13F-HR filed by ACG Wealth
ACG Wealth filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-12, with 205 holding rows worth $370,393,000.
- Accession
- 0001062993-15-000685
- Filer
- CIK 1569071
- Filed
- 2015-02-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 205 entries on the cover page, a total value of $370,393,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $370,404,000 with VALUE read as thousands by filing date, 13F file number 028-15168. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 3M CO COM | 88579Y101 | Stock | 256,450 | $42,140,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 417,001 | $19,028,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 141,491 | $15,618,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 59,798 | $12,370,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 68,332 | $7,596,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 168,949 | $7,133,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 75,906 | $6,914,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 139,094 | $6,461,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 47,346 | $6,154,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 56,361 | $5,916,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 225,684 | $5,581,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J224 | UNIT KING ALPH | 140,695 | $5,531,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 305,028 | $5,463,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 53,179 | $5,357,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 107,450 | $4,246,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 42,588 | $3,937,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 49,903 | $3,893,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 86,504 | $3,887,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 36,589 | $3,826,000 | thousands by filing date | |
| NEWTEKONE INC | 652526203 | COM NEW | 250,782 | $3,702,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 33,611 | $3,509,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461365 | BLUE CHIP ETF | 184,983 | $3,352,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 15,649 | $3,249,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461639 | EGSHR BYND BRC | 161,617 | $3,195,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 33,376 | $3,144,000 | thousands by filing date | |
| BLACKROCK INC CL A COM | 09247X101 | COM | 8,650 | $3,093,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 54,798 | $3,091,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 121,561 | $3,063,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 38,253 | $3,037,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 31,699 | $3,031,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 31,160 | $3,001,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 26,039 | $2,913,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 103,972 | $2,850,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 21,948 | $2,831,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 88,848 | $2,768,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 28,756 | $2,765,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 30,131 | $2,749,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 49,906 | $2,736,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 32,755 | $2,688,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 77,403 | $2,619,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 44,700 | $2,504,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 23,669 | $2,471,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 7,246 | $2,460,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 25,924 | $2,429,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 237,160 | $2,424,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 7,684 | $2,385,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 9,057 | $2,375,000 | thousands by filing date | |
| 38259p508 | COM | 4,474 | $2,374,000 | thousands by filing date | ||
| ST JUDE MED INC | 790849103 | COM | 36,290 | $2,360,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 15,662 | $2,258,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 28,337 | $2,233,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 3,198 | $2,189,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 9,470 | $2,175,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 24,749 | $2,114,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 82,215 | $2,078,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 43,985 | $2,058,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 19,486 | $2,025,000 | thousands by filing date | |
| ISHARES TR | 464287838 | U.S. BAS MTL ETF | 24,111 | $1,988,000 | thousands by filing date | |
| MILLER HOWARD HIGH INC EQTY | 600379101 | COM SHS BEN IN | 97,000 | $1,940,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 17,624 | $1,924,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 12,413 | $1,864,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 19,544 | $1,842,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 129,750 | $1,841,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 12,557 | $1,810,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 108,399 | $1,712,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 22,568 | $1,677,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 18,025 | $1,626,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 11,126 | $1,621,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 20,509 | $1,563,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 14,458 | $1,531,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 25,332 | $1,502,000 | thousands by filing date | |
| MARKELGROUPINC | 570535104 | STOK | 2,147 | $1,466,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 19,726 | $1,434,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 111,143 | $1,360,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 16,517 | $1,348,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 34,021 | $1,346,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 15,661 | $1,327,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 26,872 | $1,320,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 37,919 | $1,274,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 6,768 | $1,249,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 15,345 | $1,243,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 44,370 | $1,234,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 22,917 | $1,129,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 20,965 | $1,121,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 18,358 | $1,117,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 20,284 | $1,110,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 113,935 | $1,086,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 23,757 | $1,048,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 29,005 | $1,040,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 58,647 | $1,032,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 9,019 | $931,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,078 | $907,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 15,154 | $894,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 94,606 | $881,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 15,457 | $878,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 6,109 | $866,000 | thousands by filing date | |
| Guggenheim S&P 500 Equal Weighted ETf | 78355W106 | Equity | 10,445 | $836,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 9,696 | $833,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 9,952 | $821,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,180 | $816,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 18,800 | $792,000 | thousands by filing date | |
| ORCHID IS CAP INC | 68571X103 | COM | 60,616 | $791,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 9,540 | $789,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 21,108 | $756,000 | thousands by filing date | |
| PENNANTPARK FLOATING RATE CA | 70806A106 | COM | 54,154 | $744,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 15,270 | $705,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 10,291 | $704,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 5,794 | $650,000 | thousands by filing date | |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 2,105 | $639,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 20,386 | $637,000 | thousands by filing date | |
| RENASANT CORP | 75970E107 | COM | 21,881 | $633,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 8,684 | $627,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 10,034 | $609,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 19,400 | $586,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 16,008 | $578,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M381 | GUG BLT2018 HY | 22,324 | $574,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 3,568 | $572,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M514 | GUG BULL2020 E | 27,076 | $571,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 6,793 | $560,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 13,954 | $554,000 | thousands by filing date | |
| Invesco Large-Cap Growth | 73935X609 | ETF | 18,844 | $551,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 14,660 | $532,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 8,064 | $528,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 4,277 | $511,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 2,434 | $500,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 31,097 | $498,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 2,784 | $495,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 8,095 | $495,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 9,453 | $485,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 5,138 | $479,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X344 | TECH SECT PORT | 12,330 | $473,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 8,091 | $469,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 867 | $456,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 4,250 | $452,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 3,158 | $450,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 3,950 | $442,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 5,247 | $438,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 47,157 | $436,000 | thousands by filing date | |
| INTERNAP NETWORK SVCS CORP | 45885A300 | COM PAR $.001 | 53,915 | $429,000 | thousands by filing date | |
| BB & T CORP | 054937107 | COM | 10,908 | $424,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 4,915 | $410,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 22,640 | $404,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 5,838 | $403,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 6,242 | $401,000 | thousands by filing date | |
| GREENHAVEN CONTINUOUS CMDTY | 395258106 | UNIT | 17,052 | $390,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 15,483 | $385,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 4,456 | $376,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 5,115 | $375,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 12,835 | $362,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 8,400 | $362,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,965 | $359,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 4,866 | $359,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 5,165 | $356,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,834 | $353,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 3,804 | $352,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W349 | PUTWRITE STRAT | 13,973 | $350,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 7,411 | $346,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 3,665 | $344,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3,250 | $336,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,464 | $334,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,653 | $312,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 7,337 | $310,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,365 | $309,000 | thousands by filing date | |
| ISHARES TR | 464287812 | US CONSM STAPLES | 2,930 | $307,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 11,282 | $305,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 5,279 | $299,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 2,800 | $295,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 6,231 | $294,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 3,856 | $293,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 1,526 | $288,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 2,577 | $282,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 2,452 | $270,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 779 | $266,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1,918 | $264,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 6,150 | $262,000 | thousands by filing date | |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 2,064 | $259,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 20,000 | $258,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 3,997 | $250,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 6,940 | $249,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 3,966 | $245,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 2,381 | $242,000 | thousands by filing date | |
| LPL FINL HLDGS INC COM | 50212V100 | Stock | 5,412 | $241,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 2,250 | $240,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 2,927 | $236,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,483 | $235,000 | thousands by filing date | |
| IJH | 464287507 | COM | 1,612 | $233,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 4,248 | $232,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 1,959 | $225,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 2,228 | $223,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 2,913 | $222,000 | thousands by filing date | |
| CUSHING ROYALTY | 23164R104 | COM SH BEN INT | 28,017 | $220,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 9,059 | $217,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 1,104 | $214,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11,762 | $210,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 21,156 | $210,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 4,550 | $205,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 2,625 | $204,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 3,895 | $202,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 2,898 | $200,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 10,000 | $200,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 12,090 | $168,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 10,975 | $165,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 11,000 | $164,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 40,950 | $162,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 14,000 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-000685 | this filing | 2015-02-12 | acceptance time not in the bulk data set |