13F-HR filed by Annex Advisory Services, LLC
Annex Advisory Services, LLC filed this 13F-HR for the quarter ended 2016-06-30, filed 2016-08-11, with 115 holding rows worth $369,100,000.
- Accession
- 0001062993-16-010981
- Filer
- CIK 1542287
- Filed
- 2016-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2016
A holdings report, 115 entries on the cover page, a total value of $369,100,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $369,100,000 with VALUE read as thousands by filing date, 13F file number 028-15012. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 547,241 | $58,642,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 874,700 | $48,721,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 359,849 | $28,914,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 256,721 | $27,492,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 335,598 | $27,204,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 372,895 | $26,738,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 339,814 | $26,526,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 166,982 | $19,405,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 153,639 | $17,773,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 36,672 | $7,720,000 | thousands by filing date | |
| IJH | 464287507 | COM | 48,496 | $7,245,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 147,442 | $6,318,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 27,206 | $2,730,000 | thousands by filing date | |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 40,598 | $2,651,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 26,193 | $2,504,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 20,934 | $2,161,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 7,517 | $1,575,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 24,278 | $1,503,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 30,637 | $1,405,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 34,106 | $1,365,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 25,682 | $1,314,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 36,574 | $1,293,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 36,438 | $1,286,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 11,278 | $1,226,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 9,071 | $1,158,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 23,625 | $1,046,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 7,452 | $972,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 9,247 | $969,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 26,830 | $945,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,682 | $941,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 3,722 | $924,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 13,345 | $920,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 6,507 | $895,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 21,815 | $893,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 15,912 | $889,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 4,712 | $825,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 8,402 | $822,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,583 | $755,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 6,541 | $741,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 22,391 | $734,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 8,268 | $717,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 7,646 | $717,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 4,702 | $715,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 19,432 | $715,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 13,932 | $701,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 8,408 | $700,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 44,011 | $697,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,081 | $696,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 7,198 | $696,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 17,639 | $692,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 4,890 | $665,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 10,510 | $653,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 31,656 | $648,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 12,066 | $647,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 8,167 | $637,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 12,532 | $636,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 7,625 | $626,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 6,321 | $592,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 13,349 | $577,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 5,880 | $572,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 14,376 | $571,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 8,879 | $564,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 8,885 | $556,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 1,609 | $551,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 5,161 | $547,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 12,877 | $546,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 10,660 | $544,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 7,271 | $541,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 12,082 | $517,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 6,661 | $514,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 4,189 | $499,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 28,049 | $481,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 11,102 | $466,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 14,163 | $465,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 6,287 | $463,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 14,616 | $460,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 7,415 | $443,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 11,222 | $441,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 8,128 | $438,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,168 | $435,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 4,771 | $407,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,755 | $396,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 2,623 | $370,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,353 | $363,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 4,863 | $348,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 3,358 | $342,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 2,718 | $330,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,826 | $321,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 6,422 | $304,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,637 | $293,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 6,366 | $276,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 2,311 | $270,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 2,533 | $256,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1,659 | $252,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 1,392 | $250,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 3,460 | $247,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 1,632 | $236,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,202 | $235,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,955 | $225,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,184 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 3,715 | $207,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 1,946 | $205,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 3,623 | $205,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1,374 | $204,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,733 | $202,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME OP | 6706EN100 | COM SHS | 15,300 | $157,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 18,987 | $142,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 42,200 | $124,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 10,512 | $97,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,000 | $53,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 20,696 | $50,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 10,213 | $17,000 | thousands by filing date | |
| Kelso Technologies Inc | 48826D201 | COM | 17,000 | $15,000 | thousands by filing date | |
| ENSYNC INC. | 29359T102 | Common Stock | 20,000 | $7,000 | thousands by filing date | |
| MAD CATZ INTERACTIVE INC | 556162105 | COM | 15,000 | $4,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-010981 | this filing | 2016-08-11 | acceptance time not in the bulk data set |