13F-HR filed by Advocacy Wealth Management, LLC
Advocacy Wealth Management, LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-27, with 332 holding rows worth $333,316,000.
- Accession
- 0001062993-17-000401
- Filer
- CIK 1569452
- Filed
- 2017-01-27
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A holdings report, 340 entries on the cover page, a total value of $333,316,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $333,310,000 with VALUE read as thousands by filing date, 13F file number 028-15180. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 179,157 | $77,779,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 508,202 | $54,916,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A375 | ST INTER BD ETF | 478,729 | $16,234,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 327,268 | $15,895,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,087,158 | $13,698,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 144,037 | $12,757,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 848,361 | $11,640,000 | thousands by filing date | |
| iShares Mortgage Real Estate ETF | 46435G342 | SHS | 262,529 | $11,042,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 86,091 | $10,088,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 758,753 | $9,841,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 215,554 | $9,747,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 903,591 | $9,352,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 150,016 | $9,184,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 119,120 | $9,165,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,282,522 | $8,695,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 1,788,565 | $8,245,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 169,736 | $8,186,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 265,109 | $8,094,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 68,658 | $7,427,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 107,794 | $5,272,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 24,499 | $1,494,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 34,210 | $1,273,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 59,428 | $1,247,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 6,779 | $587,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 11,653 | $553,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 40,000 | $548,000 | thousands by filing date | |
| Spartan Total Market Index Fun | 315911800 | COM | 7,635 | $493,000 | thousands by filing date | |
| First Eagle Global I | 32008F606 | Mutual Fund | 8,999 | $490,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 29,858 | $425,000 | thousands by filing date | |
| DWS GLOBAL INFRASTRUCTURE FUND CLASS S | 25156A809 | M | 30,085 | $405,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 22,998 | $341,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 13,585 | $304,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 6,328 | $269,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 15,815 | $228,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,660 | $223,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 7,057 | $223,000 | thousands by filing date | |
| HENDERSON EUROPEAN FC | 425067642 | MUTUAL | 7,115 | $215,000 | thousands by filing date | |
| ARTISAN INTERNATIONAL INVESTOR | 04314H204 | NTF EQUITY FUNDS | 8,340 | $214,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 10,469 | $165,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 10,506 | $159,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1,466 | $154,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,300 | $151,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1,862 | $150,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 7,420 | $138,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,229 | $112,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,029 | $100,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,195 | $99,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 10,700 | $89,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 956 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,365 | $82,000 | thousands by filing date | |
| VanEck Vectors Mortgage R | 92189F452 | MTG REIT INCOME | 3,750 | $82,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 3,450 | $81,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,480 | $79,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,201 | $78,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 1,100 | $77,000 | thousands by filing date | |
| AGNC INVT CORP COM | 00123Q104 | REIT | 4,050 | $73,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 2,400 | $72,000 | thousands by filing date | |
| Performance Trust Total Return Bd Inst | 89833W394 | Mutual Fund | 3,237 | $72,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 925 | $68,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 682 | $68,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 3,600 | $66,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,551 | $64,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 615 | $64,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 274 | $62,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 728 | $62,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,473 | $58,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 1,200 | $58,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 1,478 | $58,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 492 | $57,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $50,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 400 | $50,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 900 | $50,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 1,800 | $49,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 1,100 | $49,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 700 | $47,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 58 | $46,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 799 | $46,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 5,550 | $45,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 3,014 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 1,968 | $45,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 510 | $44,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 4,395 | $44,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 427 | $44,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,392 | $42,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 783 | $42,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 475 | $40,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 669 | $40,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,475 | $40,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 335 | $39,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 500 | $39,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 167 | $37,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,048 | $37,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,336 | $37,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 466 | $36,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 600 | $35,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 500 | $35,000 | thousands by filing date | |
| GOLDMAN SACHS ETF TR | 381430503 | ACTIVEBETA US LG | 779 | $35,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $34,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,722 | $34,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,500 | $34,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 1,525 | $34,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 708 | $33,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,500 | $33,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,540 | $33,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 373 | $32,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 1,500 | $32,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 494 | $31,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 2,000 | $30,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 4,500 | $30,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 250 | $29,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 5,000 | $29,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,029 | $29,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 307 | $28,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,000 | $28,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 410 | $28,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 451 | $27,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 850 | $27,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 229 | $27,000 | thousands by filing date | |
| ISHARES EDGE U.S. FIXED INCOME BALANCED RISK ETF | 46431W846 | ETF | 272 | $27,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 678 | $26,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 1,600 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 326 | $26,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 159 | $25,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 292 | $25,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 488 | $25,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 1,102 | $25,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 3,650 | $25,000 | thousands by filing date | |
| Dodge & Cox Income Fund | 256210105 | ETF | 1,801 | $24,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 349 | $23,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 300 | $23,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 16,650 | $23,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 29 | $22,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 163 | $22,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 191 | $22,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 513 | $22,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 200 | $22,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 350 | $22,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 500 | $22,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 522 | $21,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 151 | $21,000 | thousands by filing date | |
| BLACKROCK DEBT STRATEGIES FD I | 09255R202 | COM NEW | 1,832 | $21,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 500 | $21,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 26 | $20,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 381 | $20,000 | thousands by filing date | |
| FEDERATED HERMES ULTRASHORT BOND FUND INST'L SHARES | 31428Q747 | Mutual Fund | 2,178 | $20,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 513 | $19,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 211 | $19,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 3,500 | $19,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 249 | $18,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 175 | $18,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 236 | $18,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 100 | $18,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 160 | $18,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 12,842 | $18,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 122 | $17,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,000 | $17,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 100 | $17,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 2,500 | $17,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 620 | $17,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 75 | $16,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 230 | $16,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 1,287 | $16,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 247 | $16,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 563 | $15,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,000 | $15,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 407 | $15,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 480 | $14,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 76 | $14,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 401 | $14,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 1,500 | $14,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 236 | $14,000 | thousands by filing date | |
| FEDERATED INCOME INST SHARE | 314199100 | COMMON | 1,405 | $14,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,000 | $13,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 406 | $13,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 240 | $13,000 | thousands by filing date | |
| Federated Hermes Govt Ultrashort Fund USD Cls INST | 31420B888 | COM | 1,274 | $13,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $12,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 96 | $12,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 93 | $12,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 100 | $12,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 175 | $12,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 229 | $12,000 | thousands by filing date | |
| CORECIVIC INC | 21871N101 | COM | 500 | $12,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 92 | $12,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 500 | $11,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 274 | $11,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 222 | $11,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 148 | $11,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 65 | $11,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $11,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 409 | $11,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 555 | $11,000 | thousands by filing date | |
| VANGUARD INFLATION-PROTECTED SECS INV | 922031869 | BOND FUNDS | 860 | $11,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,092 | $11,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 303 | $11,000 | thousands by filing date | |
| TIMOTHY PLAN LARGE MID CAP VALUE FUND CLASS C | 887432805 | COMMON | 780 | $11,000 | thousands by filing date | |
| TIMOTHY PLAN FIXED INCOME C | 887432862 | COMMON | 1,139 | $11,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 200 | $10,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 91 | $10,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 300 | $10,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 700 | $10,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,000 | $10,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 400 | $10,000 | thousands by filing date | |
| Carter Validus Mission Critica | 146282108 | COM | 1,000 | $10,000 | thousands by filing date | |
| MSC INCOME FUND, INC. | 40427D102 | Stock | 1,200 | $10,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 750 | $9,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 100 | $9,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 12 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 301 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 451 | $9,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 500 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 353 | $9,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 200 | $9,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 329 | $9,000 | thousands by filing date | |
| Federated Strategic Value Dividend Instl | 314172560 | MF | 1,550 | $9,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 209 | $9,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 260 | $9,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 194 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 32 | $8,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 139 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 169 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 146 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 200 | $8,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 2,400 | $8,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,250 | $8,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 400 | $8,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 50 | $7,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 106 | $7,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 100 | $7,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 100 | $7,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 41 | $7,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 500 | $7,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 150 | $7,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 300 | $7,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 100 | $6,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 35 | $6,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 150 | $6,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 100 | $6,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 64 | $6,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 52 | $6,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 305 | $6,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 89 | $6,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 74 | $6,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 150 | $6,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 100 | $6,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 200 | $6,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 150 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 531 | $6,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 86 | $5,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 100 | $5,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 64 | $5,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 157 | $5,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 250 | $5,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 100 | $4,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 100 | $4,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 43 | $4,000 | thousands by filing date | |
| VanEck Merk Gold Trust | 921078101 | SHS | 386 | $4,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 100 | $4,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 69 | $4,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 174 | $4,000 | thousands by filing date | |
| VIRTUS ETF TR II | 92790A207 | VIRTUS NEWFLEET | 145 | $4,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 100 | $4,000 | thousands by filing date | |
| VAN ECK INTL GOLD CL A | 921075503 | COM | 448 | $4,000 | thousands by filing date | |
| CION INVESTMENT CORPORAT ION | 17259u105 | COM | 478 | $4,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 50 | $3,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 14 | $3,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 300 | $3,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 50 | $3,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 300 | $3,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 25 | $3,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 126 | $3,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 44 | $2,000 | thousands by filing date | |
| LAMB WESTON HLDGS INC | 513272104 | COM | 49 | $2,000 | thousands by filing date | |
| COCA-COLA EUROPACIFIC PARTNERS SHS | G25839104 | Stock | 50 | $2,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 56 | $2,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 76 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 28 | $2,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 147 | $2,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 35 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 38 | $2,000 | thousands by filing date | |
| HYD | 92189F361 | ETF | 64 | $2,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 127 | $2,000 | thousands by filing date | |
| Invesco S&P 500 Pure Growth | 78355W403 | GUG S&P500 PU GR | 29 | $2,000 | thousands by filing date | |
| UNITED CANNABIS CORP XXXREGISTRATION REVOKED BY THE SEC EFF: 02/02/22 | 909747107 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 200 | $2,000 | thousands by filing date | |
| MOLECULIN BIOTECH INC | 60855D101 | COM | 1,000 | $2,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC COM NEW | 686164302 | Stock | 1,000 | $2,000 | thousands by filing date | |
| ELFUN DIVERSIFIED FUND | 28627D105 | COMMON | 116 | $2,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 39 | $1,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 30 | $1,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 20 | $1,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4 | $1,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 47 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 16 | $1,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 11 | $1,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 25 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 12 | $1,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 14 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 17 | $1,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 81 | $1,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 41 | $1,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 65 | $1,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 120 | $1,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 8 | $1,000 | thousands by filing date | |
| TELSTRA CORP LTD | 87969N204 | SPON ADR FINAL | 49 | $1,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P 500 ETF | 922908363 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA EMERGING MKTS HIGH DIVI | 92912P108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E401 | NASDAQ 100 EX | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTROCK CO | 96145D105 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E807 | NAT GAS ETF | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33736Q104 | CMN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DEUTSCHE BK AG LONDON BRH | 25154H731 | DB GOLD SHORT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THORNBURG MORTGAGE INC | 885218800 | COMMON STOCK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD CA INTERM-TERM TAX-EXEMPT ADM | 922021407 | BOND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 805 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SWEDISH EXPT CR CORP | 870297405 | RG METAL ETN22 | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVINE INC CL A | 255402406 | Common | 391 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRADER CLASSIFIED | 89254T102 | Common | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FITBIT INC | 33812L102 | CL A | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-000401 | this filing | 2017-01-27 | acceptance time not in the bulk data set |