13F-HR filed by Shamrock Asset Management LLC
Shamrock Asset Management LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-12, with 290 holding rows worth $172,335,000.
- Accession
- 0001062993-16-011058
- Filer
- CIK 1555909
- Filed
- 2016-08-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 290 entries on the cover page, a total value of $172,335,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $172,338,000 with VALUE read as thousands by filing date, 13F file number 028-15010. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 745,691 | $20,104,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 591,344 | $15,866,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 339,470 | $15,293,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X184 | UTILITIES ALPH | 565,557 | $15,287,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 303,316 | $14,671,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 330,449 | $7,154,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 257,532 | $6,356,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 38,441 | $5,339,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 76,792 | $3,008,000 | thousands by filing date | |
| ISHARES INC | 464286301 | CMN | 169,123 | $2,995,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 75,092 | $2,977,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 51,901 | $2,873,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 120,760 | $2,796,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 30,046 | $1,388,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 20,018 | $1,329,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 34,160 | $1,251,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 22,609 | $1,129,000 | thousands by filing date | |
| Fidelity MSCI Real Estate Index ETF | 316092857 | SHS | 44,847 | $1,115,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 12,892 | $1,062,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,374 | $1,009,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 62,801 | $947,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 8,706 | $914,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 7,722 | $870,000 | thousands by filing date | |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 11,188 | $855,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 14,896 | $836,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 17,484 | $826,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 26,312 | $824,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,629 | $814,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 9,629 | $814,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 7,619 | $803,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 6,396 | $767,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 5,521 | $751,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 22,187 | $751,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 22,686 | $748,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 15,791 | $745,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 14,736 | $743,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 30,116 | $743,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 11,973 | $741,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 8,876 | $739,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 15,378 | $731,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 12,418 | $730,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 6,353 | $718,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 9,004 | $712,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 15,083 | $706,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 30,225 | $697,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 6,480 | $694,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,059 | $686,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 5,409 | $681,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 5,774 | $672,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 16,510 | $648,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,165 | $634,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 11,073 | $632,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 11,523 | $620,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 10,871 | $616,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 24,724 | $614,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,166 | $590,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 6,355 | $590,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 34,522 | $535,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 9,483 | $528,000 | thousands by filing date | |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 6,279 | $513,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 9,812 | $506,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 9,435 | $503,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 7,140 | $472,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 4,911 | $460,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 15,622 | $457,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 4,030 | $443,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 27,225 | $423,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 10,565 | $421,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 27,097 | $418,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 5,367 | $408,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 7,351 | $398,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 3,080 | $393,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 3,358 | $391,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 26,332 | $384,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,165 | $379,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 8,482 | $370,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 4,232 | $369,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,803 | $367,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 9,152 | $367,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 7,507 | $367,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 3,093 | $353,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 6,777 | $351,000 | thousands by filing date | |
| HENRY JACK & ASSOC INC | 426281101 | COM | 3,962 | $346,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,262 | $345,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 3,812 | $342,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 3,294 | $333,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 5,220 | $328,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,988 | $326,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 4,446 | $317,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 2,728 | $314,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 5,915 | $314,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 4,838 | $310,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,851 | $310,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 4,073 | $303,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 3,544 | $302,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 3,639 | $284,000 | thousands by filing date | |
| PROSHARES TR | 74348A533 | PRIV EQTY-LSTD | 7,725 | $278,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,951 | $253,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 1,441 | $242,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,037 | $238,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1,754 | $223,000 | thousands by filing date | |
| BLACKROCK INVESTMENT QUALITY M | 09247D105 | COM | 10,650 | $191,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 3,681 | $175,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1,317 | $157,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 3,559 | $151,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 603 | $150,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 1,588 | $141,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 1,469 | $140,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 198 | $137,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 1,821 | $133,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 939 | $129,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 2,666 | $127,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 165 | $118,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 2,198 | $118,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 2,201 | $113,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 2,995 | $105,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 907 | $100,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1,834 | $99,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1,184 | $96,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 1,893 | $96,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 2,680 | $88,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 1,158 | $81,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 7,450 | $79,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 946 | $79,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 644 | $75,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 5,000 | $74,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,021 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,961 | $70,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 325 | $68,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 4,835 | $66,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 725 | $64,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 516 | $59,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 680 | $57,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 2,535 | $56,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 78 | $55,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 603 | $54,000 | thousands by filing date | |
| VANECK EMERGING MARKETS HIGH Y | 92189F353 | EMERGING MRKT HI | 2,241 | $53,000 | thousands by filing date | |
| BLACKROCK UTILS INFRASTRUCTU | 09248D104 | COM | 2,500 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,730 | $50,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 3,500 | $50,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,097 | $50,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 951 | $43,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 4,220 | $43,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 1,700 | $42,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 1,209 | $42,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 546 | $41,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 371 | $38,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 467 | $38,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 2,435 | $38,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 1,315 | $38,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 2,603 | $37,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 800 | $37,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1,489 | $36,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 673 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,790 | $35,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 3,031 | $35,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,356 | $33,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 1,127 | $33,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 2,154 | $33,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 277 | $32,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 620 | $31,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,582 | $30,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 200 | $29,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 1,837 | $29,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 317 | $28,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 1,100 | $28,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 594 | $27,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 675 | $26,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 227 | $25,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 777 | $25,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 160 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 190 | $24,000 | thousands by filing date | |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 4,172 | $23,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 684 | $20,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 177 | $20,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 226 | $19,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 688 | $19,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 261 | $19,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 470 | $19,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,530 | $19,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 82 | $19,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 181 | $18,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 96 | $18,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 265 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DWA TECH | 73935X153 | COM | 427 | $18,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 124 | $17,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 50 | $17,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 713 | $17,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 254 | $17,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 321 | $17,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 212 | $17,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 230 | $17,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 416 | $16,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 218 | $16,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 102 | $16,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 115 | $16,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,024 | $16,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 301 | $16,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 473 | $16,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 403 | $16,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 241 | $16,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 159 | $15,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 240 | $15,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 398 | $15,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 230 | $15,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 435 | $15,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 327 | $15,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 208 | $15,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 282 | $14,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 833 | $14,000 | thousands by filing date | |
| HUBBELL INC COM | 443510607 | Stock | 143 | $14,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 100 | $14,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 175 | $14,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 497 | $14,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 345 | $14,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 511 | $14,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 162 | $14,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 204 | $13,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 396 | $13,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 508 | $13,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 200 | $12,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 50 | $12,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 200 | $11,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 133 | $11,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 133 | $10,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 111 | $10,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 75 | $10,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 247 | $10,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,200 | $8,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 244 | $8,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 134 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286202 | MSCI AUSTRIA ETF | 462 | $7,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 150 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 207 | $6,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 200 | $6,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 200 | $5,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 50 | $5,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 133 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R886 | DORSEY WRIGHT | 318 | $5,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,500 | $5,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 156 | $5,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 300 | $4,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $4,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 62 | $4,000 | thousands by filing date | |
| BWX TECHNOLOGIES INC | 05605H100 | COM | 100 | $4,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 70 | $4,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 100 | $4,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 200 | $3,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 50 | $3,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 80 | $3,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 87 | $2,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 500 | $2,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 15 | $1,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 14 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 16 | $1,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 167 | $1,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 15 | $1,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 150 | $1,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 15 | $1,000 | thousands by filing date | |
| IJH | 464287507 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares Silver Trust | 46428Q109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PENTAIR PLC SHS | G7S00T104 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO COM | 37045V100 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PERRIGO CO PLC SHS | G97822103 | Stock | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANECK ETF TRUST | 92189F791 | JUNIOR GOLD MINE | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| KOREA FD INC | 500634209 | COM NEW | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PJT PARTNERS INC | 69343T107 | COM CL A | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAM NAT RES FD INC | 00548F105 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 47 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| iShares MSCI Frontier 100 | 464286145 | cs | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TARGACEPT INC | 87611RAA6 | NOTE 2/1 | 432 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-011058 | this filing | 2016-08-12 | acceptance time not in the bulk data set |