13F-HR filed by North Star Investment Management Corp.
North Star Investment Management Corp. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-01-20, with 773 holding rows worth $514,124,000.
- Accession
- 0001062993-16-007172
- Filer
- CIK 1342857
- Filed
- 2016-01-20
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 773 entries on the cover page, a total value of $514,124,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $514,118,000 with VALUE read as thousands by filing date, 13F file number 028-12641. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ENERGIZER HLDGS INC COM | 29272W109 | Stock | 573 | $20,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 350 | $20,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 285 | $20,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 600 | $20,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 730 | $20,000 | thousands by filing date | |
| MONROE CAPITAL CORP | 610335101 | COM | 1,500 | $20,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 200 | $20,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 464 | $19,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 225 | $19,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 256 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 758 | $19,000 | thousands by filing date | |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1,534 | $19,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 250 | $18,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,000 | $18,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 100 | $18,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 1,674 | $18,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 1,075 | $18,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 633 | $17,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 411 | $17,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 502 | $17,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 225 | $17,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 417 | $17,000 | thousands by filing date | |
| ABERDEEN INDIA FD INC | 454089103 | COM | 726 | $17,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 1,000 | $17,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 1,500 | $17,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 209 | $16,000 | thousands by filing date | |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 395 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 150 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 100 | $16,000 | thousands by filing date | |
| ISHARES TR | 464288802 | ESG OPTIMIZED | 188 | $16,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 1,147 | $16,000 | thousands by filing date | |
| WGL HLDGS INC | 92924F106 | COM | 258 | $16,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 400 | $16,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 550 | $15,000 | thousands by filing date | |
| ZAIS FINANCIAL CORP | 98886K108 | COM | 1,000 | $15,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 262 | $14,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 300 | $14,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 400 | $14,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 75 | $14,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 200 | $14,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 871 | $14,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 417 | $14,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 587 | $14,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 825 | $14,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,000 | $14,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 383 | $14,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 320 | $14,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 180 | $13,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 200 | $13,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 302 | $13,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 863 | $13,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 1,020 | $13,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 400 | $13,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 895 | $13,000 | thousands by filing date | |
| POTBELLY CORP | 73754Y100 | COM | 1,100 | $13,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 500 | $13,000 | thousands by filing date | |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 100 | $12,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 155 | $12,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 100 | $12,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 1,705 | $12,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 150 | $12,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 260 | $12,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 700 | $12,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 1,053 | $12,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 500 | $12,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 391 | $12,000 | thousands by filing date | |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 500 | $12,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 120 | $11,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 110 | $11,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 839 | $11,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 150 | $11,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 200 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 375 | $11,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 500 | $11,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 156 | $11,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 150 | $11,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 1,482 | $11,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 2,067 | $11,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 2,262 | $11,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 1,000 | $11,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 880 | $11,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 105 | $10,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 303 | $10,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 100 | $10,000 | thousands by filing date | |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 111 | $10,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,500 | $10,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 1,271 | $10,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 450 | $10,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 1,297 | $10,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 699 | $10,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 480 | $9,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 1,617 | $9,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 1,100 | $9,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 2,666 | $9,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 901 | $9,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 957 | $9,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 400 | $9,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 1,500 | $9,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 140 | $9,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 2,000 | $9,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 700 | $9,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 200 | $9,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 200 | $9,000 | thousands by filing date | |
| GRAMERCY PPTY TR COM | 385002100 | Stock | 1,225 | $9,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 77 | $8,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 199 | $8,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,438 | $8,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 82 | $8,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 132 | $8,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 200 | $8,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 100 | $8,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 1,033 | $8,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 450 | $8,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 350 | $8,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 33 | $7,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 76 | $7,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 200 | $7,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 100 | $7,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 526 | $7,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 500 | $7,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 78 | $7,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 200 | $7,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 525 | $7,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,488 | $7,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 1,300 | $7,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 190 | $7,000 | thousands by filing date | |
| GABELLI GLOBAL SMALL & MID C | 36249W104 | COM | 706 | $7,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 680 | $7,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 730 | $7,000 | thousands by filing date | |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 100 | $7,000 | thousands by filing date | |
| BLACKROCK MUNI 2018 TERM TR | 09248C106 | COM | 425 | $7,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 6,000 | $7,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 1,368 | $7,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 58 | $6,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 45 | $6,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 60 | $6,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 35 | $6,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 51 | $6,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 260 | $6,000 | thousands by filing date | |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 106 | $6,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 100 | $6,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 200 | $6,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 475 | $6,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 200 | $6,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 600 | $6,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 500 | $6,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 500 | $6,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 8,641 | $6,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 202 | $6,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 350 | $5,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 100 | $5,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 200 | $5,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 140 | $5,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 150 | $5,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 15 | $5,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 200 | $5,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 250 | $5,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 100 | $5,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 75 | $5,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 200 | $5,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 150 | $5,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 115 | $5,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 50 | $5,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 380 | $5,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 275 | $5,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 200 | $5,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 59 | $5,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 305 | $5,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 300 | $5,000 | thousands by filing date | |
| WISDOMTREE TRUST CHINESE YUAN | 97717W182 | COM | 200 | $5,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 445 | $5,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 550 | $4,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 54 | $4,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 400 | $4,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 105 | $4,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 500 | $4,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 75 | $4,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 86 | $4,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 303 | $4,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 400 | $4,000 | thousands by filing date | |
| UNIVERSAL SAFETY PRODS INC | 913821302 | COM NEW | 1,000 | $4,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 435 | $4,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 525 | $4,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 350 | $4,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 51 | $4,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 100 | $4,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 300 | $4,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 105 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 300 | $4,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 300 | $4,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 99 | $3,000 | thousands by filing date | |
| GODADDY INC CL A | 380237107 | Stock | 100 | $3,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 105 | $3,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 105 | $3,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 600 | $3,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 100 | $3,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 400 | $3,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 124 | $3,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 225 | $3,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 100 | $3,000 | thousands by filing date | |
| MARA HLDGS INC | 56585W203 | COM | 2,000 | $3,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 425 | $3,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 25 | $2,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 70 | $2,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 140 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 150 | $2,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 101 | $2,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 125 | $2,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 120 | $2,000 | thousands by filing date | |
| RAVE RESTAURANT GROUP INC | 754198109 | COM | 250 | $2,000 | thousands by filing date | |
| DREYFUS | 26200S101 | MUTUAL FUNDS FI | 500 | $2,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 200 | $2,000 | thousands by filing date | |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 49 | $2,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 200 | $2,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 124 | $2,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 120 | $2,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 100 | $2,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 2,800 | $2,000 | thousands by filing date | |
| ABERDEEN LATIN AMER EQTY FD | 00306K106 | COM | 163 | $2,000 | thousands by filing date | |
| COMMUNITYONE BANCORP | 20416Q108 | COM | 175 | $2,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 78 | $2,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 200 | $2,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 200 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 95 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 21 | $1,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 10 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 27 | $1,000 | thousands by filing date | |
| ARQ INC | 00770C101 | COM | 200 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 9 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 80 | $1,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 62 | $1,000 | thousands by filing date | |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 100 | $1,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 40 | $1,000 | thousands by filing date | |
| Abrdn Emerging Markets | 00301W105 | COM | 165 | $1,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 1,000 | $1,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 8,000 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 19 | $1,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 200 | $1,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 1,000 | $1,000 | thousands by filing date | |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 102 | $1,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 800 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 540 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 86 | $1,000 | thousands by filing date | |
| AG&E HOLDINGS INC | 00108M102 | COMMON | 2,000 | $1,000 | thousands by filing date | |
| First Horizon Corporation | 320517105 | Common Capital Stock, par value $0.625 per share | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| U S SILICA HLDGS INC | 90346E103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANDS END INC | 51509F105 | COMMON STOCK | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEARS CDA INC | 81234D109 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PDL BIOPHARMA INC | 69329Y104 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 9,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIXELWORKS INC | 72581M305 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 102 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENNEY J C INC | 708160106 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 240 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YRC WORLDWIDE INC | 984249607 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QKL STORES INC | 74732Y303 | COM PAR $0.001 | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TALEN ENERGY CORP | 87422J105 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 71 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 17 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHS ETF TR | 25490K570 | DAILY GOLD MINER | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY TRANSFER EQUITY | 633643804 | COM | 286 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-16-007172 | this filing | 2016-01-20 | acceptance time not in the bulk data set |