13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-02-07, with 200 holding rows worth $2,401,116,000.
- Accession
- 0001062993-17-000534
- Filer
- CIK 1513006
- Filed
- 2017-02-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 200 entries on the cover page, a total value of $2,401,116,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,401,119,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 6,711,166 | $1,498,910,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 1,232,828 | $146,065,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 327,247 | $39,186,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 300,000 | $35,739,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 297,339 | $34,997,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 386,139 | $32,467,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 18,800,000 | $25,327,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 759,139 | $24,657,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 50,500 | $19,055,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 330,000 | $18,883,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 15,427,000 | $18,814,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 358,100 | $18,643,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 249,200 | $18,000,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 17,350,000 | $17,688,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 150,039 | $17,286,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 131,000 | $15,163,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 375,200 | $14,809,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 384,900 | $14,799,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 270,100 | $11,876,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,617,000 | $11,351,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 132,100 | $10,901,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 213,600 | $10,755,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,049,000 | $10,459,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 584,800 | $10,123,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 314,000 | $10,076,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 411,900 | $9,997,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 532,000 | $9,055,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 179,393 | $9,037,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 8,129,000 | $8,834,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 36,000 | $7,693,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 3,506,000 | $7,365,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 226,500 | $6,580,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 211,900 | $6,505,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. | 595017AD6 | NOTE 1.625% 2/1 | 4,800,000 | $6,242,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 104,330 | $5,993,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 45,400 | $5,560,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 371,400 | $5,341,000 | thousands by filing date | put |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 4,000,000 | $5,077,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 3,500,000 | $4,914,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 5,800 | $4,596,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 44,000 | $4,247,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 111,100 | $4,235,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 55,800 | $4,197,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 58,000 | $4,043,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 104,500 | $4,041,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 400,000 | $4,036,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,750 | $4,032,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 45,800 | $3,898,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 75,239 | $3,824,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 314,000 | $3,693,000 | thousands by filing date | put |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 25,700 | $3,598,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 200,000 | $3,584,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 274,100 | $3,574,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 114,700 | $3,520,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 254,900 | $3,388,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 92,700 | $3,360,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 54,400 | $3,033,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,511,000 | $2,900,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 283,300 | $2,802,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 170,500 | $2,790,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 38,200 | $2,760,000 | thousands by filing date | put |
| LENDINGCLUB CORP | 52603A109 | COM | 524,900 | $2,756,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 60,300 | $2,753,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 80,000 | $2,741,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 371,400 | $2,719,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,180,000 | $2,616,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 226,500 | $2,552,000 | thousands by filing date | put |
| HERBALIFE LTD | 42703MAB9 | NOTE 2.000% 8/1 | 2,750,000 | $2,493,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 168,400 | $2,482,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 22,900 | $2,463,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 79,439 | $2,401,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 48,900 | $2,385,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 9,439 | $2,260,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 254,900 | $2,109,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 25,439 | $1,985,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 46,300 | $1,956,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 100,000 | $1,945,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,711,166 | $1,940,000 | thousands by filing date | put |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 211,900 | $1,908,000 | thousands by filing date | put |
| NUTANIX INC CL A | 67059N108 | Stock | 68,900 | $1,830,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 24,400 | $1,788,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 171,500 | $1,698,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 9,439 | $1,686,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 524,900 | $1,678,000 | thousands by filing date | put |
| COTERRA ENERGY INC COM | 127097103 | Stock | 71,300 | $1,666,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 95,000 | $1,568,000 | thousands by filing date | put |
| International Business Machines Corporation | 459200101 | COM | 9,439 | $1,567,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354AB3 | NOTE 1.750%12/0 | 1,500,000 | $1,546,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 9,439 | $1,511,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 147,500 | $1,493,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 8,600 | $1,485,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 1,275,000 | $1,483,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 104,500 | $1,476,000 | thousands by filing date | put |
| Boeing Company | 097023105 | COM | 9,439 | $1,469,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 50,000 | $1,450,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 14,000 | $1,379,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 9,400 | $1,351,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 96,600 | $1,335,000 | thousands by filing date | put |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 1,026,000 | $1,305,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 7,000 | $1,303,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,439 | $1,266,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 50,500 | $1,231,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 21,900 | $1,201,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 19,500 | $1,159,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 9,439 | $1,156,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 9,439 | $1,149,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 31,800 | $1,143,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 170,500 | $1,127,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 96,600 | $1,106,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 38,200 | $1,102,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 9,439 | $1,093,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 105,100 | $1,063,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 19,200 | $1,058,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 100,200 | $1,042,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 9,439 | $1,035,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 75,000 | $1,016,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 100,000 | $990,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 44,800 | $988,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 9,439 | $984,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 19,200 | $981,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 20,500 | $971,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 11,700 | $956,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 15,000 | $950,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 21,500 | $928,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 26,400 | $927,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 75,900 | $924,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 8,400 | $921,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 10,300 | $917,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 19,400 | $911,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 40,300 | $891,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 9,439 | $875,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 9,439 | $852,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 53,600 | $847,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 95,000 | $827,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 39,800 | $824,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 9,439 | $814,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 7,900 | $795,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 63,000 | $776,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 240,900 | $756,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 274,100 | $752,000 | thousands by filing date | put |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 28,960 | $734,000 | thousands by filing date | |
| NUTANIX INC CL A | 67059N108 | Stock | 68,900 | $718,000 | thousands by filing date | put |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 72,439 | $714,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 12,500 | $700,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 9,439 | $699,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 9,439 | $693,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 35,000 | $693,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 50,000 | $682,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 68,358 | $679,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 123,800 | $676,000 | thousands by filing date | put |
| Tesla Motors, Inc | 88160R101 | COM | 36,000 | $674,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 111,100 | $654,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 9,439 | $652,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,700,000 | $638,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 168,400 | $620,000 | thousands by filing date | put |
| SHAKE SHACK INC | 819047101 | CL A | 17,200 | $616,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 11,100 | $601,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,439 | $587,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 30,000 | $565,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 9,439 | $556,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 75,900 | $550,000 | thousands by filing date | put |
| Gulfport Energy | 402635304 | COM | 25,000 | $541,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 60,500 | $533,000 | thousands by filing date | |
| LINE CORP | 53567X101 | SPONSORED ADR | 14,900 | $507,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,439 | $504,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 24,400 | $501,000 | thousands by filing date | put |
| HERITAGE OAKS BANCORP | 42724R107 | COM | 40,000 | $493,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 63,000 | $492,000 | thousands by filing date | put |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 24,400 | $460,000 | thousands by filing date | |
| AMPLIFY SNACK BRANDS | 03211L102 | COM | 60,500 | $406,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 9,439 | $391,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 25,000 | $382,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 44,800 | $373,000 | thousands by filing date | put |
| Intel Corp | 458140100 | COM | 9,439 | $342,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 17,200 | $337,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 25,000 | $319,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,439 | $298,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845PAA6 | NOTE 3.250% 7/0 | 325,000 | $292,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 25,400 | $253,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 27,800 | $241,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 170,000 | $218,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 132,100 | $177,000 | thousands by filing date | put |
| AXAR ACQUISITION CORP | 05455L201 | UNIT 12/31/2022X | 17,300 | $173,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 19,200 | $147,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 79,439 | $144,000 | thousands by filing date | put |
| LINE CORP | 53567X101 | SPONSORED ADR | 14,900 | $124,000 | thousands by filing date | put |
| PLUG PWR INC | 72919P202 | COM NEW | 50,000 | $116,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 25,000 | $114,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 123,800 | $79,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 50,000 | $60,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 55,000 | $55,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 104,500 | $52,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 6,711,166 | $36,000 | thousands by filing date | call |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 96,600 | $18,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 226,500 | $11,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 11,100 | $8,000 | thousands by filing date | put |
| TWILIO INC CL A | 90138F102 | Stock | 38,200 | $7,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 95,000 | $3,000 | thousands by filing date | call |
| FITBIT INC | 33812L102 | CL A | 371,400 | $2,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 21,500 | $1,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-000534 | this filing | 2017-02-07 | acceptance time not in the bulk data set |