13F-HR filed by Rothschild Capital Partners, LLC
Rothschild Capital Partners, LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-11-01, with 71 holding rows worth $220,325,000.
- Accession
- 0001062993-16-011946
- Filer
- CIK 1569833
- Filed
- 2016-11-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 71 entries on the cover page, a total value of $220,325,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $220,325,000 with VALUE read as thousands by filing date, 13F file number 028-15426. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| META PLATFORMS INC CL A | 30303M102 | COM | 136,563 | $17,517,000 | thousands by filing date | |
| 38259p508 | COM | 14,566 | $11,712,000 | thousands by filing date | ||
| Amazon.com, Inc | 023135106 | COM | 11,564 | $9,683,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 119,724 | $9,232,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 125,049 | $8,327,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 66,835 | $8,135,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 69,641 | $7,575,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 35,773 | $7,312,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 138,620 | $7,271,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 33,943 | $7,262,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 49,992 | $6,717,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 110,525 | $6,452,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 232,656 | $6,428,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 90,333 | $5,993,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 52,356 | $5,919,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 24,213 | $5,804,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 66,049 | $5,790,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 63,829 | $5,091,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 263,075 | $5,077,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 41,960 | $4,386,000 | thousands by filing date | |
| ATRICURE INC | 04963C209 | COM | 240,260 | $3,801,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 77,695 | $3,712,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 43,439 | $3,592,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 46,450 | $3,513,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 51,443 | $3,410,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 116,120 | $3,199,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 23,560 | $3,127,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 460,000 | $3,041,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 16,194 | $3,006,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 124,865 | $2,972,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 3,582 | $2,784,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 26,688 | $2,581,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 76,713 | $2,571,000 | thousands by filing date | |
| DONALDSON INC COM | 257651109 | Stock | 65,579 | $2,448,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 162,315 | $2,326,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 128,253 | $2,282,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 39,700 | $2,010,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 6,809 | $1,971,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 29,040 | $1,840,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 56,125 | $1,793,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 24,743 | $1,784,000 | thousands by filing date | |
| Real Estate Select Sector SPDR Fund | 81369Y860 | SHS | 36,442 | $1,194,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,330 | $1,166,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 24,290 | $1,076,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 31,350 | $1,048,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,835 | $707,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,100 | $656,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 69,391 | $529,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,750 | $437,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,000 | $409,000 | thousands by filing date | |
| SUNPOWER CORP COMMON STOCK | 867652906 | Cmn | 3,227 | $343,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 3,735 | $326,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,764 | $319,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W902 | CALL | 400 | $319,000 | thousands by filing date | call |
| Netflix, Inc | 64110L106 | COM | 3,000 | $296,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,486 | $294,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 200 | $294,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,770 | $291,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 9,410 | $277,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,729 | $265,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,277 | $204,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 16,800 | $73,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y903 | ST STR TECHN ETF | 2,300 | $63,000 | thousands by filing date | call |
| META PLATFORMS INC | 30303M952 | PUT | 1,316 | $60,000 | thousands by filing date | put |
| AMAZON COM INC | 023135906 | CALL | 10 | $52,000 | thousands by filing date | call |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 30,000 | $52,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354907 | COM | 1,100 | $39,000 | thousands by filing date | call |
| MATCH GROUP INC | 57665R906 | CALL | 500 | $33,000 | thousands by filing date | call |
| META PLATFORMS INC | 30303M902 | CALL | 60 | $25,000 | thousands by filing date | call |
| COMCAST CORP NEW | 20030N901 | CALL | 210 | $21,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W952 | PUT | 250 | $11,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-011946 | this filing | 2016-11-01 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-18-003644 | base | 2018-09-06 | acceptance time not in the bulk data set |