13F-HR filed by LEVIN CAPITAL STRATEGIES, L.P.
LEVIN CAPITAL STRATEGIES, L.P. filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-14, with 334 holding rows worth $6,799,317,000.
- Accession
- 0001062993-16-012249
- Filer
- CIK 1354821
- Filed
- 2016-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A combination report, 368 entries on the cover page, a total value of $6,799,317,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,799,317,000 with VALUE read as thousands by filing date, 13F file number 028-12154. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerRUSSELL FRANK CO/028-01190
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SYNCHRONYFINL | 87165B103 | STOK | 3,756,087 | $1,051,710,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 6,548,560 | $309,288,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,838,177 | $265,479,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 40,208,447 | $232,807,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 4,194,732 | $210,449,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 14,572,469 | $207,658,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,791,970 | $203,590,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 5,171,500 | $195,224,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 1,398,770 | $175,755,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 2,178,870 | $172,392,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 7,196,892 | $170,206,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 3,246,106 | $168,246,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 2,346,947 | $154,218,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,331,135 | $150,485,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 2,176,034 | $144,902,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 1,413,161 | $144,425,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,802,765 | $123,814,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 4,079,845 | $123,007,000 | thousands by filing date | |
| CIGNA CORPORATION | 125509109 | COM | 929,591 | $121,144,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,629,380 | $116,358,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 1,588,566 | $106,386,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 6,351,435 | $97,749,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 9,668,261 | $95,329,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,540,180 | $82,584,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,210,618 | $76,705,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 289,793 | $66,742,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 4,351,364 | $62,050,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 378,512 | $62,004,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 1,103,409 | $57,355,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 476,749 | $56,318,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 483,712 | $55,801,000 | thousands by filing date | |
| MILACRON HLDGS CORP | 59870L106 | COM | 3,288,104 | $52,478,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 906,279 | $52,202,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 391,904 | $50,955,000 | thousands by filing date | |
| METALDYNE PERFORMANCE GROUP | 59116R107 | COM | 3,150,452 | $49,934,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 443,167 | $45,611,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 955,052 | $45,193,000 | thousands by filing date | |
| ATKORE INC | 047649108 | COMMON STOCK | 2,265,041 | $42,447,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 3,106,949 | $35,854,000 | thousands by filing date | |
| STANDARD BIOTOOLS INC | 34385P108 | COM | 4,385,263 | $35,126,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 1,141,220 | $33,803,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 1,802,731 | $30,574,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 733,466 | $29,251,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 284,372 | $28,781,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 955,984 | $28,288,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 695,905 | $27,335,000 | thousands by filing date | |
| UNIVAR INC | 91336L107 | COMMON STOCK | 1,146,616 | $25,054,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 588,687 | $24,913,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,135,759 | $24,078,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 522,585 | $24,055,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 648,941 | $24,043,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 985,090 | $23,839,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 215,368 | $23,085,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 705,129 | $21,669,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 112,628 | $21,525,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 576,449 | $21,052,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,160,013 | $20,555,000 | thousands by filing date | |
| JOHNSON CTLS INTL PLC SHS | G51502105 | Stock | 419,428 | $19,516,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 158,523 | $19,391,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 1,182,233 | $17,201,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 281,499 | $16,704,000 | thousands by filing date | |
| SPX FLOW INC COM | 78469X107 | Stock | 534,056 | $16,513,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 398,388 | $16,461,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 884,585 | $15,436,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 225,534 | $15,334,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 95,036 | $15,096,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 129,325 | $15,007,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 158,580 | $14,077,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 190,627 | $13,982,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 169,505 | $12,509,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 68,850 | $12,374,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 783,675 | $12,265,000 | thousands by filing date | |
| CONYERS | 212894208 | UNIT9 | 1,105,105 | $11,874,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 359,536 | $11,796,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 114,261 | $11,656,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 562,863 | $10,272,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 126,419 | $10,064,000 | thousands by filing date | |
| DELL TECHNOLOGIES INC CLASS CLASS C | 24703L103 | CLASS C | 208,641 | $9,973,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 124,047 | $9,941,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 342,050 | $9,858,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 61,788 | $9,828,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 235,475 | $9,690,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 247,792 | $9,381,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 73,244 | $9,202,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 373,591 | $9,086,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 128,761 | $8,659,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 329,000 | $8,508,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 352,267 | $8,148,000 | thousands by filing date | |
| MYR GROUP INC | 55405W104 | COM | 261,326 | $7,866,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 9,090 | $7,309,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 9,187 | $7,141,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 83,261 | $7,118,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 39,310 | $6,867,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 228,475 | $6,338,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 631,821 | $6,331,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 67,247 | $6,035,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 137,067 | $5,908,000 | thousands by filing date | |
| FUELCELL ENERGY INC | 35952H502 | COM NEW | 1,074,119 | $5,822,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 67,080 | $5,796,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 275,293 | $5,544,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 139,059 | $5,473,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 41,500 | $5,323,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 117,460 | $5,181,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 54,823 | $4,660,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 144,702 | $4,597,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 271,977 | $4,569,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 67,107 | $4,452,000 | thousands by filing date | |
| NOMAD FOODS LTD USD ORD SHS | G6564A105 | Stock | 362,941 | $4,290,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 52,384 | $4,119,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229607 | COM C SIRIUSXM | 118,096 | $3,946,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 602,180 | $3,372,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 46,016 | $3,289,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC | 42806J106 | COM | 78,736 | $3,162,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 35,716 | $3,117,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 94,096 | $3,109,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 315,968 | $3,043,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 290,422 | $2,858,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 58,479 | $2,784,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 62,051 | $2,705,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 24,238 | $2,651,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 47,926 | $2,609,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 32,403 | $2,558,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 46,584 | $2,550,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 1,226,728 | $2,527,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 45,816 | $2,517,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 59,681 | $2,424,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 26,717 | $2,340,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 91,928 | $2,206,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 130,795 | $2,196,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 56,000 | $2,187,000 | thousands by filing date | |
| BOARDWALK PIPELINE PARTNERS | 096627104 | UT LTD PARTNER | 124,100 | $2,130,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 390,047 | $2,052,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 34,102 | $2,020,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 53,047 | $1,886,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 22,731 | $1,850,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 19,400 | $1,801,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 202,763 | $1,734,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 42,628 | $1,700,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 74,628 | $1,698,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 91,419 | $1,685,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 31,759 | $1,617,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229409 | COM A SIRIUSXM | 47,176 | $1,603,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,400 | $1,601,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 10,950 | $1,582,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 66,577 | $1,567,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 151,570 | $1,537,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 292,371 | $1,509,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 9,562 | $1,458,000 | thousands by filing date | |
| SABAN CAP ACQUISITION CORP | 78516C205 | UNIT 99/99/9999 | 144,100 | $1,453,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 12,797 | $1,416,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 44,000 | $1,405,000 | thousands by filing date | |
| GORES HLDGS INC | 382866101 | CL A | 129,420 | $1,398,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 141,046 | $1,388,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 24,594 | $1,362,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 176,628 | $1,358,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 149,082 | $1,336,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 4,228 | $1,323,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 11,506 | $1,318,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 10,000 | $1,314,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 65,442 | $1,307,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 10,466 | $1,290,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 36,250 | $1,247,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 22,900 | $1,226,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 1,417 | $1,186,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 27,418 | $1,186,000 | thousands by filing date | |
| HP INC COM | 40434L105 | Stock | 74,628 | $1,159,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 7,703 | $1,158,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 25,831 | $1,144,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 41,198 | $1,132,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 10,000 | $1,081,000 | thousands by filing date | |
| CALIFORNIA RES CORP | 13057Q206 | COM NEW | 86,304 | $1,079,000 | thousands by filing date | |
| SERITAGE GROWTH PPTYS | 81752R100 | CL A | 20,521 | $1,040,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 15,600 | $1,020,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 84,761 | $1,013,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 13,555 | $984,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 28,320 | $968,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 92,500 | $943,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 36,840 | $941,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 24,000 | $913,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 388,826 | $910,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 7,800 | $909,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 35,000 | $884,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 18,660 | $879,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 1,659 | $871,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,742 | $868,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 11,778 | $826,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 230,752 | $824,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 14,430 | $816,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 19,021 | $814,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 24,869 | $812,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 23,250 | $804,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 36,184 | $767,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 5,500 | $756,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 181,147 | $755,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 15,000 | $743,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 10,299 | $735,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 3,058 | $728,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 20,670 | $727,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 32,500 | $724,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 8,110 | $722,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 9,500 | $718,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 10,170 | $709,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q106 | COM | 165,807 | $703,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 91,980 | $702,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 37,605 | $672,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DEL | 531229854 | COM SER C FRMLA | 23,458 | $660,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 51,020 | $660,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 56,500 | $652,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 28,200 | $650,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 35,000 | $636,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 3,500 | $636,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 23,069 | $607,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 26,500 | $600,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 134,226 | $572,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 24,647 | $570,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 42,097 | $554,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 15,208 | $535,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 4,876 | $530,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 47,126 | $528,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 114,000 | $527,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 52,952 | $526,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 4,095 | $525,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 13,249 | $518,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 3,210 | $504,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 7,681 | $502,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 11,604 | $500,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,776 | $497,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 8,000 | $497,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 8,608 | $494,000 | thousands by filing date | |
| JPMORGAN CHASE + CO-CW18 | 46634E114 | *W E | 20,062 | $494,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 47,000 | $482,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 7,452 | $477,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 8,400 | $471,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 12,715 | $469,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 7,290 | $466,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 7,235 | $464,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 6,000 | $462,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 23,522 | $461,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 16,429 | $461,000 | thousands by filing date | |
| CHENIERE ENERGY PTNRS LP HLD | 16411W108 | COM REP LLC IN | 20,000 | $455,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 4,293 | $431,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 13,000 | $423,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 5,420 | $412,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 8,527 | $411,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 10,500 | $407,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 7,340 | $400,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 30,000 | $395,000 | thousands by filing date | |
| CRANE CO | 224399105 | COM | 6,216 | $392,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 21,367 | $387,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 12,000 | $382,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 19,000 | $381,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,700 | $376,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 8,565 | $375,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 46,511 | $363,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 12,513 | $350,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 5,075 | $345,000 | thousands by filing date | |
| LIBERTY | 531229888 | COMMON STOCK | 19,543 | $340,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 33,500 | $339,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229870 | COM SER A FRMLA | 11,778 | $337,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 3,470 | $317,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 32,057 | $317,000 | thousands by filing date | |
| PAVMED INC | 70387R106 | COM | 22,412 | $314,000 | thousands by filing date | |
| ONEMAIN HLDGS INC COM | 68268W103 | Stock | 10,000 | $309,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 10,128 | $308,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 6,691 | $308,000 | thousands by filing date | |
| CNINSURE INC | 18976M103 | SPONSORED ADR | 39,132 | $301,000 | thousands by filing date | |
| ISHARE RUS2000 10/7/125 PUT | 36S998YK8 | PUT | 2,000 | $298,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,100 | $291,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 10,644 | $290,000 | thousands by filing date | |
| TOBIRA THERAPEUTICS INC COM | 88883P101 | COM | 7,227 | $287,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 2,400 | $283,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 6,709 | $280,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6,000 | $278,000 | thousands by filing date | |
| CMS ENERGY CORP COM | 125896100 | Stock | 6,551 | $275,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 7,000 | $269,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 21,135 | $267,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,685 | $266,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 58,417 | $265,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 7,235 | $256,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 10,050 | $254,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,113 | $252,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 8,938 | $247,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 4,125 | $244,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,000 | $242,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 5,000 | $240,000 | thousands by filing date | |
| TEMPLETON DRAGON FD INC | 88018T101 | COM | 13,500 | $238,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 3,265 | $236,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 3,939 | $235,000 | thousands by filing date | |
| IRSA INVERSIONES Y REP S A SPON GDS ECH 10 | 450047204 | ADR | 12,383 | $235,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 19,184 | $233,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 5,000 | $224,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 2,500 | $224,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 7,500 | $223,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 17,480 | $222,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 6,600 | $220,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 1,484 | $215,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 1,766 | $213,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 4,822 | $210,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 3,876 | $210,000 | thousands by filing date | |
| MADISON SQUARE GRDN SPRT CORP CL A | 55825T103 | Stock | 1,234 | $209,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 4,662 | $208,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 13,135 | $207,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 26,713 | $205,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 4,000 | $202,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 3,664 | $201,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 18,206 | $186,000 | thousands by filing date | |
| COMMERCEHUB INC | 20084V108 | COM SER A | 11,268 | $178,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 14,522 | $166,000 | thousands by filing date | |
| GORES HOLDINGS INC-CW20 | 382866119 | Warrants | 134,420 | $161,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 14,141 | $153,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 12,909 | $141,000 | thousands by filing date | |
| BIOAMBER INC | 09072Q114 | *W EXP 05/09/201 | 290,222 | $137,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 10,000 | $129,000 | thousands by filing date | |
| PAVMED INC | 70387R114 | *W EXP 01/29/202 | 19,414 | $126,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 11,070 | $124,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 290,422 | $122,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 100,000 | $119,000 | thousands by filing date | principal |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 15,000 | $115,000 | thousands by filing date | |
| CONNECTURE INC COM | 20786J106 | Stock | 55,570 | $104,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P119 | *W EXP 02/23/202 | 18,774 | $104,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 30,000 | $103,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 10,000 | $96,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 25,000 | $87,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 11,000 | $79,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA LLC | 894174101 | COM | 10,000 | $72,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 14,905 | $63,000 | thousands by filing date | |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 62,678 | $56,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 141,046 | $35,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 41,498 | $28,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 15,000 | $18,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 26,476 | $16,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 32,057 | $13,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 136,071 | $3,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 25,057 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-012249 | this filing | 2016-11-14 | acceptance time not in the bulk data set |