13F-HR filed by North Star Investment Management Corp.
North Star Investment Management Corp. filed this 13F-HR for the quarter ended 2017-03-31, filed 2017-04-28, with 1,078 holding rows worth $726,812,000.
- Accession
- 0001062993-17-002095
- Filer
- CIK 1342857
- Filed
- 2017-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2017
A holdings report, 1,078 entries on the cover page, a total value of $726,812,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $726,816,000 with VALUE read as thousands by filing date, 13F file number 028-12641. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WHIRLPOOL CORP COM | 963320106 | Stock | 335 | $57,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 2,358 | $57,000 | thousands by filing date | |
| CHARTER COMMUNICATIONS INC N | 16119P108 | COM | 171 | $56,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 460 | $56,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 2,400 | $56,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 520 | $56,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1,066 | $55,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 525 | $55,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 1,060 | $55,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 5,500 | $55,000 | thousands by filing date | |
| LUXOTTICA GROUP SPA ADR | 55068R202 | SPONS ADR | 1,000 | $55,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 500 | $54,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 1,200 | $54,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 800 | $53,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,420 | $53,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 1,000 | $53,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 511 | $52,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 3,000 | $52,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 1,385 | $51,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 410 | $51,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 700 | $51,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 674 | $51,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 3,976 | $51,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 758 | $50,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 618 | $49,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 873 | $49,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 3,300 | $49,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 470 | $48,000 | thousands by filing date | |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 406 | $48,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 800 | $48,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 1,529 | $48,000 | thousands by filing date | |
| AMERICAN WTR WKS CO INC NEW COM | 030420103 | Stock | 600 | $47,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,650 | $47,000 | thousands by filing date | |
| BRINKER INTL INC COM | 109641100 | Stock | 1,050 | $46,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 1,475 | $46,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 1,150 | $46,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 2,329 | $46,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 5,000 | $45,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 225 | $44,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 400 | $44,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 1,400 | $44,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 1,030 | $44,000 | thousands by filing date | |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 1,800 | $44,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 1,853 | $44,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 1,100 | $43,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 250 | $43,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,212 | $43,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 547 | $42,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 750 | $42,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 700 | $42,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 457 | $41,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 828 | $41,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 1,554 | $41,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 4,500 | $41,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 260 | $40,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F726 | BIOTECH ETF | 335 | $40,000 | thousands by filing date | |
| NV5 HOLDINGS, INC | 62945V109 | COM | 1,060 | $40,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 3,021 | $40,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 1,110 | $40,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 830 | $40,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 147 | $39,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 2,500 | $39,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,130 | $39,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,160 | $38,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 923 | $38,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 315 | $38,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 1,100 | $38,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 290 | $38,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 200 | $38,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 978 | $38,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 2,070 | $38,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 1,475 | $38,000 | thousands by filing date | |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 2,000 | $38,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,170 | $37,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 1,500 | $37,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 840 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 363 | $36,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 280 | $36,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 3,500 | $36,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 1,000 | $35,000 | thousands by filing date | |
| WELLTOWER INC COM | 95040Q104 | REIT | 500 | $35,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 444 | $35,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 1,680 | $35,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 92 | $35,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 800 | $35,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 3,500 | $35,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 610 | $35,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 500 | $35,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 405 | $35,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 736 | $34,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 34 | $33,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 709 | $33,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 11,000 | $33,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,200 | $32,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 500 | $32,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 750 | $31,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 280 | $31,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 285 | $31,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 861 | $31,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 200 | $31,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 386 | $31,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 1,015 | $31,000 | thousands by filing date | |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 571 | $30,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 310 | $30,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 880 | $30,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 350 | $30,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 250 | $30,000 | thousands by filing date | |
| Cyber Security ETF | 26924G201 | Common | 1,006 | $30,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 205 | $29,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 481 | $29,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 600 | $29,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 750 | $29,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 300 | $29,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 1,000 | $29,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 261 | $29,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 3,974 | $29,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 3,000 | $29,000 | thousands by filing date | |
| HERSHEY CO COM | 427866108 | Stock | 255 | $28,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 666 | $28,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 1,300 | $28,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 1,170 | $28,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 1,080 | $27,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 450 | $27,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 550 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 170 | $27,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 232 | $27,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 400 | $27,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 200 | $26,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 1,300 | $26,000 | thousands by filing date | |
| CABLE ONE INC | 12685J105 | COM | 42 | $26,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,633 | $26,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 500 | $26,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 222 | $26,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 1,047 | $26,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 260 | $26,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 3,085 | $26,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 206 | $25,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY | 486606106 | COM | 1,200 | $25,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 750 | $25,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 800 | $25,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 42 | $25,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 151 | $25,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 375 | $25,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 2,000 | $25,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 782 | $25,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 100 | $25,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 1,800 | $25,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 711 | $25,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1,305 | $25,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 1,121 | $25,000 | thousands by filing date | |
| COLONY NORTHSTAR INC | 19625W104 | CL A COM | 1,967 | $25,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 400 | $24,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 400 | $24,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 402 | $24,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 1,037 | $24,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 425 | $24,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 540 | $24,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 2,821 | $24,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 1,500 | $24,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 500 | $24,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 1,146 | $24,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 30 | $23,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 500 | $23,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 200 | $23,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 1,000 | $23,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 500 | $23,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 286 | $23,000 | thousands by filing date | |
| WELBILT INC | 949090104 | COM | 1,150 | $23,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 1,650 | $23,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 250 | $22,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 735 | $22,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 300 | $22,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 375 | $22,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 325 | $22,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 252 | $22,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 300 | $22,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 150 | $21,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 235 | $21,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 450 | $21,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 300 | $21,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 157 | $21,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 300 | $21,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 100 | $21,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,660 | $21,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 170 | $21,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 3,067 | $21,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 258 | $21,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 320 | $21,000 | thousands by filing date | |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 300 | $20,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 150 | $20,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 1,000 | $20,000 | thousands by filing date | |
| CENTER COAST BRKFLD MLP ENRG | 151461100 | SHS BEN INT | 1,584 | $20,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 2,000 | $20,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 3,500 | $19,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 287 | $19,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 275 | $19,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 270 | $19,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 600 | $18,000 | thousands by filing date | |
| WEYCO GROUP INC COM | 962149100 | Stock | 650 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 150 | $18,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 772 | $18,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 750 | $18,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 776 | $18,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 1,000 | $18,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 3,000 | $18,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,375 | $18,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 200 | $17,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 340 | $17,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 83 | $17,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 60 | $17,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,000 | $17,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 100 | $17,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 318 | $17,000 | thousands by filing date | |
| BAR HBR BANKSHARES | 066849100 | COM | 520 | $17,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 1,516 | $17,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 200 | $17,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 400 | $17,000 | thousands by filing date | |
| Viacom Inc Cl A | 92553P102 | CL A | 340 | $17,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 343 | $16,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 266 | $16,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 345 | $16,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 250 | $16,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 200 | $16,000 | thousands by filing date | |
| BARINGS GLOBAL SHORT DURATIO | 06760L100 | COM | 800 | $16,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 2,000 | $16,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 1,200 | $16,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 359 | $16,000 | thousands by filing date | |
| DONNELLEY R R & SONS CO | 257867200 | COM | 1,330 | $16,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 2,000 | $16,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 550 | $16,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 100 | $15,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 158 | $15,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 100 | $15,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 466 | $15,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 816 | $15,000 | thousands by filing date | |
| AEROVIRONMENT INC COM | 008073108 | Stock | 550 | $15,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 966 | $15,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,666 | $15,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 250 | $15,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,100 | $15,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2,200 | $14,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 333 | $14,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 418 | $14,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 200 | $14,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 600 | $14,000 | thousands by filing date | |
| BLACKROCK MUNICIPAL INCOME QUA | 092479104 | COM | 1,000 | $14,000 | thousands by filing date | |
| BLUEBIRD BIO INC | 09609G100 | COM | 150 | $14,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 350 | $14,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,150 | $14,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 500 | $14,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 275 | $14,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 100 | $14,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 962 | $14,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 500 | $14,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 2,000 | $14,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 1,600 | $14,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 165 | $13,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 116 | $13,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 325 | $13,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 1,182 | $13,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 1,000 | $13,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 906 | $13,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,431 | $13,000 | thousands by filing date | |
| LSC COMMUNICATIONS INC | 50218P107 | COM | 499 | $13,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 500 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 740 | $13,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 200 | $12,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 816 | $12,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 500 | $12,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 130 | $12,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 205 | $12,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 375 | $12,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 200 | $12,000 | thousands by filing date | |
| BLACKROCK LIMITED DURATION INC | 09249W101 | COM SHS | 765 | $12,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 206 | $12,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 2,366 | $12,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 648 | $12,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,372 | $12,000 | thousands by filing date | |
| VANECK PHARMACEUTICAL ETF | 92189F692 | ETF | 213 | $12,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 438 | $12,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,500 | $12,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 123 | $12,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 3,500 | $12,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 94 | $11,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,232 | $11,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 650 | $11,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 504 | $11,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 123 | $11,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 128 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 250 | $11,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 990 | $11,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 700 | $11,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 26 | $11,000 | thousands by filing date | |
| ADVISORSHARES GARTMAN GOLD/YEN ETF | 00768Y685 | ETF | 1,000 | $11,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 220 | $10,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 166 | $10,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 150 | $10,000 | thousands by filing date | |
| VANGUARD TAX-EXEMPT BOND ETF | 922907746 | ETF | 199 | $10,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,617 | $10,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 1,281 | $10,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150 | $10,000 | thousands by filing date | |
| CONDUENT INC | 206787103 | COM | 594 | $10,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,154 | $10,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 212 | $10,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 302 | $10,000 | thousands by filing date | |
| DONNELLEY FINL SOLUTIONS INC | 25787G100 | COM | 499 | $10,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 500 | $10,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 150 | $10,000 | thousands by filing date | |
| ARI NETWORK SERVICES | 001930205 | COMM | 2,000 | $10,000 | thousands by filing date | |
| TapImmune Inc | 876033408 | COM | 2,230 | $10,000 | thousands by filing date | |
| Empire State Realty Trust, Inc. | 292104106 | Class A Common Stock, $0.01 par value per share | 427 | $9,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 77 | $9,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 500 | $9,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 200 | $9,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 82 | $9,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 156 | $9,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 116 | $9,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 1,300 | $9,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 595 | $9,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,300 | $9,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 200 | $9,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 75 | $9,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 100 | $9,000 | thousands by filing date | |
| GRAMERCY PPTY TR | 385002308 | COM NEW | 350 | $9,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 850 | $9,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 2,000 | $9,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 79 | $8,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 100 | $8,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 300 | $8,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 2,200 | $8,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 400 | $8,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 500 | $8,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 700 | $8,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,500 | $8,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 150 | $8,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 300 | $8,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 400 | $8,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 1,000 | $8,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 943 | $8,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 200 | $8,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 53 | $7,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 44 | $7,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 110 | $7,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 260 | $7,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 100 | $7,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 150 | $7,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 700 | $7,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 150 | $7,000 | thousands by filing date | |
| SPIRE INC | 84857L101 | COM | 104 | $7,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 140 | $7,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 190 | $7,000 | thousands by filing date | |
| XL GROUP LTD | G98294104 | COM | 175 | $7,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 730 | $7,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 100 | $7,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 250 | $7,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 2,000 | $7,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 6,000 | $7,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 50 | $6,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 35 | $6,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 175 | $6,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 200 | $6,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 100 | $6,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 400 | $6,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 500 | $6,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 400 | $6,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 350 | $6,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 187 | $6,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 468 | $6,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 600 | $6,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 476 | $6,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 100 | $6,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 235 | $6,000 | thousands by filing date | |
| QUALITY CARE PPTYS INC | 747545101 | COM | 305 | $6,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 300 | $6,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 250 | $6,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 425 | $6,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 300 | $6,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 475 | $6,000 | thousands by filing date | |
| PENDRELL CORP | 70686R302 | CL A NEW ADDED | 950 | $6,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 550 | $5,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 287 | $5,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 120 | $5,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 400 | $5,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 153 | $5,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 200 | $5,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 500 | $5,000 | thousands by filing date | |
| ADVANSIX INC | 00773T101 | COM | 192 | $5,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 101 | $5,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 162 | $5,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 4 | $5,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 100 | $5,000 | thousands by filing date | |
| MFS INVT GRADE MUN TR | 59318B108 | SH BEN INT | 500 | $5,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 100 | $5,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 100 | $5,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 400 | $5,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 201 | $5,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 931 | $5,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 300 | $5,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 100 | $5,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,473 | $5,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 300 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 200 | $5,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 1,000 | $5,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 181 | $5,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 100 | $4,000 | thousands by filing date | |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 50 | $4,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 106 | $4,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 100 | $4,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 100 | $4,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 350 | $4,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 400 | $4,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 43 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 200 | $4,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 165 | $4,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 180 | $4,000 | thousands by filing date | |
| SEABOARD CORP DEL | 811543107 | COM | 1 | $4,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 140 | $4,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 97 | $4,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 226 | $4,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 240 | $4,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 250 | $4,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 45 | $4,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 170 | $4,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 51 | $4,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 200 | $4,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 320 | $4,000 | thousands by filing date | |
| SUTHERLAND ASSET MGMT CORP M | 86933G105 | COM | 309 | $4,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 225 | $4,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 38 | $3,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 70 | $3,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100 | $3,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 400 | $3,000 | thousands by filing date | |
| ADIENT PLC | G0084W101 | ORD SHS | 39 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 105 | $3,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 100 | $3,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 206 | $3,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,150 | $3,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 50 | $3,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 50 | $3,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 10 | $3,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 200 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 600 | $3,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 79 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 80 | $3,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 230 | $3,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 2,000 | $3,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 150 | $3,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 3,800 | $3,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 109 | $3,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 120 | $3,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 200 | $3,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 2,000 | $3,000 | thousands by filing date | |
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 29 | $3,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 2,000 | $3,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 2,000 | $3,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 45 | $3,000 | thousands by filing date | |
| DETERMINE INC | 250660107 | COM | 1,000 | $3,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 2,000 | $3,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 2,000 | $3,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 25 | $2,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 63 | $2,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 100 | $2,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 19 | $2,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 47 | $2,000 | thousands by filing date | |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 29 | $2,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 200 | $2,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 175 | $2,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 33 | $2,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 150 | $2,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 41 | $2,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 125 | $2,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 420 | $2,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 30 | $2,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 47 | $2,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 1,000 | $2,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 2,000 | $2,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 1,000 | $2,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229AB8 | NOTE 1.375%10/1 | 2,000 | $2,000 | thousands by filing date | |
| ILLUMINA INC | 452327AH2 | NOTE 0.500% 6/1 | 2,000 | $2,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 100 | $2,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 1,000 | $2,000 | thousands by filing date | |
| NEWPARK RES INC 4.000 | 651718AC2 | NOTE 4.000%10/0 | 2,000 | $2,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 1,000 | $2,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 1,000 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 109 | $2,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 2,000 | $2,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP I | 42330PAH0 | NOTE 4.250% 5/0 | 2,000 | $2,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,000 | $2,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 188 | $2,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 2 | $2,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,000 | $2,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE COR | 55608BAA3 | NOTE 2.875% 7/1 | 2,000 | $2,000 | thousands by filing date | |
| PROOFPOINT INC | 743424AD5 | DBCV 0.750% 6/1 | 2,000 | $2,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 2,000 | $2,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 2,000 | $2,000 | thousands by filing date | |
| HLS 2 12/1/43 | 421924BL4 | Bond 30/360P2 U | 2,000 | $2,000 | thousands by filing date | |
| U S GEOTHERMAL INC COM NEW | 90338S201 | Stock | 466 | $2,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 12 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-002095 | this filing | 2017-04-28 | acceptance time not in the bulk data set |