 | acceptance time not in the bulk data set |