13F-HR filed by CAPTRUST FINANCIAL ADVISORS
CAPTRUST FINANCIAL ADVISORS filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 167 holding rows worth $635,705,000.
- Accession
- 0001062993-15-004442
- Filer
- CIK 1512024
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 167 entries on the cover page, a total value of $635,705,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $635,708,000 with VALUE read as thousands by filing date, 13F file number 028-14079. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1,348,115 | $277,509,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 1,179,537 | $74,889,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 282,597 | $58,560,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 640,100 | $45,639,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 153,435 | $41,919,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 229,390 | $28,642,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 185,620 | $20,192,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 149,393 | $18,522,000 | thousands by filing date | |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 139,159 | $10,935,000 | thousands by filing date | |
| VANGUARD WORLD FD | 921910709 | EXTENDED DUR | 132,533 | $7,154,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 41,431 | $6,214,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 156,432 | $6,195,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 46,348 | $5,464,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 28,938 | $3,039,000 | thousands by filing date | |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 19,998 | $2,321,000 | thousands by filing date | |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 20,294 | $2,274,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B200 | ETF - EQUITY | 12,139 | $1,299,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 26,237 | $1,274,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 28,213 | $1,105,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 5,707 | $972,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 7,164 | $962,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 32,290 | $938,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 8,648 | $926,000 | thousands by filing date | |
| PROSHARES TR | 74347R735 | PSHS ULT HLTHCRE | 21,360 | $847,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 11,156 | $838,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 9,981 | $761,000 | thousands by filing date | |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 33,878 | $715,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 39,310 | $698,000 | thousands by filing date | |
| MORGAN STANLEY | 617480272 | LNG EURO ETN20 | 6,185 | $659,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 17,647 | $554,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 6,499 | $542,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 7,096 | $530,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 29,077 | $523,000 | thousands by filing date | |
| PROSHARES ULTRA BLOOMBERG CRUDE OIL | 74347W320 | ETF | 7,640 | $514,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 12,960 | $475,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 3,632 | $427,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 4,053 | $411,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 16,050 | $391,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 9,686 | $371,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUST | 73936T474 | INSUR NATL MUN | 3,033 | $341,000 | thousands by filing date | |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 5,808 | $332,000 | thousands by filing date | |
| STATE STREET IG PUBLIC &PRIVATE CREDIT ETF | 78464A458 | ETF | 9,541 | $328,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 12,045 | $318,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 12,177 | $289,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W771 | CHINA BULL 3X | 2,235 | $279,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 4,600 | $274,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 2,502 | $270,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 6,712 | $266,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 2,132 | $247,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 14,411 | $246,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 2,266 | $245,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 18,901 | $240,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 2,609 | $232,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 2,454 | $222,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 2,775 | $221,000 | thousands by filing date | |
| VTI | 922908769 | COM | 597 | $220,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 9,076 | $220,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M423 | GUGG BULL 2015 | 4,695 | $192,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 3,980 | $191,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 1,731 | $185,000 | thousands by filing date | |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 12,083 | $160,000 | thousands by filing date | |
| PROSHARES TR | 74348A244 | ULTSHT REAL EST | 2,530 | $156,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 4,800 | $126,000 | thousands by filing date | |
| ISHARES INC | 464286749 | MSCI SWITZERLAND | 9,050 | $125,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 14,229 | $121,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 4,094 | $121,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 3,112 | $120,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 1,142 | $113,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 7,291 | $106,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1,712 | $105,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 924 | $97,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 947 | $97,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,000 | $91,000 | thousands by filing date | |
| iShares MBS ETF | 464288588 | SHS | 3,624 | $90,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 6,225 | $86,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 4,000 | $80,000 | thousands by filing date | |
| WISDOMTREE JAPAN HDG QLY | 97717X586 | COM | 710 | $75,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 4,184 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 4,500 | $70,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,172 | $70,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 563 | $62,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 2,146 | $62,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 344 | $60,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 9,403 | $59,000 | thousands by filing date | |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,721 | $58,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 640 | $57,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 2,261 | $56,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 1,950 | $51,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 3,500 | $48,000 | thousands by filing date | |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 948 | $48,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 556 | $47,000 | thousands by filing date | |
| MARKET VECTORS ETF TR BUSI DEVCO | 57060U316 | ETF | 5,500 | $47,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 552 | $45,000 | thousands by filing date | |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 4,000 | $43,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,822 | $43,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 579 | $43,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 5,290 | $39,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 7,503 | $39,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 507 | $37,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 706 | $36,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 233 | $36,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 340 | $36,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 484 | $36,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 2,667 | $35,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 2,665 | $34,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 1,770 | $33,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 3,000 | $32,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,232 | $30,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 275 | $30,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,154 | $30,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 295 | $29,000 | thousands by filing date | |
| GUGGENHEIM ENHANCED EQUITY S | 40167K100 | COM | 1,230 | $29,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 1,150 | $28,000 | thousands by filing date | |
| DB GOLD DOUBLE LONG ETN | 25154H749 | DB GOLD DBL LNG | 1,500 | $28,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 254 | $28,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1,733 | $27,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,500 | $25,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 500 | $25,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1,069 | $24,000 | thousands by filing date | |
| PROSHARES TR II | 74347W361 | VIX STRMFUT ETF | 536 | $24,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 707 | $23,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 698 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 1,250 | $23,000 | thousands by filing date | |
| ISHARES S&P GSCI COMMODITY- | 46428R107 | UNIT BEN INT | 411 | $23,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 1,073 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 211 | $20,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 307 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 220 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,065 | $18,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 900 | $18,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 1,000 | $18,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 363 | $17,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 1,000 | $15,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 124 | $14,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,018 | $13,000 | thousands by filing date | |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 946 | $12,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 915 | $12,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 380 | $12,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 70 | $12,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 500 | $12,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 915 | $11,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 84 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 244 | $11,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 500 | $10,000 | thousands by filing date | |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 106 | $10,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 1,105 | $9,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 605 | $8,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 1,221 | $8,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 54 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 300 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 350 | $7,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 295 | $6,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 93 | $5,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 370 | $5,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 600 | $4,000 | thousands by filing date | |
| STATE STREET | 78464A425 | EXCHANGE TRADED | 231 | $4,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 98 | $4,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN INCOME FUN | 01881E101 | COM | 180 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 26 | $3,000 | thousands by filing date | |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 100 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 75 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 30 | $2,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E291 | GLOBX SUPDV US | 39 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 150 | $2,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 13 | $1,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 50 | $1,000 | thousands by filing date | |
| MARKET VECTORS | 57060U159 | UNCVTL OIL GAS | 62 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-004442 | this filing | 2015-08-13 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001062993-15-004608 | base | 2015-08-14 | acceptance time not in the bulk data set |