13F-HR filed by Polar Asset Management Partners Inc.
Polar Asset Management Partners Inc. filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-14, with 269 holding rows worth $3,649,441,000.
- Accession
- 0001062993-17-000843
- Filer
- CIK 1326389
- Filed
- 2017-02-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 269 entries on the cover page, a total value of $3,649,441,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,649,445,000 with VALUE read as thousands by filing date, 13F file number 028-12489. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 3,422,500 | $461,524,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 1,672,500 | $373,854,000 | thousands by filing date | put |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 100,000,000 | $176,565,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 700,000 | $156,471,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 74,635,000 | $144,701,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 53,760,000 | $124,621,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 50,000,000 | $111,298,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 10,172,304 | $95,518,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 730,400 | $64,136,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 50,000,000 | $56,857,000 | thousands by filing date | principal |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 375,000 | $44,430,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 304,000 | $34,975,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 41,700 | $32,185,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 250,000 | $27,403,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 20,000,000 | $26,455,000 | thousands by filing date | principal |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 2,649,290 | $26,360,000 | thousands by filing date | |
| INPHI CORP | 45772FAB3 | NOTE 1.125%12/0 | 20,000,000 | $25,991,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572207 | CL A | 136,664 | $24,911,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,191,696 | $24,744,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 1,165,492 | $24,475,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 32,000 | $24,422,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 553,200 | $24,380,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 25,000,000 | $24,335,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 20,000,000 | $23,135,000 | thousands by filing date | principal |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 20,000,000 | $22,065,000 | thousands by filing date | principal |
| Berkshire Hathaway Inc | 084670702 | COM | 135,000 | $22,002,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 688,065 | $21,908,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 2,182,358 | $21,496,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 437,800 | $21,465,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 2,155,333 | $21,359,000 | thousands by filing date | |
| AVISTA HEALTHCARE PUB ACQ CO | G0726L109 | UNIT 99/99/9999 | 2,099,532 | $21,258,000 | thousands by filing date | |
| GTY TECHNOLOGY HOLDINGS INC | G4182A110 | UNIT 99/99/9999 | 1,900,000 | $19,950,000 | thousands by filing date | |
| AMETEK INC COM | 031100100 | Stock | 400,300 | $19,455,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 1,901,737 | $19,170,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 15,000,000 | $17,266,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 150,000 | $17,258,000 | thousands by filing date | put |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 1,718,750 | $17,016,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 282,000 | $16,759,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 303,013 | $16,657,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 128,000 | $16,433,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 336,100 | $16,351,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 151,340 | $16,216,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 240,200 | $16,115,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 1,619,510 | $16,114,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 2,821,300 | $15,517,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 225,096 | $15,453,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 10,000,000 | $15,252,000 | thousands by filing date | principal |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 12,500,000 | $15,189,000 | thousands by filing date | principal |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 335,300 | $14,619,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 137,000 | $14,414,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 507,000 | $14,399,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 999,357 | $13,991,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 325,720 | $13,882,000 | thousands by filing date | |
| ADVANCED DISP SVCS INC DEL | 00790X101 | COM | 621,700 | $13,814,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 10,000,000 | $13,791,000 | thousands by filing date | principal |
| COACH INC | 189754104 | COM | 393,317 | $13,774,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M106 | COMMON STOCK | 1,383,131 | $13,762,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 1,383,462 | $13,689,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 410,247 | $13,641,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 68,000 | $13,578,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 300,000 | $13,221,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 110,000 | $13,141,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 134,100 | $12,945,000 | thousands by filing date | call |
| HARMONY MERGER CORP | 413247107 | COM | 1,267,975 | $12,914,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,122,604 | $12,905,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 10,000,000 | $12,754,000 | thousands by filing date | principal |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 1,267,700 | $12,645,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 9,466,000 | $12,085,000 | thousands by filing date | principal |
| ASHLAND INC | 044186104 | COM | 110,154 | $12,039,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 10,000,000 | $12,039,000 | thousands by filing date | principal |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 165,000 | $12,019,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 382,700 | $11,531,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 400,000 | $11,312,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 1,067,234 | $11,174,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 104,603 | $10,945,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 139,000 | $10,868,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 239,323 | $10,815,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 201,800 | $10,778,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 153,250 | $10,637,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 1,016,152 | $10,554,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 300,000 | $10,452,000 | thousands by filing date | put |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 10,000,000 | $10,422,000 | thousands by filing date | principal |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 150,000 | $10,266,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 215,000 | $10,230,000 | thousands by filing date | |
| HUNTER MARITIME ACQUISITION | Y37828103 | UNIT 99/99/9999 | 972,900 | $9,875,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 967,980 | $9,602,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 929,307 | $9,405,000 | thousands by filing date | |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 900,000 | $9,342,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 299,700 | $9,072,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 298,959 | $8,924,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 344,700 | $8,869,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 200,000 | $8,866,000 | thousands by filing date | call |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 869,050 | $8,578,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 855,650 | $8,343,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 670,400 | $8,132,000 | thousands by filing date | |
| FERROGLOBE PLC | G33856108 | SHS | 744,900 | $8,067,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 165,000 | $8,014,000 | thousands by filing date | put |
| Eaton Corp PLC | G2920Y101 | COM | 783,820 | $7,975,000 | thousands by filing date | |
| BABCOCK & WILCOX ENTERPRISES INC | 05614L100 | COM | 480,100 | $7,965,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 260,172 | $7,805,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 750,000 | $7,800,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,000 | $7,718,000 | thousands by filing date | put |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 400,000 | $7,468,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 100,000 | $7,272,000 | thousands by filing date | put |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 5,000,000 | $7,188,000 | thousands by filing date | principal |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 679,274 | $7,132,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 264,426 | $6,624,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 481,769 | $6,600,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M205 | STOCK UNIT | 639,864 | $6,591,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 175,000 | $6,456,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 197,714 | $6,380,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 65,000 | $6,371,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 500,000 | $6,245,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 25,000 | $6,224,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 195,600 | $6,142,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 125,000 | $6,098,000 | thousands by filing date | |
| M I ACQUISITIONS INC | 55304A203 | UNIT 99/99/9999 | 600,000 | $6,096,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 168,000 | $6,090,000 | thousands by filing date | put |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 604,792 | $6,012,000 | thousands by filing date | |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 350,000 | $6,002,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 600,000 | $5,959,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 75,000 | $5,929,000 | thousands by filing date | |
| CARDTRONICS INC | 14161HAG3 | NOTE 1.000%12/0 | 5,000,000 | $5,891,000 | thousands by filing date | principal |
| TRUEBLUE INC | 89785X101 | COM | 233,000 | $5,743,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,000,000 | $5,734,000 | thousands by filing date | principal |
| PRIVATEBANCORP INC | 742962103 | COM | 100,000 | $5,419,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 175,000 | $5,372,000 | thousands by filing date | |
| ZENDESK INC | 98936J101 | COM | 251,600 | $5,334,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 170,200 | $5,310,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 145,873 | $5,251,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 5,000,000 | $5,232,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 150,000 | $4,952,000 | thousands by filing date | call |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 5,000,000 | $4,936,000 | thousands by filing date | principal |
| VALARIS ORD | 920355104 | COM | 47,500 | $4,921,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 75,000 | $4,890,000 | thousands by filing date | put |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 455,170 | $4,889,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 5,195,500 | $4,884,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 480,000 | $4,882,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 250,000 | $4,862,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 493,673 | $4,828,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 566,094 | $4,727,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 465,100 | $4,725,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 5,000,000 | $4,707,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 50,000 | $4,513,000 | thousands by filing date | put |
| OCLARO INC | 67555N206 | COM | 500,604 | $4,480,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 40,000 | $4,446,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 400,000 | $4,328,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 467,200 | $4,252,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 75,000 | $4,170,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 240,000 | $4,140,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 500,000 | $4,120,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 70,000 | $4,098,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 588,928 | $4,040,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,025,000 | $3,946,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 386,926 | $3,931,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 70,000 | $3,923,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 607,679 | $3,737,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 150,000 | $3,654,000 | thousands by filing date | call |
| HARMONIC INC | 413160102 | COM | 708,454 | $3,542,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100,000 | $3,501,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 125,000 | $3,500,000 | thousands by filing date | |
| GLOBAL PARTNER A | 37954X204 | UNIT | 334,097 | $3,424,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 35,000 | $3,379,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 35,000 | $3,379,000 | thousands by filing date | put |
| AXAR ACQUISITION CORP | 05455L102 | COM | 337,568 | $3,350,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 100,000 | $3,320,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 140,000 | $3,283,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 35,000 | $3,234,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 312,000 | $3,229,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 3,000,000 | $3,204,000 | thousands by filing date | principal |
| INVENSENSE INC | 46123D205 | COM | 250,000 | $3,198,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B201 | UNIT 99/99/9999 | 300,000 | $3,159,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W123 | UNIT 03/22/2022 | 306,500 | $3,157,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 457,002 | $3,153,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 65,000 | $2,764,000 | thousands by filing date | put |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 50,000 | $2,686,000 | thousands by filing date | |
| NATERA INC COM | 632307104 | Stock | 228,060 | $2,671,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 165,200 | $2,660,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 27,500 | $2,652,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 59,111 | $2,638,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 60,000 | $2,607,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 45,000 | $2,524,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 175,000 | $2,476,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 110,000 | $2,453,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 25,000 | $2,450,000 | thousands by filing date | put |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 30,000 | $2,448,000 | thousands by filing date | put |
| PACIFIC SPL ACQUISITION CORP | G68588139 | UNIT 99/99/9999 | 218,300 | $2,412,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 50,000 | $2,408,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 30,000 | $2,406,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 100,000 | $2,392,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 55,000 | $2,324,000 | thousands by filing date | put |
| HUDSON GLOBAL INC | 443787106 | COM | 1,708,765 | $2,324,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 27,500 | $2,268,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 179,400 | $2,171,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 200,000 | $2,164,000 | thousands by filing date | put |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 90,000 | $2,133,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P112 | UNIT 99/99/9999 | 200,000 | $2,110,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 200,000 | $2,060,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 194,034 | $2,037,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 1,500,000 | $2,034,000 | thousands by filing date | principal |
| BLUE NILE INC | 09578R103 | COM | 50,000 | $2,032,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 200,000 | $1,990,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 125,800 | $1,701,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 25,000 | $1,559,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 37,500 | $1,461,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 143,900 | $1,458,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 15,000 | $1,354,000 | thousands by filing date | |
| SENESTECH INC | 81720R109 | COM | 162,500 | $1,324,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 100,000 | $1,281,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 1,448,871 | $1,174,000 | thousands by filing date | |
| VIVOPOWER INTERNATIO ORD | G9376R100 | COM | 203,294 | $1,118,000 | thousands by filing date | |
| INSPIRED ENTERTAINMENT INC | 45782N108 | COMMON STOCK | 127,395 | $1,076,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 100,000 | $1,054,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 100,500 | $1,045,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 7,700 | $1,038,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H101 | COM | 105,012 | $1,037,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C106 | COM CL A | 99,187 | $992,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 100,000 | $990,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 18,974 | $960,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 4,000 | $840,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 595,425 | $819,000 | thousands by filing date | |
| GAS NAT INC | 367204104 | COM | 65,000 | $816,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 110,000 | $810,000 | thousands by filing date | |
| E COMPASS ACQUISITION CORP | G2920Y119 | RIGHT 02/1 | 783,820 | $768,000 | thousands by filing date | |
| CONYERS PK ACQUISITION | 212894109 | CL A COM | 69,200 | $708,000 | thousands by filing date | |
| INSPIRED ENTMT INC | 45782N116 | *W EXP 10/20/202 | 1,155,601 | $688,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 50,000 | $680,000 | thousands by filing date | |
| CONYERS | 212894208 | UNIT9 | 60,674 | $658,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 519,000 | $646,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 1,066,150 | $639,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 35,000 | $625,000 | thousands by filing date | |
| Yatra Online Incorporated Ord SHS | G98338109 | Common Stock | 64,675 | $605,000 | thousands by filing date | |
| BOULEVARD ACQUISITION | 10157Q110 | *W EXP 09/25/202 | 1,161,249 | $598,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 40,000 | $550,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 1,402,700 | $540,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 25,000 | $518,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M114 | *W EXP 10/19/202 | 578,500 | $508,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 1,064,132 | $500,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H200 | UNIT 99/99/9999 | 48,928 | $497,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 982,367 | $486,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 35,000 | $476,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 1,356,770 | $468,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 25,000 | $458,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,500 | $426,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 1,145,186 | $418,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 5,000 | $358,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 514,216 | $355,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 9,000 | $283,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 15,000 | $269,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 55,000 | $268,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588113 | RIGHT 03/15/2017 | 500,000 | $265,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 2,400 | $249,000 | thousands by filing date | call |
| ORIGO ACQUISITION CORP | G67789134 | RIGHT 03/12/2018 | 600,200 | $231,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 600,000 | $225,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T112 | *W EXP 10/10/202 | 856,250 | $188,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 563,800 | $138,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 432,800 | $121,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 510,900 | $110,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 452,000 | $107,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789118 | *W EXP 12/17/202 | 363,450 | $104,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 534,317 | $104,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 294,972 | $86,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 489,000 | $65,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 480,000 | $62,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C114 | *W EXP 09/21/202 | 50,000 | $49,000 | thousands by filing date | |
| AXAR ACQUISITION CORP | 05455L110 | *W EXP 12/31/202 | 601,233 | $47,000 | thousands by filing date | |
| CONYERS PK ACQUISITION | 212894117 | *W EXP 07/20/202 | 20,000 | $40,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H119 | *W EXP 07/09/202 | 95,000 | $29,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,000,000 | $6,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-000843 | this filing | 2017-02-14 | acceptance time not in the bulk data set |