13F-HR filed by Advocacy Wealth Management, LLC
Advocacy Wealth Management, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-11, with 575 holding rows worth $88,432,000.
- Accession
- 0001062993-16-007664
- Filer
- CIK 1569452
- Filed
- 2016-02-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 576 entries on the cover page, a total value of $88,432,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $88,422,000 with VALUE read as thousands by filing date, 13F file number 028-15180. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 24,668 | $5,034,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 391,517 | $4,700,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 362,045 | $4,620,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 157,429 | $3,054,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 273,888 | $2,622,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 31,240 | $2,348,000 | thousands by filing date | |
| NUVEEN S&P 500 DYNAMIC OVERWRI COM | 6706EW100 | CEF | 159,570 | $2,152,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 300,171 | $2,104,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 52,119 | $1,917,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 27,534 | $1,786,000 | thousands by filing date | |
| BLACKROCK DEBT STRAT FD INC | 09255R103 | COM | 503,942 | $1,699,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 58,894 | $1,405,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R887 | ST STR R2K LOWV | 18,309 | $1,368,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 67,815 | $1,330,000 | thousands by filing date | |
| Salient MLP & Energy Infrastructure I | 79471L602 | Common Stock | 176,926 | $1,254,000 | thousands by filing date | |
| FIRST TRUST HIGH YIELD LONG/SH | 33738D408 | FIRST TR TA HIYL | 26,649 | $1,253,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 15,750 | $1,183,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 42,061 | $1,089,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 41,100 | $1,058,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 89,106 | $998,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 33,651 | $988,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 25,367 | $978,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 52,513 | $958,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 28,255 | $956,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 42,595 | $929,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 11,040 | $926,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 35,206 | $867,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 93,175 | $826,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 19,124 | $800,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 25,233 | $786,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 6,320 | $760,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 7,690 | $760,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 21,381 | $735,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 28,188 | $704,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 6,284 | $665,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 5,920 | $658,000 | thousands by filing date | |
| FIDELITY FREEDOM 2025 FUND | 315792663 | MUTUAL FUNDS | 52,314 | $651,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 19,529 | $641,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 20,354 | $609,000 | thousands by filing date | |
| ARCHROCK PARTNERS L P | 03957U100 | COM UNITS REPSTG | 48,703 | $609,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 22,538 | $590,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 47,401 | $585,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B662 | EM MRK LOW VOL | 28,765 | $584,000 | thousands by filing date | |
| AMERIGAS PARTNERS MLP | 030975106 | COM | 16,845 | $583,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 4,720 | $574,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 28,859 | $560,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 11,138 | $552,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 39,189 | $524,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 5,427 | $498,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 4,530 | $482,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 26,975 | $468,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 8,601 | $464,000 | thousands by filing date | |
| GLOBAL PARTNERS LP | 37946R109 | COM UNITS | 25,286 | $457,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 4,855 | $454,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 41,009 | $404,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 55,625 | $393,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 28,050 | $382,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 10,837 | $366,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 9,011 | $350,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 24,000 | $340,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 14,545 | $336,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 6,845 | $333,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 10,247 | $319,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,739 | $318,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 7,998 | $318,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 18,497 | $305,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 5,200 | $300,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 31,050 | $295,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 3,593 | $285,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 60,499 | $283,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 24,850 | $279,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 2,080 | $275,000 | thousands by filing date | |
| First Eagle Global I | 32008F606 | Mutual Fund | 5,194 | $268,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 7,480 | $254,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 7,335 | $250,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 3,080 | $246,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,871 | $232,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 9,014 | $232,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 4,933 | $228,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 3,774 | $226,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 8,550 | $222,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 4,442 | $205,000 | thousands by filing date | |
| DWS GLOBAL INFRASTRUCTURE FUND CLASS S | 25156A809 | M | 16,107 | $203,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 2,000 | $199,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 22,103 | $195,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,300 | $186,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 11,089 | $185,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 4,260 | $183,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 3,116 | $181,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 11,788 | $180,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 5,375 | $179,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 3,815 | $178,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,900 | $173,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 26,519 | $169,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,334 | $160,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 9,220 | $155,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 4,275 | $147,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 2,064 | $145,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 1,715 | $144,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 47,175 | $144,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 24,516 | $138,000 | thousands by filing date | |
| FIDELITY ADVISOR BALANCED - C | 315807735 | MUT | 7,393 | $134,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 4,127 | $133,000 | thousands by filing date | |
| FPA CRESCENT FUND | 30254T759 | Equity Mutual Fu | 4,263 | $132,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 12,936 | $130,000 | thousands by filing date | |
| ARTISAN INTERNATIONAL INVESTOR | 04314H204 | NTF EQUITY FUNDS | 4,519 | $130,000 | thousands by filing date | |
| HENDERSON EUROPEAN FC | 425067642 | MUTUAL | 3,792 | $127,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 1,180 | $121,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 1,749 | $120,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,100 | $115,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 600 | $115,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 1,640 | $114,000 | thousands by filing date | |
| VANGUARD WELLINGTON INV | 921935102 | EQUITY FUNDS | 3,004 | $111,000 | thousands by filing date | |
| Pimco Fds Mgmt Floating Income Cl A | 722005162 | Mutual Fund | 14,282 | $111,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 11,670 | $110,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 1,214 | $109,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 7,270 | $109,000 | thousands by filing date | |
| CSI COMPRESSCO LP | 12637A103 | COM UNIT | 8,900 | $106,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 3,817 | $104,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,337 | $104,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 1,700 | $102,000 | thousands by filing date | |
| FIRST PACIFIC ADVISORS | 302544101 | MUTUAL FUNDS - | 9,736 | $97,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 915 | $96,000 | thousands by filing date | |
| Litman Gregory Master Alter St | 53700T801 | COM | 8,473 | $93,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 6,450 | $92,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 6,671 | $92,000 | thousands by filing date | |
| CAPITAL PRODUCT PARTNERS L P | Y11082107 | COM UNIT LP | 16,650 | $92,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 1,550 | $89,000 | thousands by filing date | |
| FRANKLIN HIGH YIELD TAX FREE CLASS C | 354723595 | COMMON | 8,047 | $86,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 1,996 | $85,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 6,850 | $85,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,000 | $84,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 1,201 | $84,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 650 | $82,000 | thousands by filing date | |
| AZURE MIDSTREAM PARTNERS LP COM UNIT | 05501X100 | COMMON | 24,961 | $79,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,258 | $78,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 1,839 | $74,000 | thousands by filing date | |
| BLACKROCK FUNDS II, STRATEGIC | 09256h286 | MUT | 7,328 | $72,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 5,295 | $71,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 700 | $71,000 | thousands by filing date | |
| AVANGRID INC | 05351W103 | COM | 1,800 | $69,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 685 | $68,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 1,001 | $68,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 1,025 | $66,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 1,500 | $65,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 1,360 | $65,000 | thousands by filing date | |
| VANGUARD SPECIALIZED PO | 921908604 | VDIGX | 2,913 | $65,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 4,515 | $64,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 2,490 | $64,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 6,544 | $64,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 4,850 | $63,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 838 | $62,000 | thousands by filing date | |
| VTI | 922908769 | COM | 580 | $61,000 | thousands by filing date | |
| FIDELITY SELECT DEFENSE & AEROSPACE | 316390806 | Mutual Fund | 531 | $61,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 2,480 | $60,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 3,254 | $59,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1,775 | $58,000 | thousands by filing date | |
| DODGE & COX INT'L | 256206103 | IFD | 1,561 | $57,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 846 | $56,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 9,315 | $56,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 1,042 | $55,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 12,842 | $55,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 1,121 | $53,000 | thousands by filing date | |
| VAN WELLINGTON ADM #571 | 921935201 | MFD | 817 | $52,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 2,500 | $51,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 231 | $50,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 891 | $49,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 1,926 | $49,000 | thousands by filing date | |
| MFS MERIDIAN GLOBAL EQUITY A1 | L6365J812 | COMMON | 1,071 | $49,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 510 | $47,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 334 | $46,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,502 | $46,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 2,065 | $46,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 320 | $45,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 345 | $44,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,574 | $44,000 | thousands by filing date | |
| American Century Equity Income Fund | 025076209 | Mutual Fund | 5,505 | $44,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 800 | $43,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 1,100 | $43,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 3,293 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 740 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 639 | $41,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W562 | US SMALLCAP FUND | 541 | $41,000 | thousands by filing date | |
| Causeway Cap Mgmt Tr Intl Valu | 14949P208 | ETF | 2,929 | $41,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 12,294 | $41,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 19,899 | $40,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 583 | $39,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 909 | $39,000 | thousands by filing date | |
| Eventide Heathcare & Life Sci | 62827M607 | COM | 1,638 | $39,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 300 | $38,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 470 | $38,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 3,600 | $37,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 4,000 | $37,000 | thousands by filing date | |
| T ROWE PRICE DIVIDEND GROWTH | 779546100 | Equity Mutual Fu | 1,076 | $37,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 374 | $36,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 789 | $36,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2,750 | $35,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,000 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 575 | $34,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 4,700 | $34,000 | thousands by filing date | |
| GROWTH FD OF AMER CL -A | 399874106 | MFD | 800 | $34,000 | thousands by filing date | |
| FRANKLIN UTILITIES A1 | 353496409 | USD | 2,197 | $34,000 | thousands by filing date | |
| HARBOR CAPITAL APPRECIATION FUN | 411511504 | SHS | 554 | $34,000 | thousands by filing date | |
| DODGE & COX STOCK FUND | 256219106 | SHS | 209 | $34,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares A | 02079K305 | COM | 42 | $33,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 540 | $33,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 659 | $33,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 219 | $33,000 | thousands by filing date | |
| FIDELITY SELECT HEALTH CARE PORTFOLIO | 316390301 | OPEN END TAXABLE NO LOAD FUND | 159 | $33,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 2,600 | $33,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 224 | $32,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 500 | $32,000 | thousands by filing date | |
| VIRTUS INSIGHT TR | 92828T889 | VIRTUS EMRG FD I | 3,614 | $32,000 | thousands by filing date | |
| ALPINE DYNAMIC DVD FUND | 020875209 | COMMON | 8,845 | $32,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 697 | $31,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 199 | $31,000 | thousands by filing date | |
| IONIS PHARMACEUTICALS INC COM | 462222100 | Stock | 500 | $31,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,525 | $31,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 605 | $31,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 725 | $30,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 600 | $30,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 2,400 | $30,000 | thousands by filing date | |
| VANGUARD 500 INDEX FD ADMIRAL | 922908710 | Equity Mutual Fu | 154 | $29,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,500 | $29,000 | thousands by filing date | |
| Franklin Custodian Funds Incom | 353496805 | ETF | 13,664 | $29,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 621 | $28,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 752 | $28,000 | thousands by filing date | |
| GLADSTONE INVESTMENT CORP | 376546107 | COM | 3,700 | $28,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 650 | $28,000 | thousands by filing date | |
| CLIPPER | 188850101 | MFA | 271 | $28,000 | thousands by filing date | |
| HARTFORD GROWTH ALLOCATION FD CL A | 416648772 | COMMON | 2,714 | $28,000 | thousands by filing date | |
| FIDELITY ADVISOR CONVERTIBLE SEC C | 316145838 | COMMON | 1,048 | $28,000 | thousands by filing date | |
| SOUND SHORE FD INC INSTL CL | 836083204 | COMMON | 667 | $28,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 400 | $27,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 1,000 | $27,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 900 | $27,000 | thousands by filing date | |
| VANGUARD TTL STK MKT ADM | 922908728 | MFD | 541 | $27,000 | thousands by filing date | |
| SunAmerica New Focused Dividen | 86704B822 | FD ETF | 1,774 | $27,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 500 | $26,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 4,500 | $26,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 1,680 | $26,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 2,000 | $26,000 | thousands by filing date | |
| Glenmede Quant Us Large Cap Gr Eq Adv | 378690770 | MF | 1,050 | $26,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 421 | $25,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 450 | $25,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 15 | $25,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 380 | $25,000 | thousands by filing date | |
| VANGUARD EXTENDED MARKET INDEX | 922908694 | MFD | 390 | $25,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 4,850 | $25,000 | thousands by filing date | |
| CALAMOS GROWTH & INCOME A | 128119104 | COM | 846 | $25,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 199 | $24,000 | thousands by filing date | |
| OAKMARK SELECT INVESTOR | 413838608 | MFA | 608 | $24,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 313 | $23,000 | thousands by filing date | |
| Vanguard Growth Index | 922908504 | FUND | 420 | $23,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 252 | $22,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 525 | $22,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,012 | $22,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 500 | $22,000 | thousands by filing date | |
| Alphabet Inc. Reg. Shares C | 02079K107 | COM | 28 | $21,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 250 | $21,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 380 | $21,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 249 | $21,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 550 | $21,000 | thousands by filing date | |
| PARNASSUS CORE EQUITY INVESTOR | 701769101 | NTF EQUITY FUNDS | 569 | $21,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 469 | $20,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 231 | $20,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 296 | $20,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 292 | $20,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 700 | $20,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 790 | $20,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 145 | $20,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 700 | $20,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 594 | $19,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 3,775 | $19,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 414 | $19,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 900 | $19,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 202 | $19,000 | thousands by filing date | |
| CALAMOS GROWTH FUND - A | 128119302 | MUT | 618 | $19,000 | thousands by filing date | |
| American Funds Investment Co of America C | 461308306 | COM | 573 | $19,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 850 | $18,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 400 | $18,000 | thousands by filing date | |
| AMERICAN BALANCED FD | 024071102 | MFD | 764 | $18,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 274 | $18,000 | thousands by filing date | |
| VANGUARD INTERNATIONAL GROWTH FUND | 921910204 | OPEN END TAXABLE NO LOAD FUND | 864 | $18,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 400 | $18,000 | thousands by filing date | |
| AMERICAN SMALLCAP WORLD FUND CLASS C | 831681309 | CL F | 470 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TR II EURO CUR HDG | 73937B514 | ETF | 721 | $18,000 | thousands by filing date | |
| OSTERWEIS | 742935406 | COMMON | 706 | $18,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 336 | $17,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 82 | $17,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 200 | $17,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 200 | $17,000 | thousands by filing date | |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 320 | $17,000 | thousands by filing date | |
| FEDERATED WORLD INVT FED INTLD INST | 31428U623 | MUTUAL FUNDS | 538 | $17,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 318 | $16,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 2,365 | $16,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 300 | $16,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 901 | $16,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 1,000 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 594 | $16,000 | thousands by filing date | |
| Manning & Napier Pro-Blend Mod | 563821776 | mf | 1,258 | $16,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 213 | $15,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 142 | $15,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 200 | $15,000 | thousands by filing date | |
| INTERCEPT PHARMACEUTICALS IN | 45845P108 | COM | 100 | $15,000 | thousands by filing date | |
| MFS INTERNATIONAL INTRINSIC EQUITY A | 55273E301 | NTF EQUITY FUNDS | 434 | $15,000 | thousands by filing date | |
| INVESCO CHARTER A | 001413103 | Mutual Fund | 860 | $15,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 146 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 150 | $14,000 | thousands by filing date | |
| CENTURYLINK INC | 156700106 | COM | 550 | $14,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 1,000 | $14,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 300 | $14,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 375 | $14,000 | thousands by filing date | |
| FRANKLIN MANAGED INCOME | 353612682 | NTF EQUITY FUNDS | 1,279 | $14,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 175 | $13,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 237 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 185 | $13,000 | thousands by filing date | |
| AMERICAN FUNDS CAPITAL WORLD GR&INC A | 140543109 | LOAD EQUITY FUND | 295 | $13,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 500 | $13,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 284 | $12,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 149 | $12,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 100 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 440 | $12,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 736 | $12,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 550 | $12,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 433 | $12,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 1,500 | $12,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 100 | $12,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 255 | $11,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 100 | $11,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 100 | $11,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 100 | $11,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 273 | $11,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 125 | $11,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 118 | $11,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 350 | $11,000 | thousands by filing date | |
| INVSTMNT CO OF AMER CL-A | 461308108 | MFD | 333 | $11,000 | thousands by filing date | |
| MID-CON ENERGY PARTNERS LP | 59560V109 | COMMON STOCK | 5,900 | $11,000 | thousands by filing date | |
| VANGUARD REIT INDEX INSTITUTIONAL SHARES | 921908703 | Com | 428 | $11,000 | thousands by filing date | |
| T Rowe Price International Bond #76 | 77956H104 | Com | 1,329 | $11,000 | thousands by filing date | |
| MSC INCOME FUND, INC. | 40427D102 | Stock | 1,200 | $11,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 65 | $10,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 200 | $10,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 209 | $10,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 139 | $10,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 166 | $10,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 394 | $10,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 224 | $10,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 155 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 507 | $10,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 100 | $10,000 | thousands by filing date | |
| FRANKLIN INCOME FUND CL | 353496300 | FKINX | 4,794 | $10,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X863 | ST DOW INTL ETF | 250 | $10,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 226 | $10,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 1,000 | $10,000 | thousands by filing date | |
| INTERNATIONAL GRW & | 45956T402 | CL F-1 SHS | 370 | $10,000 | thousands by filing date | |
| MEDIVATION INC | 58501N101 | COM | 200 | $10,000 | thousands by filing date | |
| FIDELITY ADVISOR MATERIALS FUND CLASS A | 316390327 | COMMON | 140 | $10,000 | thousands by filing date | |
| FIDELITY ADVISOR SMALL-CAP VALUE FUND CLASS C | 316389790 | COMMON | 650 | $10,000 | thousands by filing date | |
| LEGG MASON PARTNERS MID CAP CORE FUND CLASS B | 52469H750 | COMMON | 430 | $10,000 | thousands by filing date | |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 100 | $9,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 100 | $9,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 122 | $9,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 724 | $9,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 705 | $9,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 198 | $9,000 | thousands by filing date | |
| T. ROWE PRICE INSTL EMERGING MKTS EQ | 74144Q203 | EQUITY FUNDS | 341 | $9,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 400 | $9,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 300 | $9,000 | thousands by filing date | |
| MASSACHUSETTS INVS GROWTH ST | 575719406 | CL I | 363 | $9,000 | thousands by filing date | |
| FRANKLIN RISING DIVIDEND | 353825409 | LOAD EQUITY FUND | 188 | $9,000 | thousands by filing date | |
| POWERSHARES S&P 500 EX-RATE SENSITIVE LOW VOLATILITY PORTFOLIO | 73937B563 | ETF | 352 | $9,000 | thousands by filing date | |
| CLEARBRIDGE ALL CAP VALUE FUND CLASS A M/F | 52469C108 | COM | 625 | $9,000 | thousands by filing date | |
| FRANKLIN CUST FDS INC | 353496888 | COMMON | 137 | $9,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 50 | $8,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 100 | $8,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 40 | $8,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 108 | $8,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 175 | $8,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q208 | COM NEW | 585 | $8,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,100 | $8,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 200 | $8,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 5,845 | $8,000 | thousands by filing date | |
| VANGUARD INTERNATIONAL VALUE INV | 921939203 | EQUITY FUNDS | 273 | $8,000 | thousands by filing date | |
| MFS MASSACHUSETTS INVESTORS TR A | 575736103 | NTF EQUITY FUNDS | 308 | $8,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 1,250 | $8,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 10,930 | $8,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 10 | $7,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 90 | $7,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 30 | $7,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 925 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 200 | $7,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 124 | $7,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 100 | $7,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 500 | $7,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 200 | $7,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 800 | $7,000 | thousands by filing date | |
| VANGUARD WELLESLEY INCOME INV | 921938106 | EQUITY FUNDS | 267 | $7,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 272 | $7,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 200 | $7,000 | thousands by filing date | |
| FIDELITY ADVISOR EQUITY GROWTH A | 315805853 | NTF EQUITY FUNDS | 76 | $7,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 150 | $6,000 | thousands by filing date | |
| NUVEEN CORE EQUITY ALPHA FUND | 67090X107 | COM | 400 | $6,000 | thousands by filing date | |
| AMERICAN FUNDS NEW WORLD A | 649280104 | LOAD EQUITY FUND | 119 | $6,000 | thousands by filing date | |
| AMERICAN FUNDS GROWTH FUND OF AMER C | 399874304 | COM | 139 | $6,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 150 | $6,000 | thousands by filing date | |
| FRANKLIN TEMPLETON FD ALLOCATR | 35472P828 | FOUNDNG ALLO C | 516 | $6,000 | thousands by filing date | |
| FIDELITY ADVISOR DIVERSIFIED INTL M | 315920694 | NTF EQUITY FUNDS | 283 | $6,000 | thousands by filing date | |
| JPMORGAN HEDGED EQUITY A | 46637k315 | EF | 389 | $6,000 | thousands by filing date | |
| FRANKLIN UTILITIES FUND - C | 353496706 | MUT | 417 | $6,000 | thousands by filing date | |
| HENDERSON GLOBAL | 425067717 | MUTUAL FUNDS - | 770 | $6,000 | thousands by filing date | |
| WELLS FARGO ADVANTAGE DISCOVERY FD CLS A M/F | 949921506 | COMMON | 218 | $6,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 35 | $5,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 750 | $5,000 | thousands by filing date | |
| NEWMARKET CORP COM | 651587107 | Stock | 13 | $5,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 164 | $5,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 84 | $5,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 263 | $5,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 500 | $5,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 125 | $5,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 14 | $5,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 500 | $5,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 1,136 | $5,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 150 | $5,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 50 | $5,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| AMERICAN FUNDS AMCAP A | 023375108 | LOAD EQUITY FUND | 177 | $5,000 | thousands by filing date | |
| T. ROWE PRICE EQUITY INCOME | 779547108 | NTF EQUITY FUNDS | 176 | $5,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 406 | $5,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 838 | $5,000 | thousands by filing date | |
| FIDELITY ADVISOR MID CAP II M | 315807495 | NTF EQUITY FUNDS | 267 | $5,000 | thousands by filing date | |
| CION INVESTMENT CORPORAT ION | 17259u105 | COM | 478 | $5,000 | thousands by filing date | |
| FIDELITY ADVISOR STRATEGIC DIV | 316145606 | MUT | 350 | $5,000 | thousands by filing date | |
| Franklin Mutual Quest Fund | 628380883 | common | 305 | $5,000 | thousands by filing date | |
| ALLIANZ NFJ DIVIDEND VALUE FUND INSTITUTIONAL CLASS | 018918227 | COMMON | 339 | $5,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 25 | $4,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 50 | $4,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 85 | $4,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 100 | $4,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 75 | $4,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 154 | $4,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 100 | $4,000 | thousands by filing date | |
| BLACKROCK GLOBAL ENERGY AND RE | 09250U101 | COM | 300 | $4,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 300 | $4,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 500 | $4,000 | thousands by filing date | |
| WISDOMTREE JAPAN SMALLCAP DIVIDEND FUND | 97717W836 | ETF | 68 | $4,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 800 | $4,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| ZWEIG TOTAL RETURN FD INC | 989837208 | COM | 312 | $4,000 | thousands by filing date | |
| INVESCO GROWTH AND INCOME Y | 00142J339 | NTF EQUITY FUNDS | 164 | $4,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 118 | $4,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 100 | $4,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U502 | TRUS | 260 | $4,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 90 | $4,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 400 | $4,000 | thousands by filing date | |
| OPPENHEIMER | 68380L407 | MUTUAL FUNDS - | 105 | $4,000 | thousands by filing date | |
| FRANKLIN HIGH INCOMEFD CL C | 353538200 | COMMON | 2,128 | $4,000 | thousands by filing date | |
| FRANKLIN FLEX CAP GROWTH CLASS C | 35251D202 | COMMON | 91 | $4,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 48 | $3,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 81 | $3,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 12 | $3,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 150 | $3,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 50 | $3,000 | thousands by filing date | |
| HEALTHCARE | 42225P501 | CL A NEW | 125 | $3,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 250 | $3,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 563 | $3,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 165 | $3,000 | thousands by filing date | |
| MEMORIAL PRODUCTION PARTNERS | 586048100 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | |
| ROWE T PRICE INTL FDS INC INTL | 77956H203 | MUTUAL | 202 | $3,000 | thousands by filing date | |
| BARON SMALL CAP INSTL | 068278803 | EQUITY FUNDS | 112 | $3,000 | thousands by filing date | |
| DFA FIVE-YEAR GLOBAL FIXED-INCOME I | 233203884 | BOND FUNDS | 258 | $3,000 | thousands by filing date | |
| Fidelity Mid-Cap Stock | 316128404 | MF | 92 | $3,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 130 | $3,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 700 | $3,000 | thousands by filing date | |
| JHANCOCK CLASSIC VALUE I | 409902756 | MF | 142 | $3,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 500 | $3,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FUND CL C | 880208301 | EQUITY | 266 | $3,000 | thousands by filing date | |
| MUNDER MIDCAP CORE GROWTH CL C | 92647K861 | COMMON | 83 | $3,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 35 | $2,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 200 | $2,000 | thousands by filing date | |
| PJT PARTNERS INC | 69343T107 | COM CL A | 100 | $2,000 | thousands by filing date | |
| HARBOR INTL FD | 411511306 | IFD | 40 | $2,000 | thousands by filing date | |
| TWEEDY BRN GLOBAL VALUE | 901165100 | IFD | 94 | $2,000 | thousands by filing date | |
| WASHINGTON MUTUAL INVS FD | 939330106 | Common, Large Cap Value | 44 | $2,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 1,056 | $2,000 | thousands by filing date | |
| DFA US CORE EQUITY 2 I | 233203397 | EQUITY FUNDS | 108 | $2,000 | thousands by filing date | |
| FRANKLIN GROWTH A | 353496508 | NTF EQUITY FUNDS | 24 | $2,000 | thousands by filing date | |
| FIDELITY | 316138106 | MUTUAL FUNDS - | 41 | $2,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 50 | $2,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 1,650 | $2,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 300 | $2,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 200 | $2,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 525 | $2,000 | thousands by filing date | |
| TEMPLETON GLOBAL BOND FD CL A | 880208103 | mf | 130 | $2,000 | thousands by filing date | |
| SENTINEL COMMON CLASS I | 81728B700 | MUTUAL FUNDS - | 39 | $2,000 | thousands by filing date | |
| Lazard Developing Mkts Eqty | 52106N475 | FS | 271 | $2,000 | thousands by filing date | |
| AMERICAN FUNDS AMERICAN BALANCED FND CLASS C | 024071300 | MUTUAL FUND | 68 | $2,000 | thousands by filing date | |
| FITBIT INC | 33812L102 | CL A | 65 | $2,000 | thousands by filing date | |
| THE CUSHING MLP INFASTCR TOT | 231631201 | COM NEW | 186 | $2,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-007664 | this filing | 2016-02-11 | acceptance time not in the bulk data set |