13F-HR filed by FOUNDERS FINANCIAL SECURITIES LLC
FOUNDERS FINANCIAL SECURITIES LLC filed this 13F-HR for the quarter ended 2016-12-31, filed 2017-01-10, with 80 holding rows worth $240,672,000.
- Accession
- 0001062993-17-000085
- Filer
- CIK 1342396
- Filed
- 2017-01-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2016
A combination report, 80 entries on the cover page, a total value of $240,672,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $240,671,000 with VALUE read as thousands by filing date, 13F file number 028-15741. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHorizon Investments, LLC028-15165
- included managerHorizon Investments, LLC028-15165
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Value ETF | 922908744 | SHS | 452,957 | $42,130,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 188,734 | $22,986,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 307,900 | $17,775,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 54,440 | $12,169,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 89,627 | $11,798,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 255,001 | $8,928,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 243,973 | $8,729,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 66,585 | $8,587,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 266,110 | $7,467,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 66,271 | $7,161,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 54,307 | $6,571,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 57,873 | $6,071,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 132,500 | $5,854,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 40,768 | $5,428,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 66,776 | $5,395,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 54,936 | $3,796,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 78,058 | $3,777,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 30,159 | $3,534,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 14,390 | $3,238,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 77,174 | $3,024,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 93,622 | $2,989,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 199,573 | $2,515,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 28,957 | $2,506,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 81,043 | $2,243,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 23,009 | $1,943,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 42,405 | $1,940,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 52,436 | $1,651,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 14,767 | $1,597,000 | thousands by filing date | |
| IJH | 464287507 | COM | 9,509 | $1,572,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 87,216 | $1,566,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 60,918 | $909,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 5,071 | $907,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM | 73936B101 | DB ENERGY FUND | 64,943 | $897,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 29,543 | $893,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 7,408 | $889,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 11,947 | $863,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,173 | $831,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 10,644 | $762,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 9,048 | $722,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 10,412 | $720,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 9,141 | $719,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 42,524 | $702,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 25,674 | $686,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 16,328 | $677,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 17,443 | $672,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 12,704 | $669,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,384 | $664,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 16,340 | $650,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 6,057 | $635,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,414 | $621,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 18,870 | $620,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 11,935 | $617,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 14,441 | $540,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 9,887 | $538,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,946 | $532,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 12,049 | $523,000 | thousands by filing date | |
| BANCO DE CHILE | 059520106 | SPONSORED ADS | 6,126 | $432,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 9,885 | $427,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 19,354 | $423,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 11,353 | $422,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F106 | GOLD MINERS ETF | 18,855 | $394,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 5,022 | $378,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,975 | $377,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,066 | $373,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 10,321 | $370,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 6,300 | $360,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 3,296 | $347,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,912 | $345,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 4,723 | $340,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,835 | $298,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 13,125 | $273,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 13,005 | $261,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 18,384 | $259,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 10,068 | $221,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 2,690 | $203,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 11,916 | $196,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,535 | $192,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 22,217 | $147,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 11,234 | $129,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 10,055 | $106,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-17-000085 | this filing | 2017-01-10 | acceptance time not in the bulk data set |