13F-HR filed by RAFFLES ASSOCIATES LP
RAFFLES ASSOCIATES LP filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 45 holding rows worth $85,570,000.
- Accession
- 0001062993-16-009719
- Filer
- CIK 1169581
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 45 entries on the cover page, a total value of $85,570,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $85,570,000 with VALUE read as thousands by filing date, 13F file number 028-12413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 280,958 | $6,749,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 235,000 | $6,723,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 394,100 | $6,719,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 738,926 | $6,229,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 1,285,075 | $4,819,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 117,723 | $4,563,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 180,209 | $4,244,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 510,532 | $3,625,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 372,900 | $3,520,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 500,000 | $2,645,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 46,920 | $2,487,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 752,800 | $2,439,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 177,000 | $2,218,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 190,000 | $2,145,000 | thousands by filing date | |
| CIPHER PHARMACEUTICALS INC | 17253X105 | COM | 447,800 | $2,125,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 97,300 | $1,976,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 115,900 | $1,814,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 90,000 | $1,683,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 65,700 | $1,675,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 100,000 | $1,437,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 35,756 | $1,362,000 | thousands by filing date | |
| OCEAN SHORE HLDG CO NEW | 67501R103 | COM | 71,900 | $1,260,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 187,186 | $1,170,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 94,005 | $1,161,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 125,000 | $1,081,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 50,000 | $983,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 175,000 | $961,000 | thousands by filing date | |
| PROSHARES TR II | 74347W395 | FUND | 10,000 | $830,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 80,000 | $820,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 17,878 | $691,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 50,000 | $676,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 600,564 | $661,000 | thousands by filing date | |
| CNX COAL RES LP COM UNIT RP LP | 12592V100 | Stock | 72,941 | $524,000 | thousands by filing date | |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 8,939 | $518,000 | thousands by filing date | |
| EARTHSTONE ENERGY INC | 27032D205 | COM | 42,793 | $518,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 40,000 | $508,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 42,727 | $381,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 25,000 | $325,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 167,650 | $315,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 13,900 | $309,000 | thousands by filing date | |
| LIBERTY BROADBAND A | 530307107 | COMMON STOCK | 4,469 | $260,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 28,700 | $139,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 15,000 | $136,000 | thousands by filing date | |
| HALCON RES CORP COM PAR | 40537Q506 | Stock | 100,000 | $96,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 29,118 | $50,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-009719 | this filing | 2016-05-16 | acceptance time not in the bulk data set |