13F-HR filed by Peak Asset Management, LLC
Peak Asset Management, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-02, with 142 holding rows worth $238,022,000.
- Accession
- 0001062993-16-011972
- Filer
- CIK 1632512
- Filed
- 2016-11-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 142 entries on the cover page, a total value of $238,022,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $238,022,000 with VALUE read as thousands by filing date, 13F file number 028-16621. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 104,037 | $10,550,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 90,788 | $8,431,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 145,545 | $8,383,000 | thousands by filing date | |
| S&P Global,Inc. | 78409V104 | COM | 63,159 | $7,993,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 43,251 | $7,774,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 124,207 | $7,656,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 63,541 | $7,397,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 63,259 | $7,151,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 80,765 | $6,679,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 48,339 | $6,580,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 58,326 | $6,344,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 70,150 | $5,966,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 20,854 | $5,886,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 25,914 | $5,605,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 36,821 | $5,320,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 46,474 | $5,017,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 91,718 | $5,000,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 81,747 | $4,805,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 151,404 | $4,803,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 120,655 | $4,739,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 35,254 | $4,379,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 96,495 | $4,195,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 92,884 | $4,113,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 60,689 | $4,041,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 15,136 | $3,293,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 79,412 | $2,988,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 55,209 | $2,804,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 1,200 | $2,595,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 40,602 | $2,485,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 71,294 | $2,070,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 20,220 | $1,815,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 22,589 | $1,787,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 81,836 | $1,735,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 19,523 | $1,704,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 30,544 | $1,697,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 14,334 | $1,693,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 14,915 | $1,677,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 19,427 | $1,624,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y503 | PERITUS HG YLD | 45,899 | $1,603,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 31,237 | $1,568,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 20,000 | $1,549,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 48,018 | $1,513,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 50,455 | $1,494,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 28,643 | $1,445,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 31,906 | $1,368,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 42,100 | $1,275,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 1,577 | $1,268,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 10,594 | $1,258,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 56,773 | $1,217,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 35,219 | $1,193,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 9,142 | $1,135,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 8,581 | $1,111,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 41,019 | $1,017,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 15,172 | $1,013,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 5,576 | $983,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,424 | $963,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 11,394 | $882,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 44,280 | $869,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 10,498 | $849,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 10,641 | $837,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 18,091 | $822,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 7,954 | $809,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 8,081 | $788,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 15,318 | $772,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 11,238 | $770,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 18,188 | $769,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,747 | $721,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,515 | $717,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 7,197 | $716,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 29,168 | $673,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 9,781 | $672,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 4,199 | $668,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 8,098 | $652,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 4,849 | $645,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 3,663 | $640,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,981 | $639,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,061 | $618,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 720,000 | $605,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 10,794 | $582,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 34,613 | $567,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 10,859 | $564,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 7,706 | $556,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 49,097 | $550,000 | thousands by filing date | principal |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 16,000 | $534,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 14,150 | $530,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 9,829 | $528,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 10,000 | $517,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 21,250 | $489,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 42,216 | $451,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 11,250 | $436,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,582 | $431,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,053 | $417,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,780 | $409,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 486 | $407,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 3,516 | $403,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 7,000 | $385,000 | thousands by filing date | |
| ITT INC COM | 45073V108 | Stock | 10,594 | $380,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 14,745 | $377,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 9,697 | $366,000 | thousands by filing date | |
| PIEDMONT NATURAL GAS CO | 720186105 | COM | 6,000 | $360,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 7,651 | $328,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 40,065 | $327,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 6,475 | $321,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 10,000 | $319,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 2,247 | $309,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 2,422 | $306,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 5,163 | $306,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1,088 | $305,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,133 | $299,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,144 | $299,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,309 | $297,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,352 | $283,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 4,952 | $275,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 2,201 | $269,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,776 | $267,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 32,772 | $261,000 | thousands by filing date | |
| PROSHARES TR II | 74347W882 | ULTRASHRT EURO | 10,920 | $259,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,000 | $250,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,734 | $243,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 3,782 | $240,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,000 | $239,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,513 | $234,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 2,241 | $234,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 1,490 | $227,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 7,055 | $222,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1,971 | $221,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 3,000 | $216,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 4,000 | $213,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,812 | $211,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 2,742 | $211,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 3,146 | $209,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 3,122 | $203,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 4,118 | $202,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 6,099 | $202,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 2,290 | $201,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 4,198 | $201,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 1,518 | $200,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 12,000 | $198,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 57,400 | $142,000 | thousands by filing date | |
| TELIGENT INC NEW | 87960W104 | COM | 10,556 | $80,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 101,000 | $48,000 | thousands by filing date | |
| APTEVO THERAPEUTICS INC | 03835L108 | COM | 10,000 | $26,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-011972 | this filing | 2016-11-02 | acceptance time not in the bulk data set |