13F-HR filed by CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-08, with 212 holding rows worth $936,094,000.
- Accession
- 0001062993-16-007547
- Filer
- CIK 1512024
- Filed
- 2016-02-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 214 entries on the cover page, a total value of $936,094,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $936,096,000 with VALUE read as thousands by filing date, 13F file number 028-14079. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 1,637,233 | $333,783,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 1,399,596 | $82,184,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 295,940 | $60,629,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 724,577 | $54,401,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,295,171 | $47,559,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 182,506 | $46,364,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 508,107 | $41,035,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1,243,556 | $33,775,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 289,291 | $32,580,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 288,665 | $31,179,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1,007,750 | $21,636,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 166,363 | $20,015,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 636,627 | $17,545,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 139,579 | $10,854,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 207,260 | $10,164,000 | thousands by filing date | |
| IJH | 464287507 | COM | 48,164 | $6,710,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 50,484 | $6,064,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 49,608 | $5,462,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 87,905 | $4,385,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 32,815 | $3,741,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 34,443 | $3,664,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 48,089 | $3,614,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 123,360 | $3,511,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 30,506 | $3,457,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 78,051 | $3,131,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 29,393 | $3,104,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 34,029 | $2,504,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 20,883 | $2,290,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 20,439 | $2,261,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 40,984 | $2,111,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 72,223 | $2,092,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 60,970 | $1,994,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 26,915 | $1,448,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 16,963 | $1,383,000 | thousands by filing date | |
| VTI | 922908769 | COM | 11,431 | $1,192,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 11,539 | $1,129,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 26,855 | $1,043,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 6,024 | $965,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 4,877 | $912,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 8,907 | $888,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 7,213 | $876,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 8,934 | $821,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 5,543 | $772,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 8,106 | $745,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,729 | $701,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 29,305 | $698,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 8,754 | $698,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 8,082 | $619,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 50,513 | $609,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 11,485 | $607,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 15,557 | $600,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 5,893 | $582,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 7,385 | $532,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 15,540 | $517,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 5,059 | $513,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,857 | $483,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 32,143 | $457,000 | thousands by filing date | |
| RECON CAP SER TR | 75623U300 | RECON CAP FTSE | 20,751 | $433,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 4,993 | $429,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 4,293 | $403,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,185 | $401,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,360 | $400,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 9,686 | $373,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 12,124 | $373,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 4,600 | $360,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 5,000 | $334,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 3,615 | $330,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 6,236 | $281,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 4,600 | $272,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 5,765 | $250,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 6,275 | $249,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 5,810 | $249,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 18,901 | $248,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 9,375 | $246,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 6,958 | $236,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 20,000 | $220,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 8,332 | $203,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 14,411 | $196,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1,730 | $192,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 6,965 | $189,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1,776 | $186,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 7,603 | $185,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1,831 | $182,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,197 | $175,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 12,083 | $170,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 2,091 | $168,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 2,530 | $146,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 4,615 | $142,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 1,168 | $141,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2,026 | $139,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 4,155 | $126,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 13,762 | $125,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 710 | $114,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 9,542 | $112,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 4,000 | $99,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,042 | $98,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 7,073 | $94,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 6,225 | $85,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1,389 | $84,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 3,410 | $82,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 8,057 | $82,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V848 | ST STR TOTAL ETF | 1,673 | $81,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 1,545 | $78,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 710 | $77,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 4,069 | $77,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 585 | $76,000 | thousands by filing date | |
| ISHARES INC MSCI EURZONE ETF | 464286608 | MSCI EURZONE ETF | 1,955 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 1,242 | $69,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 3,500 | $68,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1,705 | $67,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 4,949 | $66,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 4,000 | $66,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 640 | $64,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 344 | $60,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 2,309 | $59,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 537 | $57,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 500 | $48,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 2,146 | $47,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 541 | $46,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 2,271 | $46,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 526 | $44,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 2,480 | $44,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 3,500 | $44,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 5,500 | $43,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 3,822 | $43,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 377 | $41,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 5,290 | $41,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 4,000 | $39,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 2,667 | $39,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 731 | $38,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 405 | $37,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 2,665 | $36,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 412 | $36,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1,500 | $35,000 | thousands by filing date | |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 329 | $32,000 | thousands by filing date | |
| WISDOMTREE U S VALUE ETF | 97717W547 | COM | 500 | $32,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 484 | $32,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 850 | $31,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 1,175 | $31,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 602 | $30,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 578 | $30,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 4,687 | $30,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 606 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1,127 | $29,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 317 | $29,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 2,111 | $28,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 1,500 | $26,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 225 | $24,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,875 | $24,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,139 | $23,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 742 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 440 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 500 | $22,000 | thousands by filing date | |
| ISHARES INC | 464286756 | MSCI SWEDEN ETF | 768 | $22,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 2,100 | $22,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 742 | $21,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 264 | $20,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,230 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 2,000 | $19,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 1,400 | $18,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 240 | $17,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 610 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 307 | $17,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,621 | $16,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 700 | $16,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 1,000 | $16,000 | thousands by filing date | |
| WESTERN ASSET MUN HIGH INCOME COM | 95766N103 | CEF | 1,895 | $15,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 124 | $14,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 178 | $14,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 125 | $14,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 1,000 | $14,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 1,018 | $14,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 617 | $14,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 1,073 | $14,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 915 | $13,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 984 | $13,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 219 | $12,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,119 | $12,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 276 | $12,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 171 | $11,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 380 | $11,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 118 | $11,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 2,000 | $11,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 244 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 84 | $10,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 106 | $9,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 500 | $8,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 605 | $8,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,117 | $8,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 150 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 148 | $7,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 350 | $7,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 536 | $7,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,221 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 295 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 150 | $6,000 | thousands by filing date | |
| VANGUARD MALVERN FDS | 922020805 | SHS | 107 | $5,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 89 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 220 | $5,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 240 | $5,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 370 | $4,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 231 | $4,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 50 | $3,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 100 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 98 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 5 | $1,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 35 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 30 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-007547 | this filing | 2016-02-08 | acceptance time not in the bulk data set |