13F-HR/A filed by Simplicity Solutions, LLC
Simplicity Solutions, LLC filed this 13F-HR/A for the quarter ended 2015-09-30, filed 2016-04-28, with 131 holding rows worth $92,771,000.
- Accession
- 0001062993-16-009272
- Filer
- CIK 1486066
- Filed
- 2016-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, amendment of type restatement, 131 entries on the cover page, a total value of $92,771,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $92,772,000 with VALUE read as thousands by filing date, 13F file number 028-16582. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 60,569 | $6,534,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 83,765 | $5,548,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 86,580 | $4,963,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 43,498 | $4,656,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 22,747 | $4,384,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 32,381 | $3,550,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 38,165 | $3,244,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 23,982 | $2,989,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 17,575 | $1,926,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 25,332 | $1,881,000 | thousands by filing date | |
| UNITED DEV FUNDING XXXREGISTRATION REVOKED BY THE SEC EFF: 08/13/20 | 910187103 | REAL ESTATE INVESTME | 90,043 | $1,585,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 58,805 | $1,324,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 25,399 | $1,199,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 6,231 | $1,194,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 20,760 | $1,184,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,648 | $1,174,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 29,904 | $1,154,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 25,995 | $1,108,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 43,891 | $963,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 8,701 | $945,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 11,193 | $932,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 39,709 | $900,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 21,703 | $857,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 18,894 | $853,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 19,742 | $826,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 9,886 | $810,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 5,720 | $746,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 25,080 | $711,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 6,518 | $685,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 7,260 | $636,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 15,595 | $617,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 11,738 | $612,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 63,334 | $602,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q744 | DWA SC TECHLDR | 15,587 | $580,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 11,254 | $572,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 17,905 | $567,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 5,210 | $549,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 11,104 | $540,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 5,421 | $523,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 4,893 | $523,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 16,245 | $511,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 14,561 | $499,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 6,211 | $493,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 4,996 | $491,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 10,976 | $491,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 34,953 | $485,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 30,111 | $481,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 5,105 | $477,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 8,164 | $475,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 2,420 | $459,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 5,437 | $440,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,677 | $427,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 9,907 | $427,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 19,261 | $421,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 6,700 | $419,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 4,362 | $413,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 4,659 | $413,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 7,957 | $412,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 5,631 | $407,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 9,041 | $400,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 17,270 | $388,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 8,595 | $378,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 6,917 | $372,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1,489 | $371,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 8,792 | $368,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 11,854 | $365,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 294 | $364,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 4,920 | $354,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 1,647 | $354,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 23,959 | $352,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 37,371 | $344,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,395 | $331,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 4,136 | $326,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 4,534 | $313,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 4,751 | $313,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 2,189 | $310,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 2,694 | $307,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 4,633 | $306,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 3,522 | $290,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,255 | $286,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,892 | $283,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 3,919 | $278,000 | thousands by filing date | |
| ISHARES TR | 464288794 | US BR DEL SE ETF | 7,195 | $277,000 | thousands by filing date | |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 5,579 | $268,000 | thousands by filing date | |
| DBX ETF TR | 233051705 | XTRACK MUN INFRA | 10,530 | $268,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 6,092 | $267,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 2,433 | $266,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 2,180 | $266,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 10,600 | $266,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 17,598 | $264,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 1,986 | $263,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 6,430 | $259,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 7,863 | $256,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 4,953 | $254,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 6,640 | $250,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 3,500 | $247,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,820 | $246,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 2,050 | $246,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 4,670 | $244,000 | thousands by filing date | |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 2,320 | $243,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 4,923 | $243,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 8,284 | $240,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 16,443 | $240,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 3,893 | $238,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 5,471 | $238,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,127 | $234,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 18,852 | $233,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 4,269 | $232,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,579 | $232,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 2,136 | $232,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 16,117 | $232,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 7,038 | $231,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,456 | $229,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 14,154 | $229,000 | thousands by filing date | |
| PROSHARES TR | 74347R180 | ULTR 7-10 TREA | 3,864 | $225,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 3,654 | $223,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 4,102 | $222,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 3,050 | $221,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,594 | $219,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 4,870 | $218,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 4,406 | $218,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2,687 | $216,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 14,193 | $213,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 2,954 | $206,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 3,683 | $206,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 2,313 | $204,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 2,813 | $201,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 12,363 | $182,000 | thousands by filing date | |
| PUTMAN HIGH INCOME SEC FUND | 746779107 | SHS BEN INT | 20,360 | $144,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 11,277 | $129,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 10,919 | $52,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-005674 | superseded | 2015-10-30 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-15-006327 | superseded | 2015-11-19 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-16-009272 | this filing | 2016-04-28 | acceptance time not in the bulk data set |