13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2016-09-30, filed 2016-10-21, with 195 holding rows worth $1,201,847,000.
- Accession
- 0001062993-16-011821
- Filer
- CIK 1513006
- Filed
- 2016-10-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2016
A holdings report, 195 entries on the cover page, a total value of $1,201,847,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,201,846,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,500,000 | $206,265,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 975,571 | $115,826,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 501,806 | $108,591,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 125,000 | $104,664,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 332,844 | $60,852,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 115,200 | $36,061,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 208,614 | $33,138,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 151,500 | $28,126,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,547,900 | $24,472,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 443,000 | $22,961,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 511,600 | $22,654,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 12,080,000 | $16,612,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387AU6 | DBCV 1.250% 6/0 | 14,000,000 | $13,203,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 141,200 | $11,241,000 | thousands by filing date | |
| WBMD 1.5 12/20 | 94770VAK8 | Bond 30/360P2 U | 9,600,000 | $10,974,000 | thousands by filing date | |
| VANECK ETF TRUST | 92189F676 | COM | 143,200 | $9,948,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 145,300 | $9,007,000 | thousands by filing date | |
| DOMINION ENERGY INC | 25746U836 | UNIT 08/15/2019 | 176,013 | $8,839,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 138,200 | $8,756,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 6,844,000 | $8,161,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 73,800 | $8,010,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 252,800 | $7,710,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 73,700 | $7,704,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 7,200,000 | $7,704,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 8,900 | $7,280,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,040,000 | $6,521,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 5,993,000 | $6,476,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 272,900 | $6,454,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 4,000 | $5,886,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 149,500 | $5,783,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 54,514 | $5,611,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 30,814 | $5,430,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 3,500,000 | $5,275,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 25,420 | $5,186,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 12,000 | $5,082,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 78,700 | $4,976,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 30,814 | $4,969,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 172,700 | $4,834,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 2,506,000 | $4,718,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 43,714 | $4,441,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 100,000 | $4,347,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 30,814 | $4,314,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 123,600 | $4,259,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 50,000 | $4,154,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 3,975,000 | $4,109,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 3,180,000 | $4,107,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 30,814 | $4,059,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAF7 | NOTE 1.000% 7/0 | 3,700,000 | $4,026,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 30,814 | $3,965,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 50,000 | $3,956,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 2,526,000 | $3,850,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 85,900 | $3,657,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 30,814 | $3,640,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 2,250,000 | $3,635,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 30,814 | $3,555,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 30,814 | $3,530,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 30,814 | $3,484,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 98,300 | $3,399,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 20,400 | $3,308,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 67,200 | $3,281,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 2,511,000 | $3,248,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 100,814 | $3,198,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 98,500 | $3,103,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 2,411,000 | $2,879,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 384,100 | $2,869,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 30,814 | $2,861,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 30,814 | $2,766,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 145,300 | $2,759,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 30,814 | $2,735,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 30,814 | $2,689,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 427,400 | $2,641,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 176,200 | $2,615,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 54,300 | $2,605,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 60,300 | $2,599,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 30,814 | $2,548,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 80,000 | $2,540,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 170,500 | $2,435,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 176,200 | $2,399,000 | thousands by filing date | put |
| Walmart Inc. | 931142103 | COM | 30,814 | $2,222,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 109,900 | $2,197,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 120,500 | $2,163,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 17,300 | $2,116,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 2,102,000 | $2,084,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 68,400 | $2,071,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 30,814 | $2,064,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 38,100 | $2,063,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 30,814 | $2,052,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 4,000,000 | $2,002,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 30,814 | $1,973,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 130,600 | $1,936,000 | thousands by filing date | put |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,814 | $1,923,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 231,800 | $1,840,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 30,814 | $1,775,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 188,500 | $1,681,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 1,636,000 | $1,672,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 71,300 | $1,651,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 20,300 | $1,641,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 30,814 | $1,622,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 30,814 | $1,602,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 147,200 | $1,569,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 156,700 | $1,543,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 78,200 | $1,530,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 32,500 | $1,495,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 145,400 | $1,473,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 33,000 | $1,419,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 427,400 | $1,368,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 147,200 | $1,329,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 30,814 | $1,304,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 119,700 | $1,235,000 | thousands by filing date | |
| Media General Ord Shs | 58441K100 | COM | 65,000 | $1,198,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 30,814 | $1,163,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 1,003,000 | $1,115,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 119,700 | $1,089,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 30,814 | $1,044,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 75,900 | $1,043,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 19,000 | $1,041,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 42,400 | $1,040,000 | thousands by filing date | put |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 85,270 | $1,037,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 36,100 | $1,010,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,275,420 | $998,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621AQ1 | NOTE 1.375% 1/0 | 1,000,000 | $987,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,800 | $980,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 53,600 | $976,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 58,300 | $922,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 98,300 | $918,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 30,814 | $913,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 13,800 | $888,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 120,500 | $835,000 | thousands by filing date | put |
| AMBARELLA INC | G037AX101 | SHS | 11,100 | $817,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 60,300 | $817,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R207 | PFD CONV SER A | 17,525 | $806,000 | thousands by filing date | |
| CF CORP | G20307107 | SHS CL A | 81,313 | $796,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 78,655 | $783,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 149,500 | $732,000 | thousands by filing date | put |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 24,400 | $732,000 | thousands by filing date | |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 41,600 | $717,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 130,600 | $717,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 42,400 | $707,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 78,200 | $691,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 119,800 | $685,000 | thousands by filing date | put |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 109,900 | $674,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 17,600 | $645,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 14,300 | $630,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 17,900 | $621,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 13,465 | $617,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 76,715 | $518,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 32,500 | $516,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 85,900 | $505,000 | thousands by filing date | put |
| CANADIAN SOLAR INC | 136635109 | COM | 75,900 | $469,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 20,000 | $463,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 14,000 | $456,000 | thousands by filing date | |
| ADAMIS PHARMACEUTICALS CORP | 00547W208 | COM NEW | 132,254 | $454,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 35,700 | $437,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 79,500 | $401,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 17,900 | $375,000 | thousands by filing date | put |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 9,663 | $358,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 60,300 | $357,000 | thousands by filing date | call |
| SOLAREDGE TECHNOLOGIES INC | 83417M104 | COM | 41,600 | $295,000 | thousands by filing date | put |
| INTERDIGITAL INC COM | 45867G101 | Stock | 3,400 | $269,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 24,400 | $265,000 | thousands by filing date | put |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 14,300 | $241,000 | thousands by filing date | put |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 14,000 | $219,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 427,400 | $219,000 | thousands by filing date | call |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 179,000 | $214,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 21,429 | $211,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 12,000 | $191,000 | thousands by filing date | put |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 10,000 | $174,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 30,814 | $163,000 | thousands by filing date | call |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 17,300 | $161,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 120,500 | $160,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 42,400 | $129,000 | thousands by filing date | call |
| NEW YORK REIT INC | 64976L109 | COM | 12,898 | $118,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 70,000 | $113,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 9,800 | $112,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 50,000 | $96,000 | thousands by filing date | put |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 83,000 | $90,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 50,000 | $86,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 119,800 | $74,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 55,000 | $55,000 | thousands by filing date | |
| TWILIO INC CL A | 90138F102 | Stock | 13,800 | $54,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 176,200 | $51,000 | thousands by filing date | call |
| XPO INC COM | 983793100 | Stock | 17,600 | $48,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 9,800 | $44,000 | thousands by filing date | put |
| XPO INC COM | 983793100 | Stock | 17,600 | $37,000 | thousands by filing date | call |
| GRUBHUB INC | 400110102 | COM | 33,000 | $31,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 501,806 | $26,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 85,900 | $22,000 | thousands by filing date | call |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 98,300 | $15,000 | thousands by filing date | call |
| AMBARELLA INC | G037AX101 | SHS | 11,100 | $9,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 147,200 | $8,000 | thousands by filing date | call |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 10,000 | $4,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 2,275,420 | $3,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 145,300 | $3,000 | thousands by filing date | call |
| UNDER ARMOUR INC | 904311107 | CL A | 149,500 | $2,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 78,200 | $1,000 | thousands by filing date | call |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-011821 | this filing | 2016-10-21 | acceptance time not in the bulk data set |