13F-HR filed by Polar Asset Management Partners Inc.
Polar Asset Management Partners Inc. filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-15, with 273 holding rows worth $2,464,013,000.
- Accession
- 0001062993-16-011161
- Filer
- CIK 1326389
- Filed
- 2016-08-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 273 entries on the cover page, a total value of $2,464,013,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $2,464,021,000 with VALUE read as thousands by filing date, 13F file number 028-12489. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,595,100 | $334,134,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,362,000 | $271,583,000 | thousands by filing date | put |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 47,500,000 | $71,157,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 25,000,000 | $62,657,000 | thousands by filing date | principal |
| iShares Russell 2000 ETF | 464287655 | SHS | 400,000 | $45,992,000 | thousands by filing date | call |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 22,500,000 | $36,654,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,329,370 | $36,556,000 | thousands by filing date | |
| NOVANTA INC | 67000B104 | COM | 2,291,845 | $34,721,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 14,650,000 | $30,221,000 | thousands by filing date | principal |
| INCONTACT INC | 45336EAB5 | Bond | 25,000,000 | $29,987,000 | thousands by filing date | principal |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 335,500 | $26,682,000 | thousands by filing date | put |
| CORELOGIC INC | 21871D103 | COM | 600,641 | $23,113,000 | thousands by filing date | |
| WEATHERFORD INTL LTD | 947075AH0 | NOTE 5.875% 7/0 | 20,000,000 | $21,839,000 | thousands by filing date | principal |
| CARDINAL HEALTH INC | 14149Y108 | COM | 277,901 | $21,679,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 454,071 | $20,143,000 | thousands by filing date | |
| IDTI 0.875 22 | 458118AB2 | Bond 30/360P2 U | 20,000,000 | $19,435,000 | thousands by filing date | principal |
| VCA ANTECH INC | 918194101 | COM | 282,407 | $19,094,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 1,946,609 | $18,882,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 448,667 | $18,727,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 143,520 | $18,696,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 128,861 | $18,430,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 22,000 | $18,317,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 194,600 | $18,292,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 435,600 | $17,746,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 25,504 | $17,651,000 | thousands by filing date | |
| UTS CF CORP | G20307123 | UNIT | 1,710,433 | $16,967,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333XAD0 | DBCV 2.250% 6/1 | 16,000,000 | $16,606,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 15,000,000 | $16,331,000 | thousands by filing date | principal |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 1,595,111 | $15,887,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 267,272 | $15,756,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 135,299 | $15,462,000 | thousands by filing date | |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 185,000 | $15,369,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 13,500,000 | $15,203,000 | thousands by filing date | principal |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 1,510,590 | $14,940,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 15,000,000 | $14,823,000 | thousands by filing date | principal |
| AR CAPITAL ACQUISITION CORP | 00191R109 | COM | 1,487,500 | $14,771,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 16,000,000 | $14,619,000 | thousands by filing date | principal |
| CSRA INC | 12650T104 | COM | 612,200 | $14,344,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 122,500 | $14,263,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 1,327,732 | $13,795,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 10,750,000 | $13,607,000 | thousands by filing date | principal |
| EASTMAN CHEM CO COM | 277432100 | Stock | 200,226 | $13,595,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195124 | COM | 1,369,358 | $13,406,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 1,472,828 | $13,300,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 228,940 | $13,100,000 | thousands by filing date | |
| GUESS INC COM | 401617105 | Stock | 869,500 | $13,086,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R405 | UNIT 07/01/20191 | 120,000 | $12,931,000 | thousands by filing date | |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 364,196 | $12,889,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 1,319,008 | $12,860,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 326,541 | $12,784,000 | thousands by filing date | |
| LANDCADIA HLDGS INC | 51476W206 | UNIT 12/31/2021T | 1,263,338 | $12,684,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 1,267,975 | $12,680,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 270,445 | $12,365,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H100 | COM | 1,222,655 | $12,227,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 10,750,000 | $12,210,000 | thousands by filing date | principal |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 10,000,000 | $11,863,000 | thousands by filing date | principal |
| EASTERLY ACQUISITION CORP | 27616L102 | COM | 1,203,904 | $11,786,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 440,966 | $11,694,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 100,000 | $11,428,000 | thousands by filing date | put |
| CAPITOL ACQUISITION CORP III | 14055M106 | COMMON STOCK | 1,174,631 | $11,370,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 258,703 | $11,251,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 787,219 | $10,942,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 139,629 | $10,939,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 10,750,000 | $10,793,000 | thousands by filing date | principal |
| LINKEDIN CORP | 53578A108 | COM | 55,000 | $10,409,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 1,048,300 | $10,368,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 10,750,000 | $10,240,000 | thousands by filing date | principal |
| ININ 1.25 6/20 | 45841VAB5 | Bond 30/360P2 U | 10,750,000 | $10,203,000 | thousands by filing date | principal |
| OCLARO INC | 67555N206 | COM | 2,031,462 | $9,914,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 218,696 | $9,911,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 81,412 | $9,875,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 143,372 | $9,857,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 634,069 | $9,796,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 159,958 | $9,773,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 932,639 | $9,709,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 160,104 | $9,673,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 350,000 | $9,510,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 10,750,000 | $9,439,000 | thousands by filing date | principal |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 1,290,482 | $9,356,000 | thousands by filing date | |
| AROWANA INC | G05011104 | SHS | 916,220 | $9,226,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 127,702 | $8,928,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L201 | UNIT 07/29/2020 | 871,995 | $8,842,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 168,500 | $8,464,000 | thousands by filing date | put |
| TIPTREE INC | 88822Q103 | COM | 1,503,040 | $8,237,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q102 | CL A | 833,474 | $8,126,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 263,416 | $7,639,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 8,000,000 | $7,591,000 | thousands by filing date | principal |
| HENNESSY CAP ACQUISITION COR | 42588J100 | COM | 768,772 | $7,532,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 325,512 | $7,519,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 643,600 | $7,446,000 | thousands by filing date | call |
| CEB INC | 125134106 | COM | 119,143 | $7,349,000 | thousands by filing date | |
| GORES HLDGS INC | 382866101 | CL A | 756,800 | $7,341,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 8,000,000 | $7,302,000 | thousands by filing date | principal |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 60,600 | $7,295,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 160,000 | $7,200,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 7,000,000 | $7,105,000 | thousands by filing date | principal |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 147,500 | $7,058,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P200 | UNIT 99/99/9999T | 705,740 | $7,043,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 10,000 | $6,921,000 | thousands by filing date | put |
| EMCORE CORP | 290846203 | COM | 1,161,605 | $6,900,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 157,300 | $6,841,000 | thousands by filing date | call |
| BUNGE LTD | G16962105 | COM | 110,110 | $6,513,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 201,394 | $6,451,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 263,055 | $6,387,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 599,500 | $5,983,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAH3 | DBCV 1.990% 7/0 | 5,500,000 | $5,961,000 | thousands by filing date | principal |
| 1347 CAP CORP | 68245V103 | COM | 591,171 | $5,912,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 180,000 | $5,870,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P104 | SHS | 600,000 | $5,838,000 | thousands by filing date | |
| PLAYA HOTELS & R | G6865N103 | COMMON STOCK | 581,807 | $5,731,000 | thousands by filing date | |
| GLOBAL WATER RESOURCES INC | 379463102 | COMMON STOCK | 649,305 | $5,714,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588139 | UNIT 99/99/9999 | 550,000 | $5,692,000 | thousands by filing date | |
| AROWANA INC | G05011138 | UNIT 99/99/9999 | 551,492 | $5,625,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789126 | SHS | 550,000 | $5,621,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 550,000 | $5,522,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 105,000 | $5,509,000 | thousands by filing date | put |
| FARO TECHNOLOGIES INC | 311642102 | COM | 161,722 | $5,471,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 68,812 | $5,367,000 | thousands by filing date | |
| FEI CO | 30241L109 | COM | 50,000 | $5,344,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 95,000 | $5,340,000 | thousands by filing date | |
| NEVRO CORP | 64157FAA1 | BOND | 5,000,000 | $5,271,000 | thousands by filing date | principal |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 539,392 | $5,246,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 50,000 | $5,170,000 | thousands by filing date | call |
| PACIFIC SPL ACQUISITION CORP | G68588105 | SHS | 500,000 | $5,110,000 | thousands by filing date | |
| Eaton Corp PLC | G2920Y101 | COM | 500,000 | $5,090,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,800,000 | $5,076,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 400,000 | $5,032,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 500,000 | $5,015,000 | thousands by filing date | |
| ROSEHILL RES INC CL A | 49877M108 | Stock | 500,000 | $5,000,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 165,000 | $4,881,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 5,300,000 | $4,863,000 | thousands by filing date | principal |
| JENSYN ACQUISITION CORP | 47632B102 | COM | 480,000 | $4,738,000 | thousands by filing date | |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,640,702 | $4,692,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 81,000 | $4,586,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 220,000 | $4,534,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 100,000 | $4,527,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 241,248 | $4,526,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 183,128 | $4,461,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 40,000 | $4,321,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 310,000 | $4,200,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 100,000 | $4,074,000 | thousands by filing date | put |
| KLR ENERGY ACQUISITION CORP | 49877M207 | UNIT 12/31/2020 | 400,000 | $4,056,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 289,600 | $3,895,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 85,000 | $3,743,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 345,766 | $3,451,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 450,000 | $3,370,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 1,708,765 | $3,366,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 481,571 | $3,337,000 | thousands by filing date | |
| XURA INC COM | 98420V107 | COM | 135,000 | $3,298,000 | thousands by filing date | |
| GORES HLDGS INC | 382866200 | UNIT 99/99/9999 | 329,154 | $3,292,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 326,375 | $3,264,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 125,000 | $3,186,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 300,725 | $3,037,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B201 | UNIT 99/99/9999 | 300,000 | $3,027,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 1,642,467 | $3,006,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 52,500 | $2,945,000 | thousands by filing date | |
| E COMPASS ACQUISITION CORP | G2920Y200 | UNIT 99/99/9999 | 283,820 | $2,938,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 125,000 | $2,898,000 | thousands by filing date | |
| BROOKFIELD BUSINESS PARTNERS | G16234109 | COMMON STOCK-FO | 149,815 | $2,860,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C120 | UNIT 99/99/9999 | 272,900 | $2,734,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 175,000 | $2,683,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 212,630 | $2,605,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G206 | COM NEW | 420,378 | $2,598,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 250,000 | $2,581,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 200,000 | $2,516,000 | thousands by filing date | put |
| HEARTWARE INTL INC | 422368AC4 | Bond | 2,500,000 | $2,477,000 | thousands by filing date | principal |
| EVINE LIVE INC | 300487105 | CL A | 1,490,905 | $2,460,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 348,035 | $2,436,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 70,000 | $2,435,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 100,000 | $2,397,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 50,000 | $2,341,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 139,023 | $2,142,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789100 | UNIT 12/17/2021T | 200,000 | $2,110,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 50,000 | $2,044,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 200,000 | $2,040,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P112 | UNIT 99/99/9999 | 200,000 | $2,020,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 200,000 | $2,020,000 | thousands by filing date | |
| GLOBAL PARTNER A | 37954X204 | UNIT | 200,370 | $1,988,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 200,000 | $1,978,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M205 | STOCK UNIT | 192,430 | $1,909,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 60,000 | $1,824,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 45,000 | $1,567,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 37,500 | $1,563,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 40,000 | $1,552,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 100,000 | $1,541,000 | thousands by filing date | call |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 50,000 | $1,498,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 25,000 | $1,444,000 | thousands by filing date | |
| CVENT INC | 23247G109 | COM | 40,000 | $1,429,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 6,000 | $1,387,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 100,000 | $1,385,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 17,500 | $1,311,000 | thousands by filing date | |
| SKULLCANDY INC | 83083J104 | COM | 200,100 | $1,229,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H101 | COM | 125,012 | $1,219,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H209 | UNIT 99/99/9999 | 100,000 | $1,088,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 95,000 | $1,069,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 50,000 | $1,048,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J104 | SHS | 100,000 | $1,026,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 100,000 | $1,017,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 27,500 | $1,016,000 | thousands by filing date | |
| UNI-PIXEL INC | 904572203 | COM | 664,618 | $977,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 25,900 | $969,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 40,000 | $957,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H118 | *W EXP 02/19/202 | 1,169,020 | $953,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 25,000 | $944,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 25,000 | $939,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 10,000 | $937,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 10,000 | $907,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 25,000 | $888,000 | thousands by filing date | call |
| HENNESSY CAP ACQUISITION COR | 42588J118 | *W EXP 07/28/202 | 1,423,827 | $883,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,000 | $880,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 32,500 | $867,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 45,000 | $842,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 20,000 | $786,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 45,000 | $731,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 80,000 | $730,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 9,000 | $691,000 | thousands by filing date | |
| TRONC INC | 89703P107 | COM | 50,000 | $690,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 3,500 | $644,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 5,000 | $575,000 | thousands by filing date | |
| SUFFOLK BANCORP | 864739107 | COM | 17,500 | $548,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 60,000 | $530,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 825,205 | $503,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 35,000 | $484,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H200 | UNIT 99/99/9999 | 48,928 | $484,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 25,000 | $480,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 4,500 | $465,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 15,000 | $452,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 20,000 | $433,000 | thousands by filing date | |
| EASTERLY ACQUISITION CORP | 27616L110 | *W EXP 07/29/202 | 633,002 | $424,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 20,000 | $317,000 | thousands by filing date | put |
| MEDIVATION INC | 58501N101 | COM | 5,000 | $302,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,500 | $295,000 | thousands by filing date | call |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 1,402,700 | $295,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 20,000 | $284,000 | thousands by filing date | put |
| BOULEVARD ACQUISITION | 10157Q110 | *W EXP 09/25/202 | 823,886 | $264,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 1,427,433 | $264,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J112 | RIGHT 03/30/2016 | 723,337 | $250,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 31,500 | $240,000 | thousands by filing date | put |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 1,291,370 | $240,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 1,275,626 | $239,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 10,000 | $202,000 | thousands by filing date | |
| CAROLINA BK HLDGS INC GREENS | 143785103 | COM | 11,535 | $202,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740126 | RIGHT 99/99/9999 | 987,095 | $197,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP III | 14055M114 | *W EXP 10/19/202 | 519,750 | $195,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740118 | *W EXP 10/20/202 | 905,601 | $195,000 | thousands by filing date | |
| GORES HOLDINGS INC-CW20 | 382866119 | Warrants | 717,300 | $169,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195116 | *W EXP 09/16/202 | 698,499 | $168,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L132 | RIGHT 06/25/2016 | 1,837,731 | $161,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 45,000 | $152,000 | thousands by filing date | |
| AROWANA INC | G05011120 | RIGHT 01/01/2017 | 739,100 | $129,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V111 | RIGHT 07/21/2016 | 581,570 | $125,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J138 | *W EXP 03/29/202 | 1,143,581 | $125,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P120 | RIGHT 09/01/2017 | 600,000 | $108,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588113 | RIGHT 03/15/2017 | 500,000 | $106,000 | thousands by filing date | |
| PACE HLDGS CORP | G6865N111 | W EXP 99/99/999 | 470,764 | $104,000 | thousands by filing date | |
| E COMPASS ACQUISITION CORP | G2920Y119 | RIGHT 02/1 | 500,000 | $95,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L116 | *W EXP 06/24/201 | 1,908,237 | $80,000 | thousands by filing date | |
| AROWANA INC | G05011112 | *W EXP 04/29/202 | 874,700 | $79,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 510,900 | $77,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V129 | *W EXP 07/15/202 | 218,654 | $66,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B128 | RIGHT 99/99/9999 | 452,000 | $61,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789134 | RIGHT 03/12/2018 | 400,000 | $59,000 | thousands by filing date | |
| ANDINA ACQUISITION CORP II | G0441P138 | *W EXP 11/23/202 | 563,800 | $56,000 | thousands by filing date | |
| KLR ENERGY WRT 11.5 09/16/22 | 49877M116 | *W EXP 09/16/202 | 300,000 | $50,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 22,474 | $47,000 | thousands by filing date | |
| PACIFIC SPL ACQUISITION CORP | G68588121 | *W EXP 10/20/202 | 450,300 | $43,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 180,072 | $42,000 | thousands by filing date | |
| JENSYN ACQUISITION CORP | 47632B110 | *W EXP 03/07/202 | 480,000 | $36,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 489,000 | $32,000 | thousands by filing date | |
| ORIGO ACQUISITION CORP | G67789118 | *W EXP 12/17/202 | 239,775 | $20,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,000,000 | $18,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H119 | *W EXP 07/09/202 | 95,000 | $16,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R117 | *W EXP 10/06/201 | 150,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-011161 | this filing | 2016-08-15 | acceptance time not in the bulk data set |