13F-HR/A filed by Freestone Capital Holdings, LLC
Freestone Capital Holdings, LLC filed this 13F-HR/A for the quarter ended 2016-12-31, filed 2017-02-14, with 347 holding rows worth $1,164,320,000.
- Accession
- 0001062993-17-000904
- Filer
- CIK 1470876
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, amendment of type restatement, 347 entries on the cover page, a total value of $1,164,320,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,164,315,000 with VALUE read as thousands by filing date, 13F file number 028-13894. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerFREESTONE CAPITAL MANAGEMENT LLC028-05975
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 210,048 | $46,952,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 297,432 | $28,494,000 | thousands by filing date | |
| TESSERA HLDG CORP COM | 88166T101 | Stock | 537,115 | $25,067,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 676,301 | $24,712,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 237,810 | $24,639,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 483,502 | $24,576,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 1,548,810 | $24,106,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 1,030,221 | $23,511,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 736,364 | $23,328,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,782,864 | $22,940,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 299,323 | $22,811,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 336,713 | $22,546,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 180,648 | $22,087,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 912,624 | $21,948,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 250,893 | $21,925,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 642,318 | $21,426,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 275,462 | $20,925,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 114,023 | $20,326,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 895,570 | $19,978,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 820,563 | $19,434,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 632,247 | $19,317,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 462,158 | $18,790,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 48,035 | $18,306,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 412,565 | $14,762,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 115,966 | $14,682,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 177,045 | $13,657,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 320,090 | $12,123,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 77,751 | $10,485,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 328,115 | $10,332,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 473,688 | $9,951,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 4,911 | $9,600,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 79,386 | $8,937,000 | thousands by filing date | |
| IJH | 464287507 | COM | 52,972 | $8,758,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 131,986 | $7,400,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 87,188 | $7,371,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 277,929 | $7,045,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919500 | CL B NON VTG | 281,859 | $6,917,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 107,867 | $6,703,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 88,108 | $6,360,000 | thousands by filing date | |
| MOBILE TELESYSTEMS PJSC | 607409109 | SPONSORED ADR | 664,654 | $6,055,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 199,912 | $5,829,000 | thousands by filing date | |
| EAGLE POINT CREDIT COMPANY I | 269808101 | COM | 3,552 | $5,618,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 146,811 | $5,583,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 165,165 | $5,333,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 47,593 | $5,267,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 120,477 | $5,182,000 | thousands by filing date | |
| InterContinental Hotels | 45857p608 | CS | 116,817 | $5,178,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 69,163 | $5,047,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 43,244 | $4,982,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 94,237 | $4,941,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 80,233 | $4,721,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 220,889 | $4,685,000 | thousands by filing date | |
| MPLX LP | 55336V100 | COM UNIT REP LTD | 134,364 | $4,652,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 61,038 | $4,616,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 26,486 | $4,452,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 163,904 | $4,432,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 94,100 | $4,314,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 36,177 | $4,258,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 73,155 | $4,223,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 213,234 | $4,208,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 62,761 | $4,152,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 112,603 | $4,084,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 37,479 | $3,952,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 427,858 | $3,902,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 56,854 | $3,863,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 60,374 | $3,781,000 | thousands by filing date | |
| SUNOCO LOGISTICS PRTNRS L P | 86764L108 | COM UNITS | 153,472 | $3,686,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 42,313 | $3,657,000 | thousands by filing date | |
| MESABI TR | 590672101 | CTF BEN INT | 81,183 | $3,600,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 124,614 | $3,583,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 174,999 | $3,544,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 109,465 | $3,532,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 604,697 | $3,525,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 65,691 | $3,507,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 56,837 | $3,467,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 79,463 | $3,449,000 | thousands by filing date | |
| STELLUS CAP INVT CORP | 858568108 | COM | 186,294 | $3,407,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 10,821 | $3,265,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 54,068 | $3,264,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 75,905 | $3,239,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 44,114 | $3,204,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 570 | $3,178,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 88,339 | $3,078,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 55,145 | $3,039,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 93,290 | $3,030,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 148,312 | $2,975,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 17,807 | $2,956,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 48,286 | $2,940,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 69,174 | $2,939,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 60,373 | $2,927,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 81,508 | $2,923,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 36,979 | $2,910,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 51,737 | $2,899,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 106,765 | $2,898,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 24,532 | $2,875,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 192,543 | $2,855,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 64,264 | $2,839,000 | thousands by filing date | |
| SINOPEC SHANGHAI PETROCHEMIC | 82935M109 | SPON ADR H | 52,357 | $2,834,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 80,761 | $2,827,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 1,334 | $2,811,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 208,640 | $2,792,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 79,473 | $2,783,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 153,176 | $2,783,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 40,531 | $2,741,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 302,770 | $2,740,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 37,354 | $2,737,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 31,752 | $2,724,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 66,559 | $2,709,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 16,783 | $2,687,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 66,336 | $2,683,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 69,681 | $2,683,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 18,567 | $2,672,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 28,787 | $2,634,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 28,969 | $2,627,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 139,883 | $2,536,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 32,875 | $2,511,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 59,874 | $2,458,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 28,410 | $2,451,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 40,927 | $2,432,000 | thousands by filing date | |
| OFS CAPITAL CORP | 67103B100 | COM | 176,146 | $2,424,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 36,493 | $2,418,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 18,000 | $2,401,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B765 | ETRAC 2X LEV LNG | 119,641 | $2,357,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 19,294 | $2,316,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 41,339 | $2,295,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 20,205 | $2,286,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 24,493 | $2,263,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 171,613 | $2,157,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 49,600 | $2,079,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 90,975 | $2,011,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 488,967 | $1,956,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 29,689 | $1,955,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 31,309 | $1,932,000 | thousands by filing date | |
| AMERICAN CAP SR FLOATING LTD | 02504D108 | COM | 114,972 | $1,921,000 | thousands by filing date | |
| CLEARBRIDGE AMERN ENERG MLP | 184691103 | COM | 208,654 | $1,915,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 50,689 | $1,863,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 377,487 | $1,812,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 12,400 | $1,797,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 145,045 | $1,759,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 23,792 | $1,750,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 11,057 | $1,721,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 49,862 | $1,715,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 176,636 | $1,710,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 154,067 | $1,678,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 22,427 | $1,661,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 70,754 | $1,629,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 74,957 | $1,616,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 3,805 | $1,613,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 11,010 | $1,593,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 7,151 | $1,584,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 21,919 | $1,583,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 42,827 | $1,552,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 18,065 | $1,550,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 37,978 | $1,497,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 12,852 | $1,489,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 63,127 | $1,461,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 7,512 | $1,399,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 12,725 | $1,375,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 16,311 | $1,371,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 26,670 | $1,370,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 1,594 | $1,333,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 44,536 | $1,286,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 9,947 | $1,277,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 19,696 | $1,268,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 67,000 | $1,258,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 36 | $1,255,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 96,840 | $1,238,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 12,000 | $1,236,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,700 | $1,220,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 12,800 | $1,187,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,555 | $1,184,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 17,978 | $1,168,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 70,711 | $1,162,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 9,388 | $1,149,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 26,924 | $1,145,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 37,570 | $1,129,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 17,100 | $1,117,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,000 | $1,114,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 12,687 | $1,113,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,380 | $1,094,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 9,606 | $1,082,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 15,607 | $1,081,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 19,969 | $1,076,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 13,435 | $1,069,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 19,574 | $1,064,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 15,543 | $1,061,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,236 | $1,056,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 8,562 | $1,047,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 28,754 | $1,045,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 26,458 | $1,043,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 89,065 | $1,014,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 18,171 | $1,007,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 13,028 | $1,006,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 12,366 | $992,000 | thousands by filing date | |
| EDGEWELL PERSONAL CARE CO | 28035Q102 | COM | 13,577 | $991,000 | thousands by filing date | |
| TERRA NITROGEN CO L P | 881005201 | COM UNIT | 6,158 | $985,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 11,236 | $980,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 25,278 | $971,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 14,149 | $948,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 7,582 | $920,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,736 | $909,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 18,945 | $908,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 6,834 | $903,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 403,911 | $879,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 6,231 | $872,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F411 | BDC INCOME ETF | 48,400 | $871,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 11,083 | $862,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 9,137 | $861,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,533 | $860,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 79,662 | $852,000 | thousands by filing date | |
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 18,834 | $840,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 8,998 | $813,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 28,241 | $778,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 367 | $754,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 17,980 | $753,000 | thousands by filing date | |
| VTI | 922908769 | COM | 6,513 | $751,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 6,420 | $751,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 8,065 | $743,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 10,175 | $741,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 6,597 | $739,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 26,221 | $735,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 13,928 | $734,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 8,703 | $727,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 4,646 | $727,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 9,786 | $718,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1 | $707,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 6,592 | $706,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,884 | $694,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 11,696 | $692,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 5,563 | $690,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 22,914 | $689,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 12,191 | $675,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,109 | $671,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 8,638 | $671,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 152 | $664,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 263 | $659,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 84,915 | $649,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 48,030 | $634,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 16,991 | $622,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 14,774 | $618,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 5,555 | $609,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 29,036 | $605,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 22,500 | $595,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 38,260 | $592,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 204 | $587,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 3,410 | $582,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 11 | $581,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 17,334 | $579,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 74 | $579,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 15,646 | $577,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 5,155 | $575,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 18,081 | $571,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 15,943 | $570,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,070 | $556,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 6,374 | $551,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 12,873 | $550,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 490 | $539,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 9,800 | $530,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 84 | $530,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 10,061 | $516,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 22,703 | $512,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 19,173 | $512,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 100,672 | $507,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 102 | $506,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| MARATHON PETE CORP COM | 56585A102 | Stock | 10,050 | $506,000 | thousands by filing date | |
| PACIFIC CONTINENTAL CORP | 69412V108 | COMMON STOCK | 23,000 | $503,000 | thousands by filing date | |
| Emergent Capital | 29102N105 | Com | 47,850 | $500,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 12,624 | $498,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 8,384 | $494,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 644 | $483,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 7,530 | $469,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 261 | $467,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 5,968 | $466,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 10,173 | $465,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 13,736 | $449,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,161 | $444,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 134 | $439,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 10,983 | $437,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 3,390 | $422,000 | thousands by filing date | |
| RYANAIR HOLDINGS PLC SPONSORED ADR | 783513203 | ADR | 4,982 | $415,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 4,700 | $406,000 | thousands by filing date | call |
| RANDOLPH BANCORP INC | 752378109 | COM | 25,000 | $403,000 | thousands by filing date | |
| RELX PLC SPONSORED ADR | 759530108 | ADR | 22,304 | $401,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 6,984 | $400,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 21,380 | $390,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 27,716 | $377,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 5,860 | $374,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 15,773 | $373,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,173 | $370,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 3,391 | $356,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 5,115 | $345,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 11,948 | $335,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,547 | $328,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 34,151 | $321,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,000 | $320,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 2,000 | $320,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 1,967 | $315,000 | thousands by filing date | |
| VEDANTA LTD | 92242Y100 | SPONSORED ADR | 24,952 | $310,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 5,112 | $299,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,746 | $292,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,030 | $280,000 | thousands by filing date | |
| TESORO LOGISTICS LP | 88160T107 | COM UNIT LP | 5,495 | $279,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,012 | $275,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,310 | $274,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 11,723 | $261,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,000 | $259,000 | thousands by filing date | call |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 12,148 | $254,000 | thousands by filing date | |
| WCF BANCORP INC | 92940L103 | COM | 25,000 | $250,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 25,000 | $249,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 8,000 | $246,000 | thousands by filing date | put |
| MARATHON OIL CORP | 565849106 | COM | 14,000 | $242,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 38,804 | $242,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 311 | $240,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,828 | $236,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 3,000 | $234,000 | thousands by filing date | put |
| WHOLE FOODS MKT INC | 966837106 | COM | 7,500 | $231,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,413 | $230,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 6,370 | $228,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1,914 | $228,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 13,630 | $226,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 22,076 | $215,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 13,850 | $213,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 7,494 | $212,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 13,630 | $210,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 3,854 | $206,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,400 | $187,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 3,000 | $186,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 5,000 | $181,000 | thousands by filing date | call |
| AT&T Inc | 00206R102 | COM | 4,000 | $170,000 | thousands by filing date | put |
| TIDEWATER INC | 886423102 | COM | 49,749 | $170,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,000 | $156,000 | thousands by filing date | put |
| RIVERVIEW BANCORP INC | 769397100 | COM | 20,999 | $147,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 10,000 | $132,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 2,844 | $126,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 15,000 | $123,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,000 | $115,000 | thousands by filing date | call |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 27,500 | $106,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 10,000 | $104,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1,200 | $99,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,000 | $90,000 | thousands by filing date | put |
| BAXTER INTL INC | 071813109 | COM | 2,000 | $89,000 | thousands by filing date | call |
| Gilead Sciences,Inc. | 375558103 | COM | 1,000 | $72,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 12,300 | $65,000 | thousands by filing date | |
| Zedge Inc | 98923T104 | COM | 20,100 | $63,000 | thousands by filing date | |
| SPANISH BROADCASTING SYS INC | 846425833 | CL A NEW | 17,367 | $54,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 12,000 | $41,000 | thousands by filing date | |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 12,000 | $7,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-000818 | superseded | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-17-000904 | this filing | 2017-02-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-17-001047 | base | 2017-02-21 | acceptance time not in the bulk data set |