13F-HR filed by FOUNDERS FINANCIAL SECURITIES LLC
FOUNDERS FINANCIAL SECURITIES LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-09, with 65 holding rows worth $201,987,000.
- Accession
- 0001062993-15-005352
- Filer
- CIK 1342396
- Filed
- 2015-10-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A combination report, 65 entries on the cover page, a total value of $201,987,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $201,986,000 with VALUE read as thousands by filing date, 13F file number 028-15741. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHorizon Investments, LLC028-15165
- included managerHorizon Investments, LLC028-15165
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 152,404 | $29,205,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 237,151 | $13,593,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 147,722 | $12,555,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 441,824 | $11,523,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 170,590 | $8,050,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 101,984 | $7,827,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 84,008 | $7,813,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 169,135 | $7,073,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 138,048 | $6,887,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 63,573 | $6,775,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 165,308 | $6,599,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 118,675 | $6,564,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 46,519 | $5,427,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 184,095 | $3,481,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 167,398 | $3,474,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 84,666 | $3,453,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 38,615 | $3,444,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 23,721 | $3,363,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 30,445 | $3,336,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 103,921 | $3,298,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 230,830 | $3,132,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 38,691 | $3,093,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 15,344 | $2,957,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 65,086 | $2,875,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 28,294 | $2,792,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 25,107 | $2,710,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 54,902 | $2,633,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 79,267 | $2,623,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 21,436 | $2,328,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 74,737 | $2,190,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 76,821 | $2,152,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 23,799 | $1,913,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 146,403 | $1,827,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 55,867 | $1,684,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 38,279 | $1,604,000 | thousands by filing date | |
| IJH | 464287507 | COM | 10,311 | $1,409,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 9,373 | $1,027,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 10,029 | $822,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 6,092 | $707,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 4,233 | $658,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 19,840 | $603,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 4,137 | $452,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 18,736 | $432,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 4,454 | $421,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 5,755 | $380,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 11,052 | $379,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 2,628 | $361,000 | thousands by filing date | |
| ISHARES TR | 464288638 | ISHS 5-10YR INVT | 3,279 | $356,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 3,138 | $355,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 6,012 | $350,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 3,226 | $348,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 18,894 | $299,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 21,115 | $287,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,610 | $261,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 17,741 | $250,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 12,013 | $247,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 15,646 | $246,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 1,028 | $202,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 13,513 | $196,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 18,632 | $144,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 10,628 | $118,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 22,217 | $113,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 18,189 | $111,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 11,555 | $100,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 10,968 | $99,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-005352 | this filing | 2015-10-09 | acceptance time not in the bulk data set |