13F-HR filed by ACG Wealth
ACG Wealth filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 228 holding rows worth $443,320,000.
- Accession
- 0001062993-16-009800
- Filer
- CIK 1569071
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 228 entries on the cover page, a total value of $443,320,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $443,325,000 with VALUE read as thousands by filing date, 13F file number 028-15168. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 3M CO COM | 88579Y101 | Stock | 265,317 | $44,210,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 133,247 | $27,535,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 433,004 | $19,316,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 168,838 | $18,402,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 78,925 | $9,005,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 59,017 | $7,875,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 61,843 | $7,772,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 137,318 | $7,584,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 53,457 | $6,786,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 85,494 | $6,539,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 289,566 | $6,515,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 57,109 | $6,179,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 71,234 | $5,863,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 72,389 | $5,726,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 55,174 | $5,723,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 148,431 | $5,591,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 9,252 | $5,492,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 99,877 | $5,299,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 105,695 | $4,689,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 100,815 | $4,677,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 76,663 | $4,577,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 45,038 | $4,473,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 140,215 | $4,410,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 52,002 | $4,347,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 61,666 | $4,180,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 44,222 | $4,172,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 89,186 | $3,996,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 114,776 | $3,649,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 47,757 | $3,644,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 25,546 | $3,624,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 4,706 | $3,590,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 31,572 | $3,538,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 56,043 | $3,445,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 32,909 | $3,284,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 32,256 | $3,187,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 9,084 | $3,094,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 32,621 | $2,997,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 104,436 | $2,973,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 46,468 | $2,968,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 18,836 | $2,968,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 52,885 | $2,860,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 95,502 | $2,818,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 17,751 | $2,791,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 44,923 | $2,780,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 44,277 | $2,773,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 32,557 | $2,753,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 27,159 | $2,718,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 17,704 | $2,654,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 101,193 | $2,604,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 52,640 | $2,546,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 27,102 | $2,542,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 43,935 | $2,510,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 22,501 | $2,441,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 28,724 | $2,437,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 22,832 | $2,334,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 36,764 | $2,304,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 8,311 | $2,228,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 37,262 | $2,207,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 23,053 | $2,174,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 26,235 | $2,155,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 31,019 | $2,142,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 26,597 | $2,126,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 64,032 | $2,071,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 22,787 | $2,044,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 7,831 | $2,039,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 51,233 | $2,007,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 24,509 | $2,002,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 32,048 | $1,968,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 30,050 | $1,938,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 25,830 | $1,938,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 2,167 | $1,932,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 49,526 | $1,912,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 19,458 | $1,909,000 | thousands by filing date | |
| FIRST TR DYNAMIC EUROPE EQUI | 33740D107 | COM SHS | 114,145 | $1,904,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 18,389 | $1,885,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 38,695 | $1,884,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 23,428 | $1,852,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 24,078 | $1,843,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 125,063 | $1,691,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 10,422 | $1,690,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 66,578 | $1,665,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 11,177 | $1,583,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 25,917 | $1,481,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 123,289 | $1,475,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 17,799 | $1,416,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 11,849 | $1,413,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 14,347 | $1,369,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 19,861 | $1,360,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 14,274 | $1,208,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 7,978 | $1,121,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 5,416 | $1,113,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 9,424 | $1,109,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 9,191 | $1,065,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 825 | $1,063,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 8,046 | $1,037,000 | thousands by filing date | |
| IJH | 464287507 | COM | 7,161 | $1,033,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 9,316 | $1,017,000 | thousands by filing date | |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 14,472 | $950,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 12,262 | $904,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 6,515 | $904,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 16,931 | $852,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 34,156 | $841,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 11,421 | $837,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 15,742 | $814,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 6,776 | $807,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 11,011 | $758,000 | thousands by filing date | |
| ARRIS INTL INC SHS | G0551A103 | SHS | 32,050 | $735,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 22,203 | $731,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 44,971 | $723,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,840 | $702,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 279,000 | $698,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 930 | $693,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 11,204 | $687,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 6,024 | $678,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 12,815 | $678,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,590 | $657,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 42,111 | $638,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 34,585 | $618,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 15,264 | $612,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 17,352 | $610,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 20,056 | $603,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 13,917 | $601,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 27,916 | $597,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 15,611 | $586,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 18,844 | $582,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 19,195 | $569,000 | thousands by filing date | |
| SOTHERLY HOTELS INC | 83600C103 | COM | 109,431 | $562,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,612 | $546,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 5,168 | $545,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 21,689 | $533,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 22,798 | $525,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 22,090 | $524,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,182 | $518,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 8,112 | $512,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,375 | $511,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 31,097 | $494,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 6,294 | $491,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 17,560 | $483,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,840 | $480,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 5,821 | $457,000 | thousands by filing date | |
| OXFORD LANE CAP CORP | 691543102 | COM | 53,445 | $452,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 12,123 | $452,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 2,370 | $447,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 14,700 | $437,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,800 | $432,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 2 | $427,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 10,157 | $425,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 11,330 | $421,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 153,915 | $420,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 8,314 | $413,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,550 | $407,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 3,096 | $404,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 8,388 | $392,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 4,745 | $383,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 31,213 | $375,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,678 | $372,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 10,616 | $367,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,015 | $361,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 2,614 | $352,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,644 | $349,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 4,043 | $341,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,740 | $338,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 12,128 | $336,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 11,785 | $331,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,692 | $323,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 15,483 | $319,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 18,926 | $313,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 13,446 | $311,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 3,081 | $308,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 3,532 | $306,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 7,541 | $304,000 | thousands by filing date | |
| NUVEEN TEXAS QUAL MUN IN | 670983105 | COM | 20,230 | $303,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 4,725 | $295,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 4,960 | $293,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 5,349 | $291,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,940 | $290,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 4,070 | $288,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 16,263 | $286,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 3,102 | $286,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 2,140 | $284,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 11,026 | $282,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 3,308 | $275,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 4,109 | $273,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 20,000 | $269,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 48,049 | $265,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 5,152 | $263,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 1,134 | $261,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,590 | $259,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,103 | $247,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 26,977 | $247,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 3,329 | $246,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 521 | $245,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,357 | $243,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,147 | $238,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 16,185 | $238,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,074 | $233,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,467 | $230,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 6,716 | $223,000 | thousands by filing date | |
| RIVERNORTH OPPORTUNITIES FD | 76881Y109 | COM | 11,886 | $216,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 5,141 | $215,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 3,401 | $215,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 3,393 | $207,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,000 | $205,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 15,827 | $171,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,000 | $132,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 13,081 | $97,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 11,717 | $95,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 15,000 | $69,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 17,064 | $54,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 10,400 | $24,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 11,000 | $14,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 12,000 | $12,000 | thousands by filing date | |
| APOLLO COML REAL EST FIN INC | 03762UAA3 | NOTE 5.500% 3/1 | 12,000 | $12,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 10,000 | $11,000 | thousands by filing date | |
| REDWOOD TR INC | 758075AB1 | NOTE 4.625% 4/1 | 12,000 | $11,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 11,000 | $11,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 11,000 | $11,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 12,000 | $11,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 12,000 | $11,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 11,000 | $10,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAD5 | NOTE 5.125% 6/0 | 10,000 | $10,000 | thousands by filing date | |
| COLONY CAP INC | 19624RAB2 | NOTE 3.875% 1/1 | 11,000 | $10,000 | thousands by filing date | |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 10,000 | $10,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 11,000 | $9,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 11,000 | $9,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 11,000 | $9,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAM4 | NOTE 5.875% 1/1 | 10,000 | $9,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 11,450 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-009800 | this filing | 2016-05-16 | acceptance time not in the bulk data set |