13F-HR filed by Polar Asset Management Partners Inc.
Polar Asset Management Partners Inc. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-13, with 226 holding rows worth $1,659,448,000.
- Accession
- 0001062993-15-006123
- Filer
- CIK 1326389
- Filed
- 2015-11-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 226 entries on the cover page, a total value of $1,659,448,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,659,452,000 with VALUE read as thousands by filing date, 13F file number 028-12489. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 800,000 | $153,304,000 | thousands by filing date | put |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 50,000,000 | $82,750,000 | thousands by filing date | principal |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 50,000 | $47,284,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 1,115,521 | $44,264,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 150,000 | $40,772,000 | thousands by filing date | put |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 20,000,000 | $40,513,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 300,000 | $30,491,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163UAA4 | NOTE 2.500 2/1 | 17,500,000 | $28,190,000 | thousands by filing date | principal |
| GSI GROUP INC | 36191C205 | COM | 1,968,325 | $25,057,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,208,584 | $23,389,000 | thousands by filing date | |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 15,000,000 | $20,873,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 15,000,000 | $20,674,000 | thousands by filing date | principal |
| BIO RAD LABS INC | 090572207 | CL A | 147,000 | $19,744,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 100,000 | $19,163,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 1,329,745 | $18,284,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 352,523 | $17,827,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 1,793,510 | $17,702,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 496,800 | $17,636,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 27,400 | $16,671,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 250,000 | $16,180,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,758,267 | $16,141,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 163,400 | $16,100,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 8,910,000 | $15,141,000 | thousands by filing date | principal |
| HOLLYFRONTIER CORP | 436106108 | COM | 300,000 | $14,652,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 186,700 | $13,525,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 406,000 | $13,276,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 375,600 | $12,894,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247107 | COM | 1,299,975 | $12,870,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 819,300 | $12,699,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 84,300 | $12,549,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620RAE5 | NOTE 4.250% 8/1 | 6,500,000 | $12,500,000 | thousands by filing date | principal |
| AR CAPITAL ACQUISITION CORP | 00191R109 | COM | 1,264,653 | $12,413,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 423,700 | $12,220,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 1,128,686 | $11,874,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 335,000 | $11,842,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 335,000 | $11,842,000 | thousands by filing date | put |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 262,699 | $11,669,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 992,300 | $11,669,000 | thousands by filing date | |
| MOBILE MINI INC | 60740F105 | COM | 376,174 | $11,582,000 | thousands by filing date | |
| EBS 2.875 01/21 | 29089QAB1 | Bond 30/360P2 U | 10,000,000 | $11,360,000 | thousands by filing date | principal |
| WEST CORP | 952355204 | COM | 500,000 | $11,200,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 100,000 | $11,030,000 | thousands by filing date | call |
| SUNOPTA INC | 8676EP108 | COM | 2,250,000 | $10,935,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 7,500,000 | $10,691,000 | thousands by filing date | principal |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 700,000 | $10,276,000 | thousands by filing date | call |
| QUINPARIO ACQUISITION CORP 2 | 74874U101 | COM | 1,039,700 | $10,262,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 200,000 | $10,254,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 175,700 | $10,201,000 | thousands by filing date | |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 10,000,000 | $9,924,000 | thousands by filing date | principal |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 10,000,000 | $9,817,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 469,036 | $9,521,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 175,300 | $9,468,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 938,813 | $9,360,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 10,000,000 | $9,143,000 | thousands by filing date | principal |
| EASTERLY ACQUISITION CORP | 27616L201 | UNIT 07/29/2020 | 893,000 | $9,019,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 7,500,000 | $8,959,000 | thousands by filing date | principal |
| CBIZ INC | 124805102 | COM | 891,734 | $8,757,000 | thousands by filing date | |
| CORELOGIC INC | 21871D103 | COM | 234,700 | $8,738,000 | thousands by filing date | |
| ATLANTIC ALLIANCE PARTNER CO | G04897107 | SHS | 856,263 | $8,734,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 184,900 | $8,718,000 | thousands by filing date | |
| GORES HLDGS INC | 382866200 | UNIT 99/99/9999 | 849,700 | $8,573,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 438,000 | $8,567,000 | thousands by filing date | |
| AROWANA INC | G05011104 | SHS | 869,034 | $8,564,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 166,200 | $8,526,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 556,700 | $8,362,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 479,346 | $8,087,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 549,941 | $8,046,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 990,000 | $7,989,000 | thousands by filing date | |
| E COMPASS ACQUISITION CORP | G2920Y200 | UNIT 99/99/9999 | 783,820 | $7,901,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUISITION | 42588J209 | UNIT 99/99/9999 | 800,000 | $7,888,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G101 | COM | 772,918 | $7,729,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 10,000,000 | $7,596,000 | thousands by filing date | principal |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 200,000 | $7,594,000 | thousands by filing date | call |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,112,296 | $7,575,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 993,549 | $7,462,000 | thousands by filing date | |
| TRANSUNION COM | 89400J107 | Stock | 294,009 | $7,386,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 298,562 | $7,177,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 3,277,250 | $7,144,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 8,000,000 | $7,066,000 | thousands by filing date | principal |
| FINISH LINE/THE CL A | 317923100 | COM | 359,000 | $6,929,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 163,461 | $6,785,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J120 | UNIT 03/29/2021T | 642,581 | $6,779,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357124 | SHS | 700,000 | $6,755,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 150,000 | $6,730,000 | thousands by filing date | put |
| EVINE LIVE INC | 300487105 | CL A | 2,538,208 | $6,650,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 85,961 | $6,511,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H209 | UNIT 99/99/9999 | 632,789 | $6,360,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 69,600 | $6,257,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO DEP SHS 120 B | 845467208 | Convertible Preferred | 200,000 | $6,241,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 611,683 | $6,043,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 89,700 | $5,828,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 2,206,100 | $5,824,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 100,000 | $5,806,000 | thousands by filing date | put |
| HARVARD BIOSCIENCE INC | 416906105 | COM | 1,514,557 | $5,725,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 866,720 | $5,547,000 | thousands by filing date | |
| DOUBLE EAGLE ACQUISITION COR | G28195108 | UNIT 99/99/9999 | 546,800 | $5,545,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P126 | SHS | 550,000 | $5,475,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C104 | SHS | 542,312 | $5,222,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 22,500 | $5,168,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 50,000 | $5,163,000 | thousands by filing date | put |
| HYDRA INDS ACQUISITION CORP | 448740100 | COM | 530,000 | $5,141,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J104 | SHS | 500,000 | $5,010,000 | thousands by filing date | |
| Boulevard Acquisition Corp II | 10157Q201 | CL A | 500,000 | $4,985,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 20,000 | $4,968,000 | thousands by filing date | call |
| BARINGTON HILCO ACQUISITION | 06759V101 | COM | 500,000 | $4,915,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 480,331 | $4,871,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 185,000 | $4,858,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 100,000 | $4,633,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740209 | UNIT 10/20/2021 | 450,300 | $4,616,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 75,000 | $4,599,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 75,000 | $4,578,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 205,808 | $4,524,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 5,000,000 | $4,503,000 | thousands by filing date | principal |
| FINTECH ACQUISITION CORP | 31809H100 | COM | 448,749 | $4,393,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 619,447 | $4,194,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 604,388 | $4,110,000 | thousands by filing date | |
| HUDSON GLOBAL INC | 443787106 | COM | 1,626,264 | $4,049,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 180,000 | $3,991,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 20,600 | $3,985,000 | thousands by filing date | |
| GLOBAL PARTNER ACQUISITION C | 37954X105 | COM | 400,000 | $3,940,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K102 | COM | 394,700 | $3,927,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 368,800 | $3,898,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 77,500 | $3,881,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 27,500 | $3,819,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 100,000 | $3,724,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 95,000 | $3,607,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 61,000 | $3,559,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 61,000 | $3,559,000 | thousands by filing date | put |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 321,931 | $3,342,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V103 | COM | 338,146 | $3,314,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 2,500,000 | $3,264,000 | thousands by filing date | principal |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 100,000 | $3,247,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 235,000 | $3,241,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 175,500 | $3,191,000 | thousands by filing date | |
| SYMETRA FINANCIAL CORP | 87151Q106 | COMMON STOCK | 100,000 | $3,164,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 45,500 | $3,152,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 555,400 | $3,121,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 200,000 | $3,004,000 | thousands by filing date | call |
| NCR VOYIX CORPORATION | 62886E108 | COM | 128,500 | $2,923,000 | thousands by filing date | call |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 2,500,000 | $2,854,000 | thousands by filing date | principal |
| TUESDAY MORNING CORP | 899035505 | COM NEW | 482,100 | $2,608,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 73,000 | $2,559,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 200,000 | $2,538,000 | thousands by filing date | put |
| QUINPARIO ACQUISITION CORP 2 | 74874U200 | UNIT 01/01/2023X | 245,800 | $2,527,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 10,000 | $2,484,000 | thousands by filing date | put |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 1,737,300 | $2,241,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 125,722 | $2,136,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V202 | UNIT 07/18/2016 | 207,370 | $2,135,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 345,715 | $2,092,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P100 | UNIT 12/17/2021 | 200,000 | $2,092,000 | thousands by filing date | |
| HARMONY MERGER CORP | 413247206 | UNIT 99/99/9999 | 200,000 | $2,040,000 | thousands by filing date | |
| GLOBAL PARTNER A | 37954X204 | UNIT | 200,000 | $2,008,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 327,799 | $1,859,000 | thousands by filing date | |
| AR CAP ACQUISITION CORP | 00191R208 | UNIT 10/06/2019 | 178,527 | $1,775,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 20,000 | $1,549,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 30,000 | $1,543,000 | thousands by filing date | call |
| AROWANA INC | G05011138 | UNIT 99/99/9999 | 143,332 | $1,455,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 45,000 | $1,413,000 | thousands by filing date | put |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 33,900 | $1,408,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 10,000 | $1,389,000 | thousands by filing date | |
| SOLERA HOLDINGS INC | 83421A104 | COM | 25,000 | $1,350,000 | thousands by filing date | |
| YODLEE INC | 98600P201 | COM | 80,899 | $1,305,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 50,000 | $1,258,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 667,800 | $1,242,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 40,000 | $1,126,000 | thousands by filing date | call |
| GP INVTS ACQUISITION COR | G40357116 | UNIT 99/99/9999 | 108,000 | $1,069,000 | thousands by filing date | |
| Barington/Hilco Acquisition Corp. | 06759V200 | UNIT | 100,000 | $1,018,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H101 | COM | 100,000 | $970,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 10,000 | $933,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 5,000 | $897,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 191,072 | $896,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 14,000 | $885,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 78,083 | $877,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 12,500 | $866,000 | thousands by filing date | put |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 82,000 | $857,000 | thousands by filing date | |
| ENVIVIO INC | 29413T106 | COM | 200,000 | $818,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 25,000 | $785,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 15,000 | $781,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 4,000 | $714,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 4,000 | $714,000 | thousands by filing date | put |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 50,000 | $687,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 25,000 | $642,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 3,500 | $628,000 | thousands by filing date | put |
| PACE HLDGS CORP | G6865N129 | UNIT 99/99/9999 | 50,000 | $510,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 20,000 | $484,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H200 | UNIT 99/99/9999 | 46,065 | $454,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,000 | $410,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 2,000 | $410,000 | thousands by filing date | put |
| HARMONY MERGER CORP | 413247123 | *W EXP 01/01/202 | 1,295,300 | $389,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 3,500 | $383,000 | thousands by filing date | call |
| OM GROUP INC | 670872100 | COM | 10,000 | $329,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 31,278 | $319,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 2,500 | $293,000 | thousands by filing date | call |
| TRANSALTA CORP | 89346D107 | COM | 62,600 | $291,000 | thousands by filing date | call |
| GARNERO GROUP ACQUISITION CO | G5866L132 | RIGHT 06/25/2016 | 1,254,900 | $276,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 291,665 | $226,000 | thousands by filing date | |
| GP INVTS ACQUISITION COR | G40357108 | *W EXP 05/19/202 | 346,736 | $225,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 47,200 | $219,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 5,000 | $215,000 | thousands by filing date | call |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 5,000 | $213,000 | thousands by filing date | |
| CONCORDIA HEALTHCARE CORP | 206519100 | COM | 5,000 | $213,000 | thousands by filing date | put |
| HYDRA INDS ACQUISITION CORP | 448740126 | RIGHT 99/99/9999 | 486,795 | $190,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 381,700 | $186,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 20,000 | $181,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K110 | RIGHT 08/26/2016 | 329,998 | $168,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L116 | *W EXP 06/24/201 | 1,330,406 | $160,000 | thousands by filing date | |
| QUINPARIO ACQUISITION CORP 2 | 74874U119 | *W EXP 01/01/202 | 593,800 | $138,000 | thousands by filing date | |
| HYDRA INDS ACQUISITION CORP | 448740118 | *W EXP 10/20/202 | 480,301 | $137,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 366,301 | $134,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P134 | RIGHT 06/17/2016 | 350,000 | $121,000 | thousands by filing date | |
| AROWANA INC | G05011120 | RIGHT 01/01/2017 | 600,000 | $120,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V119 | RIGHT 08/11/2017 | 500,000 | $113,000 | thousands by filing date | |
| Global Partner Acquisition Corp | 37954X113 | *W EXP 07/01/202 | 400,000 | $104,000 | thousands by filing date | |
| ELECTRUM SPL ACQUISITION COR | G3105C112 | *W EXP 06/16/202 | 442,212 | $102,000 | thousands by filing date | |
| FINTECH ACQUISITION CORP | 31809H118 | *W EXP 02/19/202 | 277,881 | $96,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 25,000 | $92,000 | thousands by filing date | call |
| AROWANA INC | G05011112 | *W EXP 04/29/202 | 800,000 | $90,000 | thousands by filing date | |
| BARINGTON HILCO ACQUISITION | 06759V127 | *W EXP 02/11/202 | 500,000 | $88,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P118 | *W EXP 12/17/202 | 350,000 | $80,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V111 | RIGHT 07/21/2016 | 200,000 | $74,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J112 | RIGHT 03/30/2016 | 300,000 | $63,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 171,805 | $50,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q114 | *W EXP 12/17/201 | 175,422 | $44,000 | thousands by filing date | |
| JM GLOBAL HLDG CO | 46590H119 | *W EXP 07/09/202 | 100,000 | $29,000 | thousands by filing date | |
| DT ASIA INVTS LTD | G2615J138 | *W EXP 03/29/202 | 300,000 | $28,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V129 | *W EXP 07/15/202 | 48,786 | $14,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-006123 | this filing | 2015-11-13 | acceptance time not in the bulk data set |