13F-HR filed by Saba Capital Management, L.P.
Saba Capital Management, L.P. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 94 holding rows worth $983,726,000.
- Accession
- 0001062993-17-000954
- Filer
- CIK 1510281
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 94 entries on the cover page, a total value of $983,726,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $983,726,000 with VALUE read as thousands by filing date, 13F file number 028-14282. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 8,118,988 | $92,069,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING MULTI SECTOR INCOM | 94987D101 | COM | 6,150,514 | $78,911,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 4,608,556 | $74,106,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 4,032,571 | $48,552,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 2,585,471 | $37,955,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLERGAN PLC | G0177J108 | SHS | 155,521 | $32,661,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 5,045,169 | $29,666,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE HIGH INCOME OPPORT | 25158Y102 | COM | 2,023,745 | $29,162,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLERGAN PLC | G0177J108 | SHS | 134,900 | $28,330,000 | thousands by filing date | callThe filing omitted confidential holdings, a later amendment may add them. |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 3,656,789 | $27,718,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 1,781,493 | $26,206,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE STRATEGIC CREDIT FU | 09257R101 | COM SHS BEN IN | 1,524,251 | $23,382,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL EQUITY FD | 18914C100 | COM | 1,960,479 | $21,761,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 100,000 | $21,369,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 302,100 | $21,065,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL DIVID & INCOME | 18913Y103 | COM | 1,595,286 | $19,207,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 3,405,469 | $19,037,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 5,945,208 | $18,787,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SEADRILL ORD | G7945E105 | COM | 5,191,200 | $17,701,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 1,904,876 | $17,049,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE MULTI-MKT INCOME TR SHS | 25160E102 | CEF | 1,960,714 | $16,705,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,374,096 | $16,256,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,287,419 | $16,234,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 996,589 | $14,470,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 2,583,733 | $14,081,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,418,970 | $12,090,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 780,600 | $11,506,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 2,138,809 | $11,036,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GAP INC COM | 364760108 | Stock | 450,600 | $10,111,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 2,009,524 | $9,987,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 1,157,191 | $9,616,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| INVESCO HIGH INCOME TRUST II | 46131F101 | COM | 644,751 | $9,194,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 1,036,614 | $9,091,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 746,898 | $8,716,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 861,254 | $8,707,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 686,538 | $8,431,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 257,524 | $8,017,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 1,102,266 | $7,903,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 1,231,785 | $7,465,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 403,031 | $6,642,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 265,349 | $5,875,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| GENWORTH FINL INC | 37247D106 | COM SHS | 1,401,019 | $5,338,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ROYCE VALUE TRUST | 780910105 | COM | 396,064 | $5,303,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DEUTSCHE STRATEGIC INCOME TR | 25160F109 | SHS | 416,155 | $4,948,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Tesla Motors, Inc | 88160R101 | COM | 21,900 | $4,680,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 358,187 | $3,650,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 366,687 | $3,605,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| Deutsche Global High Income | 25158V108 | 0 | 377,997 | $3,126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DELAWARE INVTS DIV & INCOME | 245915103 | COM | 309,739 | $3,100,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 1,187,112 | $3,063,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 33,335 | $2,885,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 324,901 | $2,667,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 173,095 | $2,569,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 137,738 | $2,193,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 140,289 | $2,165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIAN GROUP INC COM | 750236101 | Stock | 119,300 | $2,145,000 | thousands by filing date | putThe filing omitted confidential holdings, a later amendment may add them. |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 91,705 | $1,977,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 150,333 | $1,781,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 2,000,000 | $1,731,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 20,961 | $1,513,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 207,724 | $1,496,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 74,514 | $1,415,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| UNISYS CORP | 909214306 | COMMON STOCK | 79,637 | $1,191,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| OFFICE DEPOT INC | 676220106 | COM | 255,620 | $1,155,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ILG INC | 44967H101 | COM | 54,358 | $988,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW GOLD INC CDA | 644535106 | COM | 276,037 | $966,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 178,573 | $891,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 89,090 | $811,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BROOKFIELD REAL ASSETS INCOM | 112830104 | SHS BEN INT | 34,301 | $765,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAZARD GLOBAL TOTAL RETURN & | 52106W103 | COM | 50,360 | $692,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 81,843 | $676,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS TOTAL | 92829A103 | COM | 147,879 | $661,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 9,347 | $652,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 65,227 | $604,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 58,623 | $581,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 33,247 | $510,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 500,000 | $466,000 | thousands by filing date | principalThe filing omitted confidential holdings, a later amendment may add them. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 85,333 | $458,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 77,924 | $361,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 32,005 | $357,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 45,222 | $349,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 22,142 | $327,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| BANCROFT FUND LIMITED | 059695106 | COM | 15,970 | $323,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 17,610 | $244,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ZWEIG FUND INC. | 989834205 | COM | 20,000 | $241,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 18,887 | $225,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 8,900 | $209,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| RADIAN GROUP INC COM | 750236101 | Stock | 10,000 | $180,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 19,455 | $165,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 11,589 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| MVC CAPITAL INC | 553829102 | COM | 18,000 | $154,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 17,285 | $126,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 1,394,423 | $63,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 795,108 | $4,000 | thousands by filing date | The filing omitted confidential holdings, a later amendment may add them. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-000954 | this filing | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-17-000998 | base | 2017-02-15 | acceptance time not in the bulk data set |