13F-HR filed by Focused Wealth Management, Inc
Focused Wealth Management, Inc filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-10, with 711 holding rows worth $227,532,000.
- Accession
- 0001062993-16-012147
- Filer
- CIK 1586052
- Filed
- 2016-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 711 entries on the cover page, a total value of $227,532,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $227,532,000 with VALUE read as thousands by filing date, 13F file number 028-15621. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,633 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E424 | GLOBAL X NIGER | 1,500 | $7,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 62 | $6,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 42 | $6,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 65 | $6,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 225 | $6,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 110 | $6,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 200 | $6,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 693 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 136 | $6,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 100 | $6,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 150 | $6,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 125 | $6,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 33 | $6,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 700 | $6,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 362 | $6,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 585 | $6,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 130 | $6,000 | thousands by filing date | |
| ZWEIG FUND INC. | 989834205 | COM | 494 | $6,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 3,360 | $6,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 118 | $5,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 39 | $5,000 | thousands by filing date | |
| iShares MSCI ACWI Low Carbon Target ETF | 46434V464 | SHS | 50 | $5,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100 | $5,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 388 | $5,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 457 | $5,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 390 | $5,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 101 | $5,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 202 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 40 | $5,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 200 | $5,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 500 | $5,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 40 | $5,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 897 | $5,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 100 | $5,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 200 | $5,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 100 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E549 | GLB X SUPERDIV | 250 | $5,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 448 | $5,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 866 | $5,000 | thousands by filing date | |
| CURRENCYSHS BRIT POUND STER | 23129S106 | BRIT POUND STE | 38 | $5,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 68 | $4,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 25 | $4,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 35 | $4,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 65 | $4,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 9 | $4,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 50 | $4,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 101 | $4,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 80 | $4,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10 | $4,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 100 | $4,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 15 | $4,000 | thousands by filing date | |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 37 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 115 | $4,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 500 | $4,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 18 | $4,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 120 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 65 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 240 | $4,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 136 | $4,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 33 | $4,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 400 | $4,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 674 | $4,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 100 | $4,000 | thousands by filing date | |
| AOXING PHARMACEUTICAL CO INC | 03740A106 | COM | 7,435 | $4,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 71 | $3,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 100 | $3,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 175 | $3,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 382 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 31 | $3,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 310 | $3,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 405 | $3,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 545 | $3,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 521 | $3,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 450 | $3,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 125 | $3,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 268 | $3,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 200 | $3,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 275 | $3,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 100 | $2,000 | thousands by filing date | |
| Prologis,Inc. | 74340W103 | COM | 45 | $2,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 20 | $2,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 48 | $2,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 60 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 287 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 546 | $2,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 25 | $2,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 31 | $2,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 32 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 112 | $2,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 33 | $2,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 31 | $2,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 33 | $2,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 112 | $2,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 76 | $2,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 460 | $2,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 101 | $2,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 35 | $2,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 41 | $2,000 | thousands by filing date | |
| NEENAH PAPER INC | 640079109 | COM | 19 | $2,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 100 | $2,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 100 | $2,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,121 | $2,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 211 | $2,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 91 | $2,000 | thousands by filing date | |
| FINISAR CORP | 31787A507 | COM NEW | 62 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 383 | $2,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 629 | $2,000 | thousands by filing date | |
| FERRARI NV | N3167J106 | COM | 35 | $2,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 119 | $2,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 136 | $2,000 | thousands by filing date | |
| TRANSENTERIX INC | 89366M201 | COM NEW | 1,000 | $2,000 | thousands by filing date | |
| Engility Holdings Inc | 29286C107 | COM | 50 | $2,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 16 | $1,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 216 | $1,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 28 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 48 | $1,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 45 | $1,000 | thousands by filing date | |
| HEWLETT PACKARD ENTERPRISE CO COM | 42824C109 | Stock | 26 | $1,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 7 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 30 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 70 | $1,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 36 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 17 | $1,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 14 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 460 | $1,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 36 | $1,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 100 | $1,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 20 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 100 | $1,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 30 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 25 | $1,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 18 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 27 | $1,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 63 | $1,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 100 | $1,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 67 | $1,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 110 | $1,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 50 | $1,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 50 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 47 | $1,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 14 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 40 | $1,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 100 | $1,000 | thousands by filing date | |
| TRUSTCO BK CORP N Y | 898349105 | COM | 150 | $1,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 62 | $1,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 159 | $1,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 55 | $1,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 62 | $1,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 9,500 | $1,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 125 | $1,000 | thousands by filing date | |
| NEURODERM LTD | M74231107 | ORD SHS | 75 | $1,000 | thousands by filing date | |
| TERRAVIA HOLDIN | 88105A106 | Common Stock | 500 | $1,000 | thousands by filing date | |
| CARE CAP PPTYS INC COM | 055ESC107 | COM | 20,000 | $1,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Danaher Corporation | 235851102 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINROSS GOLD CORP | 496902404 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEXTRON INC COM | 883203101 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONE GAS INC COM | 68235P108 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTIVE CORP COM | 34959J108 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIANA SHIPPING INC | Y2066G104 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNPOWER CORP | 867652406 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIPER SANDLER COMPANIES | 724078100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBS CORP NEW | 124857202 | CL B | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTREPID POTASH INC | 46121Y102 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Lineage, Inc. | 536020100 | COM | 4,903 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CAVIUM INC | 14964U108 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROSEMI CORP | 595137100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROVECTUS BIOPHARMACEUTICALS | 74373P108 | COMMON STOCK | 2,955 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WAVE SYS CORP CL A NEW | 943526608 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XL GROUP PLC | G98290102 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EMAGIN CORP | 29076N206 | COM | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 1,115 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LinnCo, LLC | 535782106 | LTD | 112 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXETER RES CORP | 301835104 | COM | 310 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEXICON PHARMACEUTICALS INC | 528872104 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD | 92205F106 | Domestic Common | 368 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEMCELLS INC | 85857R204 | COM NEW | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WEBMD HEALTH CORP | 94770V102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCLARO INC | 67555N206 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PERION NETWORK LTD | M78673106 | COMMON STOCK USD.01 | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ELEPHANT TALK COMM CORP | 286202205 | COM NEW | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMPLIPHI BIOSCIENCES | 03211P103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARADIGM CORP | 038505400 | COM NO PAR NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Crestwood Equity Partners | 226344109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CASI PHARMACEUTICALS INC | 14757U109 | COM | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-012147 | this filing | 2016-11-10 | acceptance time not in the bulk data set |