13F-HR filed by FOUNDERS FINANCIAL SECURITIES LLC
FOUNDERS FINANCIAL SECURITIES LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-01-21, with 74 holding rows worth $167,302,000.
- Accession
- 0001062993-15-000252
- Filer
- CIK 1342396
- Filed
- 2015-01-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 74 entries on the cover page, a total value of $167,302,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $167,295,000 with VALUE read as thousands by filing date, 13F file number 028-15741. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerHorizon Investments, LLC/SC028-15165
- included managerHorizon Investments, LLC/SC028-15165
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Vanguard Value ETF | 922908744 | SHS | 353,138 | $29,837,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 118,497 | $24,356,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 124,685 | $13,915,000 | thousands by filing date | |
| Vanguard Total World Stock ETF | 922042742 | SHS | 126,098 | $7,581,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 106,211 | $6,462,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 57,455 | $5,493,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 90,690 | $5,044,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 51,293 | $3,507,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 103,347 | $3,467,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 85,967 | $3,440,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 18,563 | $3,050,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 42,719 | $2,947,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 129,006 | $2,887,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 29,365 | $2,777,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 152,993 | $2,680,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 77,771 | $2,657,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 12,537 | $2,594,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 35,291 | $2,586,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 160,347 | $2,485,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 37,096 | $2,383,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 34,228 | $2,364,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 18,424 | $2,276,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 19,408 | $2,264,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 15,584 | $2,247,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 20,088 | $2,233,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 45,229 | $2,227,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 29,495 | $2,149,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 88,893 | $1,957,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 15,159 | $1,669,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 44,567 | $1,615,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 30,920 | $1,499,000 | thousands by filing date | |
| IJH | 464287507 | COM | 8,288 | $1,200,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X119 | CONSUMR STAPLE | 27,782 | $1,183,000 | thousands by filing date | |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 7,050 | $778,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X101 | CONSUMR DISCRE | 17,658 | $632,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 10,057 | $617,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 9,991 | $602,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 5,822 | $594,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 9,250 | $491,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 5,951 | $490,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 15,586 | $477,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 3,972 | $474,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 3,284 | $393,000 | thousands by filing date | |
| STRATEGY INC CL A NEW | 594972408 | Stock | 2,031 | $330,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 7,095 | $300,000 | thousands by filing date | |
| ISHARES BAA-BA | 46432F107 | COM | 5,398 | $285,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 4,617 | $284,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 4,477 | $284,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 2,227 | $280,000 | thousands by filing date | |
| BRADY CORP | 104674106 | CL A | 9,921 | $271,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 10,900 | $271,000 | thousands by filing date | |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 17,060 | $271,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 31,304 | $268,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 2,455 | $256,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 20,079 | $256,000 | thousands by filing date | |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 2,944 | $235,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 4,963 | $224,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 22,222 | $219,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 26,494 | $218,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 8,117 | $218,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 7,408 | $218,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 5,177 | $215,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 4,638 | $215,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 10,174 | $204,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 15,119 | $204,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 24,847 | $204,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 19,784 | $173,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 14,118 | $167,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 10,241 | $158,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 10,146 | $152,000 | thousands by filing date | |
| BAY BANCORP INC | 07203T106 | COM | 22,217 | $98,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 11,788 | $96,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 20,068 | $74,000 | thousands by filing date | |
| ARBOR REALTY TRUST INC | 038923108 | COM | 10,095 | $68,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-15-000252 | this filing | 2015-01-21 | acceptance time not in the bulk data set |