13F-HR filed by Polar Asset Management Partners Inc.
Polar Asset Management Partners Inc. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 273 holding rows worth $3,221,947,000.
- Accession
- 0001062993-16-012314
- Filer
- CIK 1326389
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 273 entries on the cover page, a total value of $3,221,947,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $3,221,950,000 with VALUE read as thousands by filing date, 13F file number 028-12489. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| iShares Russell 2000 ETF | 464287655 | SHS | 2,524,300 | $313,543,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 1,275,000 | $275,782,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 600,000 | $129,780,000 | thousands by filing date | call |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 63,500,000 | $116,280,000 | thousands by filing date | principal |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 52,774,000 | $108,695,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 40,000,000 | $91,576,000 | thousands by filing date | principal |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 47,500,000 | $90,360,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 730,400 | $77,269,000 | thousands by filing date | put |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 375,000 | $44,520,000 | thousands by filing date | put |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 30,000,000 | $39,011,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 30,000,000 | $35,718,000 | thousands by filing date | principal |
| PATTERN ENERGY GROUP INC | 70338PAB6 | NOTE 4.000% 7/1 | 33,750,000 | $34,090,000 | thousands by filing date | principal |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 42,986 | $33,413,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 1,889,056 | $32,775,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 650,000 | $32,766,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 20,000,000 | $31,231,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572207 | CL A | 188,578 | $30,891,000 | thousands by filing date | |
| INCONTACT INC | 45336EAB5 | Bond | 25,000,000 | $30,178,000 | thousands by filing date | principal |
| META PLATFORMS INC CL A | 30303M102 | COM | 227,721 | $29,210,000 | thousands by filing date | |
| ININ 1.25 6/20 | 45841VAB5 | Bond 30/360P2 U | 25,000,000 | $28,850,000 | thousands by filing date | principal |
| DST SYS INC DEL | 233326107 | COM | 238,440 | $28,117,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 32,000 | $26,265,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 2,649,290 | $26,254,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 20,000,000 | $25,833,000 | thousands by filing date | principal |
| AR CAPITAL ACQUISITION CORP | 00191R109 | COM | 2,348,685 | $23,369,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 20,000,000 | $23,235,000 | thousands by filing date | principal |
| NEXTERA ENERGY INC CORPORATE | 65339f820 | COM | 450,000 | $22,292,000 | thousands by filing date | |
| CSRA INC | 12650T104 | COM | 824,899 | $22,190,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 17,500,000 | $20,890,000 | thousands by filing date | principal |
| EXXON MOBIL CORP | 30231G102 | COM | 230,000 | $20,074,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 509,327 | $19,976,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 20,000,000 | $19,819,000 | thousands by filing date | principal |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 408,313 | $19,517,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 1,499,275 | $19,416,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 1,946,609 | $19,077,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 275,922 | $18,674,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 258,596 | $18,097,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 1,831,737 | $17,951,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 137,763 | $17,912,000 | thousands by filing date | |
| BLACK HILLS CORP | 092113125 | UNIT 99/99/9999 | 250,000 | $17,179,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 366,244 | $16,386,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 446,517 | $16,325,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 540,914 | $16,309,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 282,000 | $16,226,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 368,400 | $16,173,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 146,903 | $15,979,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 369,920 | $15,966,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 201,400 | $15,649,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 12,000,000 | $15,501,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 268,500 | $15,449,000 | thousands by filing date | put |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 110,870 | $15,242,000 | thousands by filing date | |
| ADVANCED MICRO DEVICES INC | 007903BD8 | COM | 14,000,000 | $15,224,000 | thousands by filing date | principal |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 1,489,750 | $14,656,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 10,000,000 | $14,277,000 | thousands by filing date | principal |
| GENESEE & WYOMING INC | 371559105 | CL A | 206,675 | $14,250,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256BAE1 | NOTE 2.000% 6/1 | 16,000,000 | $14,073,000 | thousands by filing date | principal |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 1,327,732 | $13,941,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 1,381,610 | $13,678,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 1,385,280 | $13,641,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 110,000 | $13,455,000 | thousands by filing date | put |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 10,750,000 | $13,255,000 | thousands by filing date | principal |
| MONSANTO CO NEW | 61166W101 | COM | 127,000 | $12,979,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M106 | COMMON STOCK | 1,308,131 | $12,885,000 | thousands by filing date | |
| ASHLAND INC | 044186104 | COM | 110,954 | $12,865,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 100,000 | $12,827,000 | thousands by filing date | call |
| HARMONY MERGER CORP | 413247107 | COM | 1,267,975 | $12,794,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 12,000,000 | $12,320,000 | thousands by filing date | principal |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 1,203,004 | $11,958,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,043,548 | $11,427,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 7,500,000 | $11,400,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 10,000,000 | $11,282,000 | thousands by filing date | principal |
| CBIZ INC | 124805102 | COM | 1,001,953 | $11,212,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 225,000 | $11,023,000 | thousands by filing date | put |
| BRUNSWICK CORP | 117043109 | COM | 224,839 | $10,968,000 | thousands by filing date | |
| DYCOM INDS INC | 267475AB7 | NOTE 0.750% 9/1 | 10,000,000 | $10,936,000 | thousands by filing date | principal |
| MICROSEMI CORP | 595137100 | COM | 258,900 | $10,869,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 176,228 | $10,764,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 368,461 | $10,741,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 203,603 | $10,559,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 1,048,300 | $10,441,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 1,017,038 | $10,425,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 1,020,892 | $10,413,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 87,463 | $10,332,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 130,500 | $10,304,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 200,000 | $10,184,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 137,827 | $10,075,000 | thousands by filing date | |
| BSFT 1 9/01/22 | 11133BAD4 | Bond 30/360P2 U | 7,500,000 | $10,000,000 | thousands by filing date | principal |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 998,820 | $9,881,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 10,000,000 | $9,649,000 | thousands by filing date | principal |
| CF CORP | G20307107 | SHS CL A | 968,980 | $9,486,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,281,010 | $9,467,000 | thousands by filing date | |
| AROWANA INC | G05011104 | SHS | 916,220 | $9,336,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 169,023 | $9,176,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 7,000,000 | $9,106,000 | thousands by filing date | principal |
| FARMER BROS CO | 307675108 | COM | 250,000 | $8,888,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L201 | UNIT 07/29/2020 | 869,480 | $8,873,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 311,924 | $8,609,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 8,000,000 | $8,551,000 | thousands by filing date | principal |
| GUESS INC COM | 401617105 | Stock | 584,500 | $8,540,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T203 | UNIT 99/99/9999T | 869,050 | $8,517,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 1,421,540 | $8,444,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T104 | COM | 856,250 | $8,194,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 132,615 | $7,855,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 7,000,000 | $7,767,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 168,000 | $7,730,000 | thousands by filing date | put |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 777,307 | $7,649,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 7,500,000 | $7,093,000 | thousands by filing date | principal |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 170,039 | $7,026,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 679,374 | $6,991,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 220,000 | $6,976,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 125,000 | $6,689,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 482,484 | $6,673,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 220,200 | $6,562,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 182,339 | $6,555,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M205 | STOCK UNIT | 639,364 | $6,506,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 112,500 | $6,384,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 7,500,000 | $6,139,000 | thousands by filing date | principal |
| M I ACQUISITIONS INC | 55304A203 | UNIT 99/99/9999 | 600,000 | $6,012,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 604,792 | $5,975,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 775,000 | $5,960,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 600,000 | $5,934,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 95,000 | $5,888,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 127,500 | $5,855,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588139 | UNIT 99/99/9999 | 550,000 | $5,835,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 30,000 | $5,734,000 | thousands by filing date | |
| AROWANA INC | G05011138 | UNIT 99/99/9999 | 551,492 | $5,691,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 550,000 | $5,670,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 5,000,000 | $5,623,000 | thousands by filing date | principal |
| INPHI CORP | 45772F107 | COM | 127,769 | $5,559,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 400,000 | $5,536,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 73,727 | $5,408,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 208,000 | $5,379,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 79,431 | $5,377,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 66,000 | $5,335,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 5,000,000 | $5,290,000 | thousands by filing date | principal |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 5,000,000 | $5,189,000 | thousands by filing date | principal |
| Eaton Corp PLC | G2920Y101 | COM | 500,000 | $5,125,000 | thousands by filing date | |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 500,000 | $5,060,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W107 | CL A | 516,700 | $5,048,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 477,120 | $4,986,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 70,000 | $4,880,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 5,000,000 | $4,855,000 | thousands by filing date | principal |
| COLUMBIA PIPELINE PARTNERS L | 198281107 | COM UT REPSTG | 300,000 | $4,842,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 480,000 | $4,814,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,905,000 | $4,792,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 465,100 | $4,698,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 575,000 | $4,580,000 | thousands by filing date | |
| HABIT RESTAURANTS INC | 40449J103 | COM CL A | 322,395 | $4,514,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 300,000 | $4,419,000 | thousands by filing date | call |
| INGRAM MICRO INC | 457153104 | CL A | 120,000 | $4,279,000 | thousands by filing date | |
| KLR ENERGY ACQUISITION CORP | 49877M207 | UNIT 12/31/2020 | 400,000 | $4,200,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 393,504 | $4,018,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 100,000 | $3,996,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 50,000 | $3,988,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 372,900 | $3,751,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 100,000 | $3,745,000 | thousands by filing date | put |
| GORES HLDGS INC | 382866101 | CL A | 345,111 | $3,727,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 60,000 | $3,557,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 449,601 | $3,448,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 105,000 | $3,445,000 | thousands by filing date | |
| GLOBAL PARTNER A | 37954X204 | UNIT | 334,097 | $3,358,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 60,000 | $3,266,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 140,000 | $3,247,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 312,000 | $3,198,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 168,404 | $3,127,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B201 | UNIT 99/99/9999 | 300,000 | $3,072,000 | thousands by filing date | |
| STELLAR ACQUISITION III INC | Y8172W123 | UNIT 03/22/2022 | 306,500 | $3,056,000 | thousands by filing date | |
| E COMPASS ACQUISITION CORP | G2920Y200 | UNIT 99/99/9999 | 283,820 | $3,051,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 300,725 | $3,025,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 100,000 | $2,915,000 | thousands by filing date | call |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,048,363 | $2,852,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 517,361 | $2,851,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 175,000 | $2,835,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 200,000 | $2,768,000 | thousands by filing date | put |
| NETSUITE INC | 64118Q107 | COM | 25,000 | $2,767,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 250,000 | $2,694,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 25,000 | $2,652,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 1,708,765 | $2,631,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 50,000 | $2,593,000 | thousands by filing date | put |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 66,495 | $2,550,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 17,326 | $2,382,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 400,000 | $2,372,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 107,400 | $2,306,000 | thousands by filing date | call |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 200,000 | $2,104,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789100 | UNIT 12/17/2021T | 200,000 | $2,100,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P112 | UNIT 99/99/9999 | 200,000 | $2,073,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 75,000 | $2,047,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 200,000 | $2,016,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 199,196 | $2,002,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 1,500,000 | $1,975,000 | thousands by filing date | principal |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 100,000 | $1,857,000 | thousands by filing date | call |
| EVINE LIVE INC | 300487105 | CL A | 782,004 | $1,791,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 75,000 | $1,779,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 55,000 | $1,763,000 | thousands by filing date | put |
| APIGEE CORP COM | 03765N108 | Stock | 100,000 | $1,740,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 50,000 | $1,584,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 350,000 | $1,555,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 75,000 | $1,452,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 30,000 | $1,443,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 15,000 | $1,421,000 | thousands by filing date | call |
| GORES HLDGS INC | 382866200 | UNIT 99/99/9999 | 115,741 | $1,412,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 30,000 | $1,327,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 68,000 | $1,110,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 25,000 | $1,081,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 65,000 | $1,074,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 80,800 | $1,066,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 100,000 | $1,038,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H101 | COM | 105,012 | $1,032,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 122,500 | $974,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 10,000 | $955,000 | thousands by filing date | |
| COTY INC | 222070203 | COM CL A | 40,000 | $940,000 | thousands by filing date | |
| CONYERS | 212894208 | UNIT9 | 76,426 | $821,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 25,000 | $782,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 25,000 | $768,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 300,000 | $768,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 30,000 | $730,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 9,000 | $712,000 | thousands by filing date | |
| CONYERS PK ACQUISITION | 212894109 | CL A COM | 70,000 | $700,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 30,000 | $694,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 7,500 | $692,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 7,500 | $657,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 5,000 | $652,000 | thousands by filing date | |
| BOULEVARD ACQUISITION | 10157Q110 | *W EXP 09/25/202 | 1,069,036 | $599,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 60,000 | $583,000 | thousands by filing date | |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 1,474,227 | $568,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 25,000 | $548,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 150,000 | $542,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 830,005 | $531,000 | thousands by filing date | |
| CEPHEID | 15670R107 | COM | 10,000 | $527,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 30,000 | $506,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 12,500 | $497,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H200 | UNIT 99/99/9999 | 48,928 | $488,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 1,402,700 | $472,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740126 | RIGHT 99/99/9999 | 1,023,947 | $471,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 8,500 | $457,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 3,300 | $454,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 15,000 | $452,000 | thousands by filing date | put |
| GORES HOLDINGS INC-CW20 | 382866119 | Warrants | 373,500 | $444,000 | thousands by filing date | |
| CF CORP | G20307115 | *W EXP 05/25/202 | 519,000 | $428,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 1,170,300 | $410,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 17,500 | $403,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M114 | *W EXP 10/19/202 | 578,500 | $398,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740118 | *W EXP 10/20/202 | 905,601 | $389,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 1,356,770 | $380,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 647,502 | $363,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 994,732 | $358,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W115 | *W EXP 06/01/202 | 526,000 | $316,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 15,000 | $293,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,000 | $292,000 | thousands by filing date | |
| E COMPASS ACQUISITION CORP | G2920Y119 | RIGHT 02/1 | 500,000 | $288,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 3,500 | $226,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 1,275,626 | $201,000 | thousands by filing date | |
| M III ACQUISITION CORP | 55378T112 | *W EXP 10/10/202 | 856,250 | $197,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 600,000 | $174,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 10,000 | $157,000 | thousands by filing date | |
| AROWANA INC | G05011120 | RIGHT 01/01/2017 | 739,100 | $148,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 563,800 | $121,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 652,134 | $106,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588113 | RIGHT 03/15/2017 | 500,000 | $106,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 510,900 | $95,000 | thousands by filing date | |
| AROWANA INC | G05011112 | *W EXP 04/29/202 | 874,700 | $92,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789134 | RIGHT 03/12/2018 | 400,000 | $82,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 452,000 | $75,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R117 | *W EXP 10/06/201 | 1,135,779 | $69,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 153,900 | $63,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 450,300 | $59,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 489,000 | $46,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 178,572 | $42,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 480,000 | $41,000 | thousands by filing date | |
| CONYERS PK ACQUISITION | 212894117 | *W EXP 07/20/202 | 25,000 | $35,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789118 | *W EXP 12/17/202 | 239,775 | $28,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,000,000 | $17,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H119 | *W EXP 07/09/202 | 95,000 | $16,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-012314 | this filing | 2016-11-14 | acceptance time not in the bulk data set |