13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-21, with 118 holding rows worth $447,609,000.
- Accession
- 0001062993-16-009134
- Filer
- CIK 1513006
- Filed
- 2016-04-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 118 entries on the cover page, a total value of $447,609,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $447,610,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,000,000 | $130,610,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 501,728 | $103,030,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 289,344 | $31,589,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 130,900 | $14,507,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 131,500 | $14,332,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 1,000,000 | $13,520,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 170,600 | $8,042,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 300,800 | $7,762,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 150,000 | $5,522,000 | thousands by filing date | |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 60,000 | $5,161,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 3,276,000 | $5,081,000 | thousands by filing date | |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 1,725,000 | $4,461,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 46,700 | $4,455,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 2,775,000 | $3,964,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 97,900 | $3,925,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 3,000,000 | $3,801,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 300,800 | $3,598,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 111,100 | $3,494,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 117,000 | $3,258,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 42,700 | $3,182,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 2,000,000 | $3,175,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 30,000 | $2,756,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 30,000 | $2,632,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 15,000 | $2,272,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 58,200 | $2,216,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 30,200 | $2,085,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 25,000 | $2,046,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 1,974,000 | $2,028,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 121,600 | $1,881,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 121,600 | $1,863,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 5,000 | $1,802,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 39,700 | $1,766,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 143,100 | $1,754,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 75,000 | $1,688,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,000,000 | $1,646,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 100,000 | $1,468,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 32,300 | $1,444,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 137,800 | $1,410,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 1,270,000 | $1,401,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 40,400 | $1,369,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 137,800 | $1,259,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 112,300 | $1,242,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 40,000 | $1,098,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 15,000 | $1,089,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 9,615 | $1,065,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 102,000 | $1,060,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 21,700 | $1,056,000 | thousands by filing date | |
| CIE 3.125 05/24 | 19075FAB2 | Bond 30/360P2 U | 2,500,000 | $1,007,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 999,000 | $995,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 59,400 | $970,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 20,000 | $931,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 1,000 | $914,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 66,200 | $888,000 | thousands by filing date | put |
| AETNA INC NEW | 00817Y108 | COM | 7,500 | $843,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 33,300 | $789,000 | thousands by filing date | put |
| MATCH GROUP INC | 57665R106 | COM | 61,900 | $685,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 32,300 | $674,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 46,700 | $656,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 20,000 | $618,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503AS5 | NOTE 0.350% 6/1 | 500,000 | $598,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 39,700 | $577,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 20,000 | $563,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 44,900 | $559,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 53,600 | $554,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 500,000 | $541,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 87,000 | $531,000 | thousands by filing date | put |
| OPKO HEALTH INC | 68375N103 | COM | 102,000 | $530,000 | thousands by filing date | put |
| BOX INC CL A | 10316T104 | Stock | 143,100 | $520,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 33,600 | $509,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 26,800 | $501,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,195 | $496,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 16,500 | $485,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 63,400 | $485,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 1,000,000 | $482,000 | thousands by filing date | |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 9,800 | $482,000 | thousands by filing date | |
| DEPOMED INC | 249908104 | COM | 34,500 | $481,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 66,200 | $477,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 63,400 | $476,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 17,453 | $449,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 16,000 | $437,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 58,200 | $432,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 27,900 | $426,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 100 | $424,000 | thousands by filing date | put |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 250,000 | $411,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 34,500 | $366,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 121,600 | $350,000 | thousands by filing date | call |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 9,000 | $336,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 87,000 | $287,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 58,200 | $274,000 | thousands by filing date | put |
| TYSON FOODS | 902494301 | COM | 3,636 | $270,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 23,500 | $257,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 59,400 | $256,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 112,300 | $235,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 36,300 | $223,000 | thousands by filing date | put |
| NVIDIA Corp | 67066G104 | COM | 6,200 | $221,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 31,700 | $218,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 44,900 | $217,000 | thousands by filing date | put |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 9,000 | $208,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 25,200 | $162,000 | thousands by filing date | put |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 34,500 | $159,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 31,700 | $148,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 9,000 | $147,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 53,600 | $146,000 | thousands by filing date | put |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 9,000 | $144,000 | thousands by filing date | |
| MATCH GROUP INC | 57665R106 | COM | 61,900 | $137,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 25,200 | $116,000 | thousands by filing date | |
| LNKD .5 11/19 | 53578AAB4 | Bond 30/360P2 U | 100,000 | $89,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 5,500 | $88,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 300,800 | $80,000 | thousands by filing date | call |
| MANNKIND CORP | 56400P201 | COM | 33,300 | $54,000 | thousands by filing date | |
| BLOCK INC CL A | 852234103 | Stock | 27,900 | $48,000 | thousands by filing date | put |
| INTREXON CORP | 46122T102 | COM | 40,400 | $26,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 100 | $25,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 5,500 | $21,000 | thousands by filing date | call |
| SEADRILL ORD | G7945E105 | COM | 87,000 | $19,000 | thousands by filing date | call |
| UNITED STATES STL CORP NEW | 912909108 | COM | 5,500 | $11,000 | thousands by filing date | put |
| MANNKIND CORP | 56400P201 | COM | 33,300 | $9,000 | thousands by filing date | call |
| SOLARCITY CORP | 83416T100 | COM | 100 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-009134 | this filing | 2016-04-21 | acceptance time not in the bulk data set |