13F-HR filed by Advocacy Wealth Management, LLC
Advocacy Wealth Management, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-20, with 552 holding rows worth $114,282,000.
- Accession
- 0001062993-16-009108
- Filer
- CIK 1569452
- Filed
- 2016-04-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 552 entries on the cover page, a total value of $114,282,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $114,279,000 with VALUE read as thousands by filing date, 13F file number 028-15180. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 720,569 | $7,332,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 690,890 | $7,310,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 98,057 | $6,451,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 575,267 | $5,150,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 693,176 | $4,704,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 68,322 | $4,539,000 | thousands by filing date | |
| Salient MLP & Energy Infrastructure I | 79471L602 | Common Stock | 639,430 | $4,149,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 46,805 | $3,819,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 49,020 | $3,817,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 92,454 | $3,716,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 345,916 | $3,691,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 242,311 | $3,034,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 102,947 | $2,972,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 56,201 | $2,469,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 20,125 | $2,247,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 201,036 | $2,032,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 175,774 | $1,937,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 42,883 | $1,502,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 103,217 | $1,424,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 27,348 | $1,405,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 21,474 | $1,356,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 148,022 | $1,274,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 85,732 | $992,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 22,993 | $927,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 85,504 | $874,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 46,485 | $741,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 245,897 | $723,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 52,627 | $674,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 56,084 | $669,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 38,937 | $662,000 | thousands by filing date | |
| FIDELITY FREEDOM 2025 FUND | 315792663 | MUTUAL FUNDS | 52,314 | $653,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 28,360 | $640,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 35,828 | $619,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 17,331 | $590,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 47,749 | $565,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 87,689 | $539,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 10,561 | $529,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 29,026 | $527,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 66,403 | $522,000 | thousands by filing date | |
| First Eagle Global I | 32008F606 | Mutual Fund | 9,550 | $510,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 26,326 | $493,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 38,587 | $487,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 42,281 | $478,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 36,211 | $469,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 20,306 | $455,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 23,453 | $431,000 | thousands by filing date | |
| DWS GLOBAL INFRASTRUCTURE FUND CLASS S | 25156A809 | M | 30,848 | $417,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 41,009 | $414,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 24,641 | $413,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 7,584 | $394,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 60,865 | $378,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 3,091 | $375,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 27,425 | $319,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 15,499 | $311,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 9,288 | $295,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2,575 | $287,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 28,007 | $286,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 23,675 | $285,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 24,954 | $265,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 3,000 | $242,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 32,147 | $242,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 9,637 | $241,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 64,803 | $241,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 25,347 | $240,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 17,887 | $238,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 3,571 | $237,000 | thousands by filing date | |
| ARTISAN INTERNATIONAL INVESTOR | 04314H204 | NTF EQUITY FUNDS | 8,551 | $236,000 | thousands by filing date | |
| HENDERSON EUROPEAN FC | 425067642 | MUTUAL | 7,296 | $234,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 23,962 | $222,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 20,581 | $221,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 1,660 | $221,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,500 | $221,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M555 | GUGG CRP BD 2016 | 10,000 | $220,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 31,656 | $218,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,000 | $213,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 17,610 | $210,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,000 | $201,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 2,399 | $197,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 30,265 | $197,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 20,500 | $193,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 9,092 | $191,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 28,551 | $185,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,965 | $180,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 4,645 | $177,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 8,126 | $175,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,611 | $174,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 10,980 | $173,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 3,161 | $171,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 12,600 | $171,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 2,000 | $170,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 3,575 | $166,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,000 | $166,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 29,465 | $159,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,124 | $151,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 12,936 | $146,000 | thousands by filing date | |
| Guggenheim BulletShares 2023 C | 18383M241 | ETF | 27,142 | $144,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 4,957 | $141,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1,612 | $140,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 4,684 | $140,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 18,517 | $130,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 850 | $130,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,283 | $127,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 2,415 | $125,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,600 | $122,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,050 | $120,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 30,491 | $120,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 1,815 | $114,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 9,321 | $113,000 | thousands by filing date | |
| VANGUARD WELLINGTON INV | 921935102 | EQUITY FUNDS | 3,004 | $112,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,197 | $111,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 9,190 | $111,000 | thousands by filing date | |
| Pimco Fds Mgmt Floating Income Cl A | 722005162 | Mutual Fund | 14,440 | $111,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 109,501 | $110,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,129 | $108,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 16,346 | $98,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 1,198 | $97,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 600 | $97,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,600 | $96,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 900 | $96,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,134 | $95,000 | thousands by filing date | |
| Litman Gregory Master Alter St | 53700T801 | COM | 8,473 | $93,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 919 | $91,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,201 | $91,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,350 | $86,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 6,511 | $85,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 1,225 | $84,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 1,850 | $83,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,966 | $83,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 7,054 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 1,400 | $82,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 1,055 | $81,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,025 | $79,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,468 | $78,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 4,353 | $78,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 19,908 | $74,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,796 | $73,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,020 | $73,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 706 | $72,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,800 | $72,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,001 | $69,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 13,769 | $69,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 15,736 | $68,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 1,360 | $68,000 | thousands by filing date | |
| FRANKLIN HIGH YIELD TAX FREE CLASS C | 354723595 | COMMON | 6,287 | $68,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 838 | $67,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,500 | $67,000 | thousands by filing date | |
| VANGUARD SPECIALIZED PO | 921908604 | VDIGX | 2,913 | $67,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 4,350 | $65,000 | thousands by filing date | |
| THE OSTERWEIS STRATEGIC INCOME FUND | 742935489 | SHS | 6,122 | $65,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 25,770 | $65,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 750 | $63,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 975 | $62,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 865 | $62,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 617 | $61,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,490 | $61,000 | thousands by filing date | |
| FIDELITY SELECT DEFENSE & AEROSPACE | 316390806 | Mutual Fund | 531 | $60,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 3,900 | $60,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 23,765 | $59,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 28,000 | $59,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 50,000 | $59,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 516 | $57,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,400 | $56,000 | thousands by filing date | |
| HANCOCK JOHN INVT TR II | 410142103 | COM | 17,168 | $56,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 1,624 | $56,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 891 | $54,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 700 | $53,000 | thousands by filing date | |
| VAN WELLINGTON ADM #571 | 921935201 | MFD | 817 | $53,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 1,600 | $52,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,100 | $52,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 334 | $51,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 1,075 | $51,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 506 | $51,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 21,820 | $49,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 9,850 | $49,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,121 | $49,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 804 | $48,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 1,176 | $48,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,065 | $48,000 | thousands by filing date | |
| MFS MERIDIAN GLOBAL EQUITY A1 | L6365J812 | COMMON | 1,058 | $48,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 61 | $47,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 540 | $47,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 728 | $47,000 | thousands by filing date | |
| Pimco Fds Mgt Total Return Fd Cl D | 693391674 | Mutual Fund | 4,615 | $47,000 | thousands by filing date | |
| American Century Equity Income Fund | 025076209 | Mutual Fund | 5,505 | $46,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 200 | $44,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 2,962 | $44,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 3,293 | $42,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 394 | $41,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,500 | $41,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 300 | $40,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 500 | $40,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 891 | $40,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 686 | $39,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 1,093 | $39,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 300 | $39,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 812 | $39,000 | thousands by filing date | |
| FRANKLIN UTILITIES A1 | 353496409 | USD | 2,197 | $39,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 300 | $38,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 675 | $37,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 690 | $37,000 | thousands by filing date | |
| PIMCO Investment Grade Co | 72201R817 | INV GRD CRP BD | 358 | $37,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 707 | $37,000 | thousands by filing date | |
| VTI | 922908769 | COM | 347 | $36,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 3,800 | $35,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 427 | $35,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,000 | $34,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 589 | $34,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 10,700 | $34,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 562 | $33,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 200 | $33,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 3,500 | $33,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 909 | $33,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 17,150 | $33,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 1,361 | $33,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 659 | $32,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 436 | $32,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 798 | $32,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 500 | $31,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 592 | $31,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 600 | $31,000 | thousands by filing date | |
| ALPINE DYNAMIC DVD FUND | 020875209 | COMMON | 8,845 | $31,000 | thousands by filing date | |
| PERFORMANCE TRUST MUNICIPAL BD RETAIL | 89833W162 | COMMON | 1,294 | $31,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 270 | $30,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 435 | $30,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 500 | $30,000 | thousands by filing date | |
| Eventide Heathcare & Life Sci | 62827M607 | COM | 1,638 | $30,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 716 | $29,000 | thousands by filing date | |
| FIDELITY SELECT HEALTH CARE PORTFOLIO | 316390301 | OPEN END TAXABLE NO LOAD FUND | 159 | $29,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 22,210 | $29,000 | thousands by filing date | |
| SunAmerica New Focused Dividen | 86704B822 | FD ETF | 1,774 | $29,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 406 | $28,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 406 | $28,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 426 | $28,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 700 | $28,000 | thousands by filing date | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 541 | $28,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,000 | $27,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 2,015 | $27,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 521 | $27,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 1,912 | $27,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 650 | $27,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 4,850 | $27,000 | thousands by filing date | |
| CLIPPER | 188850101 | MFA | 271 | $27,000 | thousands by filing date | |
| HARTFORD GROWTH ALLOCATION FD CL A | 416648772 | COMMON | 2,714 | $27,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 613 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 100 | $26,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 15 | $26,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 596 | $26,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 240 | $26,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 2,000 | $26,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 4,500 | $26,000 | thousands by filing date | |
| Glenmede Quant Us Large Cap Gr Eq Adv | 378690770 | MF | 1,050 | $26,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 344 | $25,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,552 | $25,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 1,058 | $25,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 189 | $24,000 | thousands by filing date | |
| Vanguard Communication Services ETF | 92204A884 | SHS | 255 | $24,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 377 | $24,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 600 | $24,000 | thousands by filing date | |
| Dodge & Cox Income Fund | 256210105 | ETF | 1,801 | $24,000 | thousands by filing date | |
| Chubb Limited | H1467J104 | COM | 191 | $23,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 400 | $23,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 850 | $23,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 2,514 | $23,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,012 | $23,000 | thousands by filing date | |
| OAKMARK SELECT INVESTOR | 413838608 | MFA | 608 | $23,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 265 | $22,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 756 | $22,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 700 | $22,000 | thousands by filing date | |
| PARNASSUS CORE EQUITY INVESTOR | 701769101 | NTF EQUITY FUNDS | 569 | $22,000 | thousands by filing date | |
| TCW METWEST LOW DURATION BD M | 592905202 | COM | 2,494 | $22,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 210 | $21,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 537 | $21,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,015 | $21,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 1,344 | $21,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 351 | $21,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 1,650 | $21,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,750 | $21,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 202 | $21,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,998 | $21,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 471 | $20,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 380 | $20,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 901 | $20,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 2,750 | $20,000 | thousands by filing date | |
| FEDERATED HERMES ULTRASHORT BOND FUND INST'L SHARES | 31428Q747 | Mutual Fund | 2,178 | $20,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 26 | $19,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,012 | $19,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 3,165 | $19,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 2,700 | $19,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 747 | $19,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,600 | $18,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 17,535 | $18,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 700 | $18,000 | thousands by filing date | |
| VANGUARD INTERNATIONAL GROWTH FUND | 921910204 | OPEN END TAXABLE NO LOAD FUND | 864 | $18,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 400 | $18,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 28,394 | $18,000 | thousands by filing date | |
| American Funds Investment Co of America C | 461308306 | COM | 534 | $18,000 | thousands by filing date | |
| AMERICAN SMALLCAP WORLD FUND CLASS C | 831681309 | CL F | 470 | $18,000 | thousands by filing date | |
| OSTERWEIS | 742935406 | COMMON | 706 | $18,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 16,518 | $17,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 654 | $17,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 594 | $16,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 399 | $16,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 188 | $16,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 500 | $16,000 | thousands by filing date | |
| Goldman Sachs Strategic Income | 38145C646 | Com | 1,678 | $16,000 | thousands by filing date | |
| Manning & Napier Pro-Blend Mod | 563821776 | mf | 1,258 | $16,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 247 | $15,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 206 | $15,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 702 | $15,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 400 | $15,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 183 | $15,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 500 | $15,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 275 | $15,000 | thousands by filing date | |
| MFS INTERNATIONAL INTRINSIC EQUITY A | 55273E301 | NTF EQUITY FUNDS | 434 | $15,000 | thousands by filing date | |
| INVESCO CHARTER A | 001413103 | Mutual Fund | 860 | $15,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 569 | $15,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 400 | $15,000 | thousands by filing date | |
| FEDERATED INCOME INST SHARE | 314199100 | COMMON | 1,405 | $15,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 800 | $14,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 225 | $14,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $13,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 400 | $13,000 | thousands by filing date | |
| VANGUARD CA INTERM-TERM TAX-EXEMPT ADM | 922021407 | BOND | 1,063 | $13,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 12,810 | $13,000 | thousands by filing date | |
| Federated Hermes Govt Ultrashort Fund USD Cls INST | 31420B888 | COM | 1,274 | $13,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 11,088 | $12,000 | thousands by filing date | |
| VANGUARD REIT INDEX INSTITUTIONAL SHARES | 921908703 | Com | 428 | $12,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 235 | $11,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 106 | $11,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 300 | $11,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 139 | $11,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 507 | $11,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,000 | $11,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 500 | $11,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 350 | $11,000 | thousands by filing date | |
| Pitney Bowes Inc. Notes Sr | 724479506 | PFD | 400 | $11,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND ADV | 880208400 | NTF BOND FUNDS | 949 | $11,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,250 | $11,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $10,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 100 | $10,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 274 | $10,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 75 | $10,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 200 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 250 | $10,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 700 | $10,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 400 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B712 | KBW RG BK PORT | 253 | $10,000 | thousands by filing date | |
| MSC INCOME FUND, INC. | 40427D102 | Stock | 1,200 | $10,000 | thousands by filing date | |
| FIDELITY ADVISOR MATERIALS FUND CLASS A | 316390327 | COMMON | 140 | $10,000 | thousands by filing date | |
| FIDELITY ADVISOR SMALL-CAP VALUE FUND CLASS C | 316389790 | COMMON | 650 | $10,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 200 | $9,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 40 | $9,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 315 | $9,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 724 | $9,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 311 | $9,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 2,966 | $9,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 471 | $9,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 287 | $9,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,250 | $9,000 | thousands by filing date | |
| Federated Strategic Value Dividend Instl | 314172560 | MF | 1,550 | $9,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 8,860 | $9,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 700 | $9,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 300 | $9,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 100 | $8,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 925 | $8,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 300 | $8,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 108 | $8,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 292 | $8,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 585 | $8,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 198 | $8,000 | thousands by filing date | |
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| MFS MASSACHUSETTS INVESTORS TR A | 575736103 | NTF EQUITY FUNDS | 308 | $8,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 221 | $8,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 200 | $8,000 | thousands by filing date | |
| NUVEEN SHORT TERM MUNICI | 670690486 | NTF BOND FUNDS | 767 | $8,000 | thousands by filing date | |
| FIDELITY GOVERNMENT INCOME | 316172105 | COMMON | 784 | $8,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 50 | $7,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 30 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 200 | $7,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 100 | $7,000 | thousands by filing date | |
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| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 49 | $7,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,100 | $7,000 | thousands by filing date | |
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| ISHARES | 464286848 | EXCHANGE TRADED | 643 | $7,000 | thousands by filing date | |
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| E M C CORP MASS | 268648102 | COM | 272 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 200 | $7,000 | thousands by filing date | |
| FIDELITY ADVISOR EQUITY GROWTH A | 315805853 | NTF EQUITY FUNDS | 76 | $7,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10 | $6,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 43 | $6,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 100 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 50 | $6,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 200 | $6,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 70 | $6,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 500 | $6,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 150 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 136 | $6,000 | thousands by filing date | |
| Franklin Custodian Funds Incom | 353496805 | ETF | 2,663 | $6,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 150 | $6,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 6,456 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 554 | $6,000 | thousands by filing date | |
| DIREXION DAILY | 25459Y306 | TL BD MKT BEAR | 200 | $6,000 | thousands by filing date | |
| FRANKLIN TEMPLETON FD ALLOCATR | 35472P828 | FOUNDNG ALLO C | 6,411 | $6,000 | thousands by filing date | |
| JPMORGAN HEDGED EQUITY A | 46637k315 | EF | 389 | $6,000 | thousands by filing date | |
| HENDERSON GLOBAL | 425067717 | MUTUAL FUNDS - | 770 | $6,000 | thousands by filing date | |
| WELLS FARGO ADVANTAGE DISCOVERY FD CLS A M/F | 949921506 | COMMON | 218 | $6,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 66 | $5,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100 | $5,000 | thousands by filing date | |
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| FS KKR CAPITAL CORP | 302635107 | COM | 500 | $5,000 | thousands by filing date | |
| VANGUARD INTERM-TERM TREASURY INV | 922031802 | Mutual Fund | 442 | $5,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 260 | $5,000 | thousands by filing date | |
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| ANNALY CAP MGMT INCPFD SER | 035710508 | EQUITIES | 200 | $5,000 | thousands by filing date | |
| CION INVESTMENT CORPORAT ION | 17259u105 | COM | 478 | $5,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 4,892 | $5,000 | thousands by filing date | |
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| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 750 | $4,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 75 | $4,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 100 | $4,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 125 | $4,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 300 | $4,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,136 | $4,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 200 | $4,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 500 | $4,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 800 | $4,000 | thousands by filing date | |
| DFA ONE-YEAR FIXED-INCOME I | 233203603 | COM | 431 | $4,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 312 | $4,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 700 | $4,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 100 | $4,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 90 | $4,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 400 | $4,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 300 | $4,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 500 | $4,000 | thousands by filing date | |
| FIDELITY TOTAL BOND FUND | 31617K881 | FTBFX | 358 | $4,000 | thousands by filing date | |
| SUMMIT HEALTHCARE REIT INC | 86699L108 | COMMON | 1,574 | $4,000 | thousands by filing date | |
| FRANKLIN HIGH INCOMEFD CL C | 353538200 | COMMON | 2,128 | $4,000 | thousands by filing date | |
| REXFORD INDL RLTY INC COM | 76169C100 | REIT | 163 | $3,000 | thousands by filing date | |
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| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 250 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 563 | $3,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 265 | $3,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 29 | $3,000 | thousands by filing date | |
| DFA FIVE-YEAR GLOBAL FIXED-INCOME I | 233203884 | BOND FUNDS | 258 | $3,000 | thousands by filing date | |
| Fidelity Mid-Cap Stock | 316128404 | MF | 92 | $3,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 300 | $3,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 50 | $3,000 | thousands by filing date | |
| HARRIS ASSOC INVT TR | 413838509 | OAKMR INT CP I | 206 | $3,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 2,619 | $3,000 | thousands by filing date | |
| Fidelity Short-Term Bond Fd | 316146208 | COM | 306 | $3,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 281 | $3,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FUND CL C | 880208301 | EQUITY | 266 | $3,000 | thousands by filing date | |
| ELFUN INCOME FD COM | 286273107 | COMMON | 222 | $3,000 | thousands by filing date | |
| MUNDER MIDCAP CORE GROWTH CL C | 92647K861 | COMMON | 83 | $3,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 350 | $2,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 50 | $2,000 | thousands by filing date | |
| TWEEDY BRN GLOBAL VALUE | 901165100 | IFD | 94 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,056 | $2,000 | thousands by filing date | |
| DFA US CORE EQUITY 2 I | 233203397 | EQUITY FUNDS | 108 | $2,000 | thousands by filing date | |
| DFA TWO-YEAR GLOBAL FIXED-INCOME I | 233203645 | BOND FUNDS | 189 | $2,000 | thousands by filing date | |
| FIDELITY | 316138106 | MUTUAL FUNDS - | 41 | $2,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 200 | $2,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 525 | $2,000 | thousands by filing date | |
| PIMCO TOTAL RETURN FUND ADMIN SHARES | 693390726 | Com | 241 | $2,000 | thousands by filing date | |
| ICON LEASING FD TWELVE ORD | 45107Y102 | COM | 4 | $2,000 | thousands by filing date | |
| ELFUN DIVERSIFIED FUND | 28627D105 | COMMON | 116 | $2,000 | thousands by filing date | |
| ELFUN TAX EXEMPT INCOME FUND | 286279104 | COMMON | 173 | $2,000 | thousands by filing date | |
| FPA FDS TRINTL VALUE FD | 30254T726 | COMMON | 148 | $2,000 | thousands by filing date | |
| AMERICAN CAPITAL INCOME BUILDER CL B | 140193202 | COMMON | 1,501 | $2,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 12 | $1,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 11 | $1,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 9 | $1,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 11 | $1,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 18 | $1,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 9 | $1,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 557 | $1,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 2 | $1,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 11 | $1,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 244 | $1,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 10 | $1,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 209 | $1,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 300 | $1,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,006 | $1,000 | thousands by filing date | |
| DFA EMERGING MARKETS CORE EQUITY 2 I | 233203421 | EQUITY FUNDS | 30 | $1,000 | thousands by filing date | |
| DFA GLOBAL REAL ESTATE SECURITIES PORT | 23320G554 | EQUITY FUNDS | 54 | $1,000 | thousands by filing date | |
| DFA US LARGE CAP VALUE I | 233203827 | EQUITY FUNDS | 27 | $1,000 | thousands by filing date | |
| DFA US VECTOR EQUITY I | 233203389 | EQUITY FUNDS | 80 | $1,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 32 | $1,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 100 | $1,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 39 | $1,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 130 | $1,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 2,295 | $1,000 | thousands by filing date | |
| SABMillerPLCADS | 78572M105 | COMMON | 16 | $1,000 | thousands by filing date | |
| FRANKLIN GOLD AND PRECIOUS METALS A | 353535107 | NTF EQUITY FUNDS | 41 | $1,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 65 | $1,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 86 | $1,000 | thousands by filing date | |
| PIMCO SHORT TERM ADMINISTRATIVE SHS | 693390734 | COMMON | 107 | $1,000 | thousands by filing date | |
| ALLIANZ PEA GROWTH CLASS C | 189183346 | COMMON | 44 | $1,000 | thousands by filing date | |
| OPPENHEIMER EQUITY INCOME FD CL C | 68381A301 | COMMON | 59 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-009108 | this filing | 2016-04-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-16-009187 | base | 2016-04-25 | acceptance time not in the bulk data set |