13F-HR filed by MIZUHO SECURITIES USA LLC
MIZUHO SECURITIES USA LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-04-28, with 230 holding rows worth $774,581,000.
- Accession
- 0001062993-15-002207
- Filer
- CIK 1513006
- Filed
- 2015-04-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 230 entries on the cover page, a total value of $774,581,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $774,586,000 with VALUE read as thousands by filing date, 13F file number 028-14335. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 705,452 | $125,201,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 500,000 | $65,324,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 432,369 | $45,650,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 254,926 | $31,720,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 87,440 | $16,436,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 87,440 | $14,423,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 243,495 | $14,045,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 87,440 | $14,034,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 323,332 | $13,145,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 87,440 | $13,123,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 83,500 | $12,515,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 87,440 | $10,343,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 87,440 | $10,248,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 87,440 | $9,934,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 87,440 | $9,455,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 87,440 | $9,179,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 87,440 | $9,172,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 87,440 | $8,796,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 87,440 | $8,773,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 20,448 | $8,634,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 87,440 | $8,520,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 225,977 | $7,647,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 87,440 | $7,432,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 87,440 | $7,192,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 87,440 | $7,165,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 87,440 | $6,998,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 223,623 | $6,993,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 87,440 | $6,831,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 88,801 | $6,566,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 234,226 | $6,447,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 87,440 | $6,249,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 213,900 | $5,865,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 87,440 | $5,719,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 9,793 | $5,367,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 87,440 | $5,297,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 64,306 | $5,287,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 39,000 | $5,239,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 87,440 | $5,026,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 13,355 | $4,969,000 | thousands by filing date | |
| 38259p508 | COM | 8,250 | $4,576,000 | thousands by filing date | ||
| MASCO CORP | 574599106 | COM | 159,700 | $4,264,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 87,440 | $4,252,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 14,900 | $4,227,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 42,829 | $4,203,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 53,410 | $3,911,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 213,900 | $3,901,000 | thousands by filing date | put |
| SUNTRUST BANKS INC | 867914103 | COM | 88,600 | $3,641,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 87,440 | $3,546,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 21,820 | $3,488,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 3,496,000 | $3,472,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 61,280 | $3,460,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B116 | PFD CONV SER A | 3,200 | $3,299,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 47,434 | $3,289,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 74,700 | $3,243,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 135,329 | $3,053,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 87,440 | $3,042,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 1,250,000 | $2,749,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 15,700 | $2,690,000 | thousands by filing date | put |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 31,340 | $2,654,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 23,018 | $2,654,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520AB8 | NOTE 3.000% 9/1 | 2,085,000 | $2,647,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 129,000 | $2,548,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 1,750,000 | $2,386,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 56,700 | $2,250,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 111,300 | $2,208,000 | thousands by filing date | put |
| GENERAL ELEC CO | 369604103 | COM | 87,440 | $2,169,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 26,900 | $2,161,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 21,561 | $2,042,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 39,700 | $2,036,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 12,668 | $1,919,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 50,000 | $1,898,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 166,400 | $1,874,000 | thousands by filing date | put |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 74,600 | $1,848,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 22,400 | $1,814,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 20,902 | $1,814,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 1,462,000 | $1,748,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,491 | $1,736,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 30,110 | $1,722,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 47,431 | $1,712,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 75,400 | $1,710,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 1,000,000 | $1,685,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 7,967 | $1,660,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 102,600 | $1,604,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 51,000 | $1,597,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 51,700 | $1,574,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 789,000 | $1,544,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 16,908 | $1,473,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 91,700 | $1,471,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 33,900 | $1,324,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 101,600 | $1,322,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 10,100 | $1,321,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 164,600 | $1,312,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 2,892 | $1,306,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 14,456 | $1,230,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 24,700 | $1,197,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 26,919 | $1,196,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 13,664 | $1,170,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328AA8 | NOTE 4.500% 7/1 | 575,000 | $1,154,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 52,200 | $1,130,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 44,100 | $1,129,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 17,529 | $1,094,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 15,700 | $1,094,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 164,600 | $1,085,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 20,029 | $1,057,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 74,700 | $1,018,000 | thousands by filing date | put |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 5,810 | $1,007,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 20,900 | $1,000,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 74,600 | $947,000 | thousands by filing date | put |
| Broadcom Inc | Y0486S104 | Common | 7,373 | $936,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 17,995 | $896,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 64,400 | $879,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 36,200 | $876,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 40,100 | $864,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 24,000 | $848,000 | thousands by filing date | put |
| Micron Technology,Inc. | 595112103 | COM | 30,975 | $840,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 10,000 | $828,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 6,961 | $821,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 26,900 | $821,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 7,957 | $772,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 4,138 | $768,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 52,200 | $766,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 22,963 | $755,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 51,000 | $745,000 | thousands by filing date | put |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 24,000 | $739,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 1,741 | $725,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 9,849 | $722,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 17,200 | $698,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 10,211 | $697,000 | thousands by filing date | |
| ECPG 3 11/27/17 | 292554AD4 | Bond 30/360P2 U | 500,000 | $696,000 | thousands by filing date | |
| BROADCOM CORP | 111320107 | CL A | 15,814 | $685,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 3,616 | $683,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 27,500 | $677,000 | thousands by filing date | |
| MONSTER BEVERAGE CORP NE | 611740101 | COM | 4,820 | $667,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 6,635 | $666,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 166,400 | $656,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 11,514 | $646,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 10,193 | $644,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 10,781 | $640,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 7,952 | $639,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 2,922 | $632,000 | thousands by filing date | |
| ROSS STORES INC COM | 778296103 | Stock | 5,996 | $632,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 3,219 | $622,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 50,000 | $613,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 160,489 | $613,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 6,644 | $605,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 64,900 | $597,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 8,961 | $565,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 6,862 | $545,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 10,376 | $540,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 111,300 | $535,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,053 | $532,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 27,000 | $531,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 8,914 | $524,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 4,649 | $519,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 10,439 | $518,000 | thousands by filing date | |
| BOX INC CL A | 10316T104 | Stock | 129,000 | $508,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 9,438 | $491,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 5,913 | $480,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 25,000 | $476,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 3,436 | $475,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 20,786 | $472,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 15,500 | $469,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 19,623 | $458,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 6,426 | $450,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 100,000 | $448,000 | thousands by filing date | put |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 3,714 | $435,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 5,285 | $433,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 12,735 | $415,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 5,338 | $410,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 12,398 | $405,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 27,000 | $403,000 | thousands by filing date | put |
| EXONE CO | 302104104 | COM | 64,400 | $394,000 | thousands by filing date | put |
| SanDisk Corporation | 80004C101 | COM | 6,122 | $389,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 6,541 | $384,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 72,500 | $377,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 12,809 | $374,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,225 | $372,000 | thousands by filing date | |
| ALTERA CORP | 021441100 | COM | 8,653 | $371,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,918 | $367,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 5,121 | $364,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 5,966 | $355,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 8,495 | $352,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 91,700 | $348,000 | thousands by filing date | put |
| STERICYCLE INC | 858912108 | COM | 2,444 | $343,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 2,411 | $337,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 3,915 | $333,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 15,630 | $327,000 | thousands by filing date | |
| VERISK ANALYTICS INC COM | 92345Y106 | Stock | 4,545 | $325,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 4,580 | $322,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 6,877 | $322,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 8,965 | $318,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 7,516 | $318,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 3,744 | $311,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 101,600 | $310,000 | thousands by filing date | put |
| STAPLES INC | 855030102 | COM | 18,410 | $300,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 250,000 | $297,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 4,595 | $293,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 72,500 | $291,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 4,678 | $273,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 102,600 | $269,000 | thousands by filing date | put |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 5,512 | $266,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 50,511 | $265,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 5,513 | $262,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 6,563 | $251,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 44,100 | $242,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F302 | COM SER C | 8,166 | $241,000 | thousands by filing date | |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 26,900 | $241,000 | thousands by filing date | put |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 18,000 | $223,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 9,729 | $222,000 | thousands by filing date | |
| PROSPECT CAPITAL CORP | 74348TAD4 | NOTE | 200,000 | $204,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 40,100 | $197,000 | thousands by filing date | put |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 36,200 | $197,000 | thousands by filing date | put |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 100,000 | $185,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 64,900 | $176,000 | thousands by filing date | put |
| CHART INDUSTRIES INC | 16115QAC4 | NOTE | 168,000 | $164,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 27,500 | $150,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 66,800 | $149,000 | thousands by filing date | put |
| KNOWLES CORP COM | 49926D109 | Stock | 7,200 | $139,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 15,500 | $123,000 | thousands by filing date | put |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 66,800 | $122,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,000 | $122,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 15,700 | $110,000 | thousands by filing date | |
| KANDI TECHNOLOGIES GROUP INC | 483709101 | COM | 18,000 | $103,000 | thousands by filing date | put |
| SOLARCITY CORP | 83416T100 | COM | 39,700 | $76,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 25,000 | $68,000 | thousands by filing date | put |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 5,000 | $64,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 7,200 | $56,000 | thousands by filing date | put |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 33,000 | $28,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 7,000 | $25,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 5,000 | $17,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-002207 | this filing | 2015-04-28 | acceptance time not in the bulk data set |