13F-HR filed by Brookstone Capital Management
Brookstone Capital Management filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-11, with 2,410 holding rows worth $795,058,000.
- Accession
- 0001062993-15-004285
- Filer
- CIK 1599584
- Filed
- 2015-08-11
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 2,413 entries on the cover page, a total value of $795,058,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $795,022,000 with VALUE read as thousands by filing date, 13F file number 028-15771. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Progressive Corporation | 743315103 | COM | 528 | $15,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 864 | $15,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 218 | $15,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 250 | $15,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 138 | $15,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 29 | $15,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NEW COM | 61174X109 | Stock | 113 | $15,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 247 | $15,000 | thousands by filing date | |
| DUKE REALTY CORP | 264411505 | COM NEW | 789 | $15,000 | thousands by filing date | |
| GASLOG PARTNERS LP | Y2687W108 | UNIT LTD PTNRP | 662 | $15,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 1,000 | $15,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 226 | $15,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 2,226 | $15,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 852 | $15,000 | thousands by filing date | |
| GWG HLDGS INC | 36192A109 | COM | 1,659 | $15,000 | thousands by filing date | |
| MORGAN STANLEY MEDIUM TERM NOTE INDEX LNKD | 61761JKJ7 | MEDIUM TERM NOTE INDEX LNKD | 13 | $15,000 | thousands by filing date | principal |
| Qwest 8.375% 05/01/2016 | 74913GAW5 | FNON | 14 | $15,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD VAR | 38147JYU0 | CD VAR | 15 | $15,000 | thousands by filing date | principal |
| CHICAGO ILL GO BDS CALLABLE | 167485PH8 | GO BDS CALLABLE | 15 | $15,000 | thousands by filing date | principal |
| CHICAGO ILL GO BDS | 167486HA0 | GO BDS | 15 | $15,000 | thousands by filing date | principal |
| MORGAN STANLEY NOTE INDEX LNKD | 617482X90 | NOTE INDEX LNKD | 12 | $15,000 | thousands by filing date | principal |
| DISTRICT COLUMBIA CTFS PARTN COPS CALLABLE | 254761CB3 | COPS CALLABLE | 15 | $15,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JKD0 | SR MED TERM NOTE INDEX LNKD | 13 | $15,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48124JAP3 | CD INDEX LNKD | 15 | $15,000 | thousands by filing date | principal |
| BANK OF AMERICA CORP SENIOR MEDIUM TERM NOTE | 06050WEC5 | SENIOR MEDIUM TERM NOTE | 15 | $15,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482Q72 | SR MED TERM NOTE INDEX LNKD | 10 | $15,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521AGX0 | CD CRNCY LNKD | 15 | $15,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521ALT3 | CD INDEX LNKD | 14 | $15,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AML9 | CD INDEX LNKD | 14 | $15,000 | thousands by filing date | principal |
| COCA-COLA HB FINANCE BV NOTE M/W | 1912EQAD4 | NOTE M/W | 15 | $15,000 | thousands by filing date | principal |
| Adobe Inc | 00724F101 | COM | 173 | $14,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 228 | $14,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 135 | $14,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 105 | $14,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,307 | $14,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 440 | $14,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 178 | $14,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,275 | $14,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 523 | $14,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 135 | $14,000 | thousands by filing date | |
| FIRST TR ISE GLOBL COPPR IND | 33733J103 | CMN | 824 | $14,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO NT | 216831AB3 | Fixed Income | 13 | $14,000 | thousands by filing date | principal |
| WALT DISNEY CO SENIOR MEDIUM TERM NOTE | 25468PBW5 | SENIOR MEDIUM TERM NOTE | 10 | $14,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JRC5 | SR MED TERM NOTE INDEX LNKD | 14 | $14,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JUG2 | SR MTN INDEX LNKD MTHLY VAR | 15 | $14,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JUL1 | SR MTN INDEX LNKD MTHLY VAR | 15 | $14,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JVC0 | SR MTN INDEX LNKD MTHLY VAR | 15 | $14,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JXF1 | SR MTN INDEX LNKD MTHLY VAR | 15 | $14,000 | thousands by filing date | principal |
| MORGAN STANLEY MEDIUM TERM NOTE CMDTY LNKD | 61762GBS2 | MEDIUM TERM NOTE CMDTY LNKD | 23 | $14,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61762GDB7 | SR MED TERM NOTE INDEX LNKD | 15 | $14,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123Y7C4 | CD INDEX LNKD | 13 | $14,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123YZT6 | CD INDEX LNKD | 11 | $14,000 | thousands by filing date | principal |
| PUERTO RICO ELEC PWR AUTH PWR REV BDS CALLABLE | 74526QES7 | REV BDS CALLABLE | 15 | $14,000 | thousands by filing date | principal |
| BEAZER HOMES USA INC SENIOR NOTE M/W | 07556QAQ8 | SENIOR NOTE M/W | 13 | $14,000 | thousands by filing date | principal |
| U S G CORP SR NOTE M/W CREDIT SENSITIVE | 903293AS7 | SR NOTE M/W CREDIT SENSITIVE | 12 | $14,000 | thousands by filing date | principal |
| BRYANT ARK SPL ASSESMENT BDS CALLABLE | 11763HAA4 | SPL ASSESMENT BDS CALLABLE | 30 | $14,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482J47 | SR MED TERM NOTE INDEX LNKD | 10 | $14,000 | thousands by filing date | principal |
| HOME DEPOT INC SENIOR NOTE M/W | 437076AS1 | SENIOR NOTE M/W | 12 | $14,000 | thousands by filing date | principal |
| ILLINOIS DEV FIN AUTH REV REV BDS | 45189FJA3 | REV BDS | 15 | $14,000 | thousands by filing date | principal |
| US TREASURY STRIP STRIPPED ISSUES | 912833LC2 | STRIPPED ISSUES | 16 | $14,000 | thousands by filing date | principal |
| NIKE,Inc. Class B | 654106103 | COM | 122 | $13,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 369 | $13,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 176 | $13,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 203 | $13,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 170 | $13,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 160 | $13,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 190 | $13,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 300 | $13,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 280 | $13,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 299 | $13,000 | thousands by filing date | |
| ISHARES TR | 464289883 | CORE 30 70 ETF | 412 | $13,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 182 | $13,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 304 | $13,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 402 | $13,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 240 | $13,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 178 | $13,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 349 | $13,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 105 | $13,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC 6.2% $1.55 PFD | 38144X500 | PREFERRED | 500 | $13,000 | thousands by filing date | |
| BEST BUY CO INC NOTE M/W CLBL | 086516AL5 | NOTE M/W CLBL | 13 | $13,000 | thousands by filing date | principal |
| FORD HOLDINGS INC DEBENTURE - UNSECURED | 345277AB3 | DEBENTURE - UNSECURED | 10 | $13,000 | thousands by filing date | principal |
| The Goldman Sachs | 38141ES34 | Convertible/ | 12 | $13,000 | thousands by filing date | principal |
| ALLSTATE CORP 675 1688 PFD | 020002606 | COMMON | 500 | $13,000 | thousands by filing date | |
| Cliffs Natural Resources | 18683KAA9 | CORP | 26 | $13,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JWM7 | SR MED TERM NOTE INDEX LNKD | 14 | $13,000 | thousands by filing date | principal |
| PENNEY J.C. & CO MEDIUM TERM NOTE | 70816FAD5 | MEDIUM TERM NOTE | 13 | $13,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD VAR | 48124JGX0 | CD VAR | 14 | $13,000 | thousands by filing date | principal |
| PITNEY BOWES INC NOTE M/W | 724479AH3 | NOTE M/W | 12 | $13,000 | thousands by filing date | principal |
| ARCELORMITTAL CL A SR NOTE M/W CREDIT SENSITIVE | 03938LAU8 | SR NOTE M/W CREDIT SENSITIVE | 12 | $13,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD | 06740A5D7 | CD INDEX LNKD | 13 | $13,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AK81 | CD ANNL VAR | 13 | $13,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD CMDTY LNKD ANNL | 06740ANJ4 | CD CMDTY LNKD ANNL | 13 | $13,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740ASN0 | CD ANNL VAR | 14 | $13,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521APL6 | CD CRNCY LNKD | 13 | $13,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521APW2 | CD INDEX LNKD | 13 | $13,000 | thousands by filing date | principal |
| ILLINOIS ST G.O. BDS | 452150HN8 | G.O. BDS | 15 | $13,000 | thousands by filing date | principal |
| WELLS FARGO BANK NA CD CRNCY LNKD | 949748N29 | CD CRNCY LNKD | 14 | $13,000 | thousands by filing date | principal |
| WELLS FARGO BANK NA CD CRNCY LNKD | 949748N37 | CD CRNCY LNKD | 14 | $13,000 | thousands by filing date | principal |
| COMCAST CORP NOTE M/W | 20030NAC5 | NOTE M/W | 10 | $13,000 | thousands by filing date | principal |
| XCELENERGY INC | 98389B100 | COM | 367 | $12,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 477 | $12,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 105 | $12,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 152 | $12,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 231 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 408 | $12,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 416 | $12,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 934 | $12,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 135 | $12,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 171 | $12,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,120 | $12,000 | thousands by filing date | |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 443 | $12,000 | thousands by filing date | |
| HEARTLAND FINL USA INC | 42234Q102 | COM | 317 | $12,000 | thousands by filing date | |
| VERIZON COMMUNICATIONS INC 3.5 11/01/2024 | 92343VCR3 | Corp Bond | 12 | $12,000 | thousands by filing date | principal |
| KNOLL INC | 498904200 | COM NEW | 463 | $12,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 200 | $12,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 5,033 | $12,000 | thousands by filing date | |
| DUKE ENERGY CORP $1.281 PFD | 26441C303 | PREFERRED | 500 | $12,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 207 | $12,000 | thousands by filing date | |
| EATON VANCE OHIO MUN BD FD | 27828L106 | COM | 1,000 | $12,000 | thousands by filing date | |
| WELLS FARGO | 949746655 | PFD | 500 | $12,000 | thousands by filing date | |
| TARRANT CNTY TEX CULTURAL ED REV BDS CALLABLE | 87638QLK3 | REV BDS CALLABLE | 10 | $12,000 | thousands by filing date | principal |
| CREDIT SUISSE SR MTN INDEX LNKD CLBL | 22547QQD1 | SR MTN INDEX LNKD CLBL | 13 | $12,000 | thousands by filing date | principal |
| EMERALD COAST FLA HSG II INC REV BDS CALLABLE | 29087RAA3 | REV BDS CALLABLE | 25 | $12,000 | thousands by filing date | principal |
| NEW BRUNSWICK N J PKG AUTH REV BDS CALLABLE | 642835LS9 | REV BDS CALLABLE | 10 | $12,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123Y6X9 | CD INDEX LNKD | 13 | $12,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48125T4H5 | CD INDEX LNKD | 13 | $12,000 | thousands by filing date | principal |
| BANK WEST SAN FRANCISCO CALIF CD ANNL VAR | 06426XBA7 | CD ANNL VAR | 12 | $12,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740A4X4 | CD ANNL VAR | 13 | $12,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD | 06740A5C9 | CD INDEX LNKD | 13 | $12,000 | thousands by filing date | principal |
| MICHIGAN ST REV BDS CALLABLE | 5946105T0 | REV BDS CALLABLE | 10 | $12,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 6174822B9 | SR MED TERM NOTE INDEX LNKD | 10 | $12,000 | thousands by filing date | principal |
| ADJUSTABLE RATE MTG 2005-10 6-A-1 | 007036TP1 | 2005-10 6-A-1 | 250 | $12,000 | thousands by filing date | principal |
| JP MORGAN CHASE & CO SENIOR MEDIUM TERM NOTE | 46625HHF0 | SENIOR MEDIUM TERM NOTE | 10 | $12,000 | thousands by filing date | principal |
| MORGAN STANLEY SENIOR NOTE INDEX LNKD | 617482U51 | SENIOR NOTE INDEX LNKD | 11 | $12,000 | thousands by filing date | principal |
| ST MARY HOSP AUTH PA HEALTH S REV BDS CALLABLE | 85230MBM5 | REV BDS CALLABLE | 10 | $12,000 | thousands by filing date | principal |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 91 | $11,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 838 | $11,000 | thousands by filing date | |
| ANHEUSER BUSCH INBEV SA NV SPONSORED ADR | 03524A108 | ADR | 95 | $11,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 235 | $11,000 | thousands by filing date | |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 200 | $11,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 200 | $11,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 102 | $11,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 2,300 | $11,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 91 | $11,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J182 | EMERG MKT ALPH | 486 | $11,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 216 | $11,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 90 | $11,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 416 | $11,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 250 | $11,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 206 | $11,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 626 | $11,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 341 | $11,000 | thousands by filing date | |
| INVESCO AEROSPACE & DEFENSE ETF | 73935X690 | COM | 300 | $11,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 1,000 | $11,000 | thousands by filing date | |
| CODORUS VY BANCORP INC | 192025104 | COM | 532 | $11,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 1,440 | $11,000 | thousands by filing date | |
| GOLDEN STAR RES LTD CDA | 38119T104 | COM | 33,398 | $11,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 324 | $11,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 500 | $11,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,458 | $11,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 1,499 | $11,000 | thousands by filing date | |
| PUBLIC STORAGE DEP SHS | 74460W602 | PRF | 471 | $11,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GFG4 | CORPORATE BONDS | 10 | $11,000 | thousands by filing date | principal |
| SOUTHERN COPPER CORPORATION NOTE M/W CLBL | 84265VAD7 | NOTE M/W CLBL | 10 | $11,000 | thousands by filing date | principal |
| GREATER ARIZ DEV AU | 391577SU8 | FNON | 10 | $11,000 | thousands by filing date | principal |
| GOLDMAN SACHS GROUP INC SUBORDINATED NOTE M/W | 38141GES9 | SUBORDINATED NOTE M/W | 10 | $11,000 | thousands by filing date | principal |
| SAFEWAY INC SENIOR NOTE M/W | 786514BP3 | SENIOR NOTE M/W | 10 | $11,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 617482Y32 | SR MTN INDEX LNKD MTHLY VAR | 10 | $11,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 61761JLB3 | SR MTN INDEX LNKD MTHLY VAR | 12 | $11,000 | thousands by filing date | principal |
| NOBLE HOLD INT LTD SENIOR NOTE M/W | 65504LAM9 | SENIOR NOTE M/W | 11 | $11,000 | thousands by filing date | principal |
| NORTHWEST TX INDPT SCH DIST G O SCH BLDG BDS | 667825XE8 | G O SCH BLDG BDS | 10 | $11,000 | thousands by filing date | principal |
| JERSEY CITY N J GEN IMPT BDS | 476576ES8 | GEN IMPT BDS | 10 | $11,000 | thousands by filing date | principal |
| JP MORGAN CHASE BANK NA CD INDEX LNKD | 48124JTB4 | CD INDEX LNKD | 12 | $11,000 | thousands by filing date | principal |
| PITTSGROVE TWP N J BRD ED REF BDS | 725684FZ2 | REF BDS | 10 | $11,000 | thousands by filing date | principal |
| ARIZONA ST COPS CALLABLE | 040588WZ4 | COPS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| ARKANSAS ST DEV FIN AUTH MTG REV BDS CALLABLE | 041083TB2 | REV BDS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| KNOX & WARREN CNTYS ILL CMNTY GO SCH BDS | 499260DR5 | GO SCH BDS | 10 | $11,000 | thousands by filing date | principal |
| WILSONVILLE ALA INDL DEV BRD REV BDS | 972475AG2 | REV BDS | 10 | $11,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC SR MED TERM NOTE INDEX LNKD | 06741TRW9 | SR MED TERM NOTE INDEX LNKD | 10 | $11,000 | thousands by filing date | principal |
| MESA ARIZ CAP APPREC REF GO BDS CALLABLE | 590485VC9 | GO BDS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| MONTGOMERY CNTY MD CONSOLIDATED PUB IMPT BD CLBL | 613340G85 | CONSOLIDATED PUB IMPT BD CLBL | 10 | $11,000 | thousands by filing date | principal |
| MORGAN STANLEY SENIOR NOTE INDEX LNKD | 6174822C7 | SENIOR NOTE INDEX LNKD | 10 | $11,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CMDTY LNKD | 90521ALW6 | CD CMDTY LNKD | 11 | $11,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521ALY2 | CD CRNCY LNKD | 12 | $11,000 | thousands by filing date | principal |
| HARRIS CNTY TEX CULTURAL ED FACS FIN C REV BDS CALLABLE | 414008AR3 | REV BDS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| HARRIS NATL ASSN CHICAGO ILL CD INDEX LNKD | 41456TMF3 | CD INDEX LNKD | 10 | $11,000 | thousands by filing date | principal |
| AMARILLO TEX JR COLLEGE DIST GO BDS | 023069FD4 | GO BDS | 10 | $11,000 | thousands by filing date | principal |
| CITIZENS PPTY INS CORP FLA REV BDS | 176553EE1 | REV BDS | 10 | $11,000 | thousands by filing date | principal |
| MEDFORD ORE REV REV BDS CALLABLE | 584288BJ2 | REV BDS CALLABLE | 10 | $11,000 | thousands by filing date | principal |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 4,200 | $10,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 180 | $10,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 96 | $10,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 75 | $10,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 113 | $10,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 57 | $10,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 60 | $10,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 859 | $10,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 212 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 90 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 500 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 1,000 | $10,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 115 | $10,000 | thousands by filing date | |
| KOREA FD INC | 500634209 | COM NEW | 240 | $10,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 151 | $10,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 529 | $10,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 116 | $10,000 | thousands by filing date | |
| FLEXSHARES IBOXX 5 YR TARGET D | 33939L605 | IBOXX 5YR TRGT | 395 | $10,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 230 | $10,000 | thousands by filing date | |
| NTT DOCOMO INC | 62942M201 | SPONS ADR | 500 | $10,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 200 | $10,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 400 | $10,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 368 | $10,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 601 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 124 | $10,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 9,036 | $10,000 | thousands by filing date | |
| NATIONAL WESTMINSTER BK PLC | 638539882 | SPON ADR C | 396 | $10,000 | thousands by filing date | |
| BANK OF AMERICA CORP 6.375% $1.594 PFD | 060505617 | PREFERRED | 400 | $10,000 | thousands by filing date | |
| Allied Capital ARCC6.875% 4/20 | 01903q207 | PFD | 400 | $10,000 | thousands by filing date | |
| PEABODY ENERGY CORPGTD FIXED RT SR NT | 704549AH7 | FIXED INCOME | 30 | $10,000 | thousands by filing date | principal |
| PENNEY J C INC DEB | 708160BQ8 | FIXED INCOME | 10 | $10,000 | thousands by filing date | principal |
| Allen Cnty Hosp Facs Revenue Ser. A | 01757LEQ5 | Muni Bond | 10 | $10,000 | thousands by filing date | principal |
| ERIE PA WTR AUTH WTR REV, REV BDS | 295542KT0 | Revenue Supported Bonds - non-taxable | 10 | $10,000 | thousands by filing date | principal |
| AMERICAN RLTY CAP PPTYS INC PF | 02917T401 | PREFERRED | 424 | $10,000 | thousands by filing date | |
| NEW HAMPSHIRE STBUSINESS FIN AUTHWTR FAC REV 4.700% 10/01/35 B/EDTD 10/20/05 CLB | 644684AH5 | Fixed Income | 10 | $10,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD ANNL VAR | 38143A5T8 | CD ANNL VAR | 11 | $10,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD INDEX LNKD | 38148D2F0 | CD INDEX LNKD | 10 | $10,000 | thousands by filing date | principal |
| GOLDMAN SACHS BK USA NY CD INDEX LNKD VAR | 38148DAX2 | CD INDEX LNKD VAR | 10 | $10,000 | thousands by filing date | principal |
| SALT RIVER PROJ AZ AGRIC IMPT REV BDS CALLABLE | 79575DVC1 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| CHICAGO ILL GO BDS CALLABLE | 167484Y32 | GO BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| SHALIMAR MULTI-JURISDICTIONAL REV BDS CALLABLE | 81926PAA3 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| COLORADO HEALTH FACS AUTH REV REV BDS CALLABLE | 19648ADE2 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| CORCORAN CALIF REDEV AGY TAX TAX ALLOC BDS CALLABLE | 218379AU9 | TAX ALLOC BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| TECK RESOURCES LTD SENIOR NOTE M/W | 878744AA9 | SENIOR NOTE M/W | 10 | $10,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD CLBL | 61761JA74 | SR MTN INDEX LNKD CLBL | 10 | $10,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JDM8 | SR MED TERM NOTE INDEX LNKD | 10 | $10,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JRF8 | SR MED TERM NOTE INDEX LNKD | 9 | $10,000 | thousands by filing date | principal |
| ERIE PA WTR AUTH WTR REV SER B REV BDS CALLABLE | 295542KC7 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| NEEDLES CALIF PUB UTIL AUTH R REV BDS CALLABLE | 640010AS3 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| NOBLE DRILLING CORP SENIOR NOTE M/W | 655042AD1 | SENIOR NOTE M/W | 9 | $10,000 | thousands by filing date | principal |
| ORIX CORP - SPONS SENIOR NOTE | 686330AF8 | SENIOR NOTE | 10 | $10,000 | thousands by filing date | principal |
| OWENS CORNING SENIOR NOTE M/W | 690742AA9 | SENIOR NOTE M/W | 9 | $10,000 | thousands by filing date | principal |
| PETROBRAS GLBL FIN B V SENIOR NOTE M/W | 71647NAH2 | SENIOR NOTE M/W | 10 | $10,000 | thousands by filing date | principal |
| PHILADELPHIA PENN AIRPORT REV REV BDS CALLABLE | 717817KG4 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| PITTSBURGH PA PUB PKG AUTH REV BDS | 725259KU8 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD REV REV BDS | 059151AU4 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| BALTIMORE CNTY MD REV REV BDS CALLABLE | 059151AW0 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD SCRTY LNKD | 06740ANB1 | CD SCRTY LNKD | 10 | $10,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD INDEX LNKD | 06740AP45 | CD INDEX LNKD | 10 | $10,000 | thousands by filing date | principal |
| MARYLAND ST HEALTH & HIGHER ED REV BDS CALLABLE | 574217ZA6 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| WINTER PARK FLA ELEC REV REV BDS | 976002BD6 | REV BDS | 10 | $10,000 | thousands by filing date | principal |
| MASSACHUSETTS ST PORT AUTH REV BDS CALLABLE | 575898AL5 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| MEADVILLE PA GO BDS | 583257LP3 | GO BDS | 10 | $10,000 | thousands by filing date | principal |
| METROPOLITAN WASHINGTON DC ARP REV BDS CALLABLE | 592646NW9 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| BRANCH CNTY MICH BLDG AUTH REF BDS | 105173JV1 | REF BDS | 10 | $10,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 6174823M4 | SR MED TERM NOTE INDEX LNKD | 8 | $10,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CMDTY LNKD | 90521AEG9 | CD CMDTY LNKD | 10 | $10,000 | thousands by filing date | principal |
| HOME DEPOT INC SENIOR NOTE M/W | 437076AP7 | SENIOR NOTE M/W | 10 | $10,000 | thousands by filing date | principal |
| UNIVERSITY NC CHAPEL HILL REV REV BDS CALLABLE | 914713M41 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| ILLINOIS FIN AUTH REV LOCAL GOVT PRG REV BDS CLBL | 45203HEH1 | LOCAL GOVT PRG REV BDS CLBL | 10 | $10,000 | thousands by filing date | principal |
| ILLINOIS ST GO BDS | 452152JC6 | GO BDS | 10 | $10,000 | thousands by filing date | principal |
| GENERAL ELEC CAP CORP SENIOR MEDIUM TERM NOTE | 36966R4T0 | SENIOR MEDIUM TERM NOTE | 10 | $10,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOTLAND GRP PLC SENIOR MEDIUM TERM NOTE MTHLY | 78011RCE1 | SENIOR MEDIUM TERM NOTE MTHLY | 10 | $10,000 | thousands by filing date | principal |
| GE MONEY BANK CD | 36159USQ0 | CD | 10 | $10,000 | thousands by filing date | principal |
| U S DEPT VETERANS AFFAIRS GTD 1992-1 2-Z | 911760AP1 | 1992-1 2-Z | 39 | $10,000 | thousands by filing date | principal |
| US TREASURY STRIP STRIPPED ISSUES | 912833JT8 | STRIPPED ISSUES | 10 | $10,000 | thousands by filing date | principal |
| PUERTO RICO COMWLTH PUBLIC IMPT REF BDS CALLABLE | 74514LWT0 | PUBLIC IMPT REF BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| SAN LUIS ARIZ CIVIC IMPT CORP REV BDS CALLABLE | 79854RAT8 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| AZ HEALTH FACS AUTH HOSP SYS REV BDS CALLABLE | 040506NN3 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| BMW BK NORTH AMER UTAH CD | 05568PA98 | CD | 10 | $10,000 | thousands by filing date | principal |
| IROQUOIS CNTY ILL HEALTH CARE REV BDS CALLABLE | 463547AM1 | REV BDS CALLABLE | 10 | $10,000 | thousands by filing date | principal |
| STATE BANK OF INDIA CD | 856283RL2 | CD | 10 | $10,000 | thousands by filing date | principal |
| CARDINAL HEALTH INC | 14149Y108 | COM | 104 | $9,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 65 | $9,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 108 | $9,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 299 | $9,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 308 | $9,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 545 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 95 | $9,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 3,521 | $9,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 200 | $9,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 135 | $9,000 | thousands by filing date | |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 446 | $9,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 1,110 | $9,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 311 | $9,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 57 | $9,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 1,900 | $9,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 254 | $9,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 400 | $9,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 211 | $9,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 216 | $9,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 216 | $9,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 113 | $9,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 248 | $9,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 130 | $9,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 75 | $9,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 1,012 | $9,000 | thousands by filing date | |
| DASSAULT SYSTEMES SA ADR | 237545108 | USD | 125 | $9,000 | thousands by filing date | |
| ZION OIL & GAS INC | 989696109 | COM | 4,887 | $9,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 312 | $9,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 700 | $9,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 624 | $9,000 | thousands by filing date | |
| ADVISORSHARES TR | 00768Y727 | NEWFLT MULSINC | 181 | $9,000 | thousands by filing date | |
| FACTORSHARES TR | 30304R407 | ISE CYBER SEC | 300 | $9,000 | thousands by filing date | |
| ZION DOMINION CHURCH OF GOD INCHRIST WILLIAMSVILLE 7.0 Percent 09/01/2030 | 98962MAS0 | B | 9 | $9,000 | thousands by filing date | principal |
| ICAHN ENTERPRISES L P / ICAHN | 451102BF3 | Fixed Income | 9 | $9,000 | thousands by filing date | principal |
| COSTMARE INC | Y1771G110 | PREFERRED STOCK | 400 | $9,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP SENIOR MEDIUM TERM NOTE MTHLY | 38143UU66 | SENIOR MEDIUM TERM NOTE MTHLY | 8 | $9,000 | thousands by filing date | principal |
| TENNESSEE VALLEY AUTH DEBENTURE CALLABLE | 880591CF7 | DEBENTURE CALLABLE | 8 | $9,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482Y57 | SR MED TERM NOTE INDEX LNKD | 6 | $9,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123Y6T8 | CD INDEX LNKD | 9 | $9,000 | thousands by filing date | principal |
| AVON PRODUCTS INC NOTE M/W | 054303AR3 | NOTE M/W | 10 | $9,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL | 06740AQJ1 | CD ANNL | 10 | $9,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC SR MTN INDEX LNKD CLBL | 06741T2C0 | SR MTN INDEX LNKD CLBL | 10 | $9,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482J62 | SR MED TERM NOTE INDEX LNKD | 7 | $9,000 | thousands by filing date | principal |
| HCA INC NOTE M/W | 404119BP3 | NOTE M/W | 9 | $9,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521APT9 | CD INDEX LNKD | 9 | $9,000 | thousands by filing date | principal |
| WASHINGTON GAS LT CO PFD $5 CALLABLE | 938837606 | PFD $5 CALLABLE | 92 | $9,000 | thousands by filing date | |
| REGENCY ENERGY PARTNERS LP SENIOR NOTE CALLABLE M/W | 75886AAQ1 | SENIOR NOTE CALLABLE M/W | 9 | $9,000 | thousands by filing date | principal |
| PORT AUTH N Y & N J REV BDS CALLABLE | 73358WKD5 | REV BDS CALLABLE | 10 | $9,000 | thousands by filing date | principal |
| LAKE CNTY FLA SCH BRD COPS CALLABLE | 50825JKN5 | COPS CALLABLE | 10 | $9,000 | thousands by filing date | principal |
| Accenture Plc Class A | G1151C101 | COM | 87 | $8,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 116 | $8,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 70 | $8,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 96 | $8,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 120 | $8,000 | thousands by filing date | |
| ARCBEST CORP COM | 03937C105 | Stock | 253 | $8,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 90 | $8,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 200 | $8,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 100 | $8,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 325 | $8,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 261 | $8,000 | thousands by filing date | |
| UBS GROUP AG SHS | H42097107 | Stock | 400 | $8,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 300 | $8,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 240 | $8,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 150 | $8,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 94 | $8,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 253 | $8,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 610 | $8,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 179 | $8,000 | thousands by filing date | |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 700 | $8,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 241 | $8,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 182 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X127 | ENERGY ALPHADX | 424 | $8,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 500 | $8,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 193 | $8,000 | thousands by filing date | |
| WESTERN GAS PARTNERS LP | 958254104 | COM UNIT LP IN | 130 | $8,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 65 | $8,000 | thousands by filing date | |
| SCORPIO TANKERS INC | Y7542C106 | COMMON STOCK-FO | 777 | $8,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 171 | $8,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 400 | $8,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 246 | $8,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 571 | $8,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 291 | $8,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 1,000 | $8,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 238 | $8,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348TAK8 | MTNF 5.375%10/1 | 8 | $8,000 | thousands by filing date | principal |
| Georgia Power CO Cl A PFD 6.125% | 373334473 | Preferred Stock | 300 | $8,000 | thousands by filing date | |
| CITIMORTGAGE ALT LN TR 2006-A5 IIIA-2 | 18974BAT6 | 2006-A5 IIIA-2 | 15 | $8,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JAK5 | SR MED TERM NOTE INDEX LNKD | 5 | $8,000 | thousands by filing date | principal |
| MORGAN STANLEY MEDIUM TERM NOTE INDEX LNKD | 61761JNA3 | MEDIUM TERM NOTE INDEX LNKD | 7 | $8,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN IDX LNKD CLBL MTHLY VAR | 61761JYR4 | SR MTN IDX LNKD CLBL MTHLY VAR | 8 | $8,000 | thousands by filing date | principal |
| OWENS CORNING SENIOR NOTE M/W | 690742AC5 | SENIOR NOTE M/W | 7 | $8,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD INDEX LNKD | 48123YPG5 | CD INDEX LNKD | 8 | $8,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AVH9 | CD ANNL VAR | 9 | $8,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD SCRTY LNKD | 06740AZ28 | CD SCRTY LNKD | 8 | $8,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MTN INDEX LNKD MTHLY VAR | 617482G99 | SR MTN INDEX LNKD MTHLY VAR | 7 | $8,000 | thousands by filing date | principal |
| ROYAL BANK OF SCOTLAND GRP PLC SENIOR MEDIUM TERM NOTE MTHLY | 78011RAS2 | SENIOR MEDIUM TERM NOTE MTHLY | 8 | $8,000 | thousands by filing date | principal |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 65 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 148 | $7,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 117 | $7,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 90 | $7,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 186 | $7,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 128 | $7,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 200 | $7,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 25 | $7,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524706 | EMRG MKTEQ ETF | 281 | $7,000 | thousands by filing date | |
| CHEMED CORP NEW | 16359R103 | COM | 51 | $7,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 79 | $7,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 435 | $7,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 57 | $7,000 | thousands by filing date | |
| COHEN & STEERS CLOSED-END OP | 19248P106 | COM | 543 | $7,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 90 | $7,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 50 | $7,000 | thousands by filing date | |
| NESTLE SA ADR | 641069406 | COM | 102 | $7,000 | thousands by filing date | |
| POWERSHARES | 73936Q793 | EXCHANGE TRADED | 272 | $7,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 400 | $7,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 41 | $7,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 65 | $7,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 273 | $7,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 137 | $7,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 4,235 | $7,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 562 | $7,000 | thousands by filing date | |
| ARMOUR RESIDENTIALREIT INC PFD SER B | 042315408 | EQUITIES | 300 | $7,000 | thousands by filing date | |
| NuLegacy Gold Corp | 67053L108 | Common Stock | 55,000 | $7,000 | thousands by filing date | |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482Y73 | SR MED TERM NOTE INDEX LNKD | 5 | $7,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE SCRTY LNKD | 61761JCX5 | SR MED TERM NOTE SCRTY LNKD | 15 | $7,000 | thousands by filing date | principal |
| JPMORGAN CHASE BK NA OHIO CD SCRTY LNKD | 48123YQT6 | CD SCRTY LNKD | 7 | $7,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 617482T95 | SR MED TERM NOTE INDEX LNKD | 5 | $7,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CRNCY LNKD | 90521AMK1 | CD CRNCY LNKD | 7 | $7,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD CMDTY LNKD | 90521AMP0 | CD CMDTY LNKD | 7 | $7,000 | thousands by filing date | principal |
| AGILENT TECHNOLOGIES INC SENIOR NOTE M/W | 00846UAC5 | SENIOR NOTE M/W | 6 | $7,000 | thousands by filing date | principal |
| HYDRO-QUEBEC DEBENTURE | 448814ET6 | DEBENTURE | 5 | $7,000 | thousands by filing date | principal |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 118 | $6,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 141 | $6,000 | thousands by filing date | |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 75 | $6,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 281 | $6,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 85 | $6,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 57 | $6,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 203 | $6,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 28 | $6,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 155 | $6,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 54 | $6,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 1,802 | $6,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 80 | $6,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 148 | $6,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 189 | $6,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 131 | $6,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 189 | $6,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 225 | $6,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 172 | $6,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 140 | $6,000 | thousands by filing date | |
| STAG INDUSTRIAL INC | 85254J102 | COM | 300 | $6,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 200 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 135 | $6,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 30 | $6,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 80 | $6,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 150 | $6,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 140 | $6,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 110 | $6,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 62 | $6,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 500 | $6,000 | thousands by filing date | |
| GABELLI UTIL TR | 36240A101 | COM | 1,000 | $6,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 200 | $6,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 589 | $6,000 | thousands by filing date | |
| CLP HOLDINGS LTD SPONS ADR | 18946Q101 | COM | 720 | $6,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 607 | $6,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 753 | $6,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 146 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 252 | $6,000 | thousands by filing date | |
| MASSEY ENERGY CO | 576203AJ2 | NOTE 3.250% 8/0 | 17 | $6,000 | thousands by filing date | principal |
| ENBRIDGE ENERGY PARTNERS L P | 29250R106 | Domestic Common | 181 | $6,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 885 | $6,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 247 | $6,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 368 | $6,000 | thousands by filing date | |
| ANGLO AMERICAN PLC - UNSPON ADR | 03485P201 | COM | 800 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 247 | $6,000 | thousands by filing date | |
| Deutsche Bank 8.05% Prp Cl6/18 | 25150l108 | PFD | 230 | $6,000 | thousands by filing date | |
| GLADSTONE INVT PFD A | 376546206 | PREFERR | 250 | $6,000 | thousands by filing date | |
| FORD MOTOR CO | 345370BN9 | FIX | 5 | $6,000 | thousands by filing date | principal |
| HORIZON PHARMA PLC | G4617B105 | SHS | 170 | $6,000 | thousands by filing date | |
| CELLECTAR BIOSCIENCES INC | 15117F203 | COM NEW | 2,001 | $6,000 | thousands by filing date | |
| UNITED STATES TREASURY STRIP C | 912833KX7 | COM | 6 | $6,000 | thousands by filing date | principal |
| COMMAND CENTER INC | 200497105 | COMMON STOCK | 10,000 | $6,000 | thousands by filing date | |
| General Electric Capital Corp Med Term | 36962G2G8 | Corporate SemiU | 6 | $6,000 | thousands by filing date | principal |
| SPRINGLEAF FINANCE CORP SENIOR MEDIUM TERM NOTE | 85171RAA2 | SENIOR MEDIUM TERM NOTE | 6 | $6,000 | thousands by filing date | principal |
| CLARK CNTY NEV GO LTD TAX FLOOD CTRL BD CLBL | 180848DX8 | GO LTD TAX FLOOD CTRL BD CLBL | 5 | $6,000 | thousands by filing date | principal |
| CLARK CNTY WASH SCH DIST NO 1 TAXABLE LTD GO BDS M/W | 181234H24 | TAXABLE LTD GO BDS M/W | 5 | $6,000 | thousands by filing date | principal |
| CONOCO INC NOTE M/W | 208251AE8 | NOTE M/W | 5 | $6,000 | thousands by filing date | principal |
| TARRANT CNTY TEX CULTURAL ED REV BDS CALLABLE | 87638QLN7 | REV BDS CALLABLE | 5 | $6,000 | thousands by filing date | principal |
| MORGAN STANLEY SR MED TERM NOTE INDEX LNKD | 61761JFC8 | SR MED TERM NOTE INDEX LNKD | 5 | $6,000 | thousands by filing date | principal |
| BARCLAYS BK DEL WILMINGTON CD ANNL VAR | 06740AQM4 | CD ANNL VAR | 6 | $6,000 | thousands by filing date | principal |
| BARRICK GOLD CORP SENIOR NOTE M/W | 067901AN8 | SENIOR NOTE M/W | 6 | $6,000 | thousands by filing date | principal |
| BENTON CNTY WASH PUB UTIL DIST REV BDS CALLABLE M/W | 082869LG1 | REV BDS CALLABLE M/W | 5 | $6,000 | thousands by filing date | principal |
| BOISE CASCADE CORP DEBENTURE | 097383AT0 | DEBENTURE | 6 | $6,000 | thousands by filing date | principal |
| MORGAN STANLEY SENIOR NOTE CMDTY LNKD | 617482M27 | SENIOR NOTE CMDTY LNKD | 6 | $6,000 | thousands by filing date | principal |
| UNION BK CALIF N A SAN FRANCI CD INDEX LNKD | 90521AKJ6 | CD INDEX LNKD | 5 | $6,000 | thousands by filing date | principal |
| CASCADE WTR ALLIANCE WASH WTR REV BDS CALLABLE M/W | 14739HBP5 | REV BDS CALLABLE M/W | 5 | $6,000 | thousands by filing date | principal |
| US TREASURY NOTE | 912828TW0 | NOTE | 6 | $6,000 | thousands by filing date | principal |
| IDAHO HSG & FIN ASSN GRANT & REV ANTIC BDS CLBL M/W | 45129WKB5 | GRANT & REV ANTIC BDS CLBL M/W | 5 | $6,000 | thousands by filing date | principal |
| VIRGIN ISLANDS PUB FIN AUTH REV BDS CALLABLE | 927676RL2 | REV BDS CALLABLE | 5 | $6,000 | thousands by filing date | principal |
| WEATHERFORD INTL LTD SENIOR NOTE M/W | 947075AD9 | SENIOR NOTE M/W | 6 | $6,000 | thousands by filing date | principal |
| GENERAL ELEC CAP CORP SENIOR MEDIUM TERM NOTE | 36966R6W1 | SENIOR MEDIUM TERM NOTE | 5 | $6,000 | thousands by filing date | principal |
| GENERAL ELEC CAP CORP SENIOR MEDIUM TERM NOTE | 36966R3F1 | SENIOR MEDIUM TERM NOTE | 5 | $6,000 | thousands by filing date | principal |
| NATIONAL FUEL GAS CO MEDIUM TERM NOTE | 63618EAR2 | MEDIUM TERM NOTE | 5 | $6,000 | thousands by filing date | principal |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 114 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 80 | $5,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 37 | $5,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 147 | $5,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 139 | $5,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 370 | $5,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 91 | $5,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 65 | $5,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 36 | $5,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 300 | $5,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 253 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 159 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 71 | $5,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 98 | $5,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 144 | $5,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 100 | $5,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 122 | $5,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 35 | $5,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 82 | $5,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 500 | $5,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 140 | $5,000 | thousands by filing date | |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 130 | $5,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 50 | $5,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 191 | $5,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 123 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 167 | $5,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-004285 | this filing | 2015-08-11 | acceptance time not in the bulk data set |