13F-HR filed by RAFFLES ASSOCIATES LP
RAFFLES ASSOCIATES LP filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-17, with 63 holding rows worth $112,940,000.
- Accession
- 0001062993-14-006755
- Filer
- CIK 1169581
- Filed
- 2014-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 63 entries on the cover page, a total value of $112,940,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $112,940,000 with VALUE read as thousands by filing date, 13F file number 028-12413. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 483,500 | $7,054,000 | thousands by filing date | |
| SOUTHERN MISSOURI BANCORP | 843380106 | COMMON STOCK | 162,979 | $5,848,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 977,582 | $5,738,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 550,000 | $5,572,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 934,487 | $5,317,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 117,723 | $4,815,000 | thousands by filing date | |
| REIS INC | 75936P105 | COM | 185,209 | $4,369,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 613,385 | $4,133,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 433,100 | $3,219,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 100,000 | $3,118,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 496,843 | $3,056,000 | thousands by filing date | |
| Malvern Bancorp, Inc. | 561409103 | Common Stock | 240,900 | $2,744,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 115,000 | $2,737,000 | thousands by filing date | |
| MAYS J W INC | 578473100 | COM | 49,120 | $2,726,000 | thousands by filing date | |
| CIFC CORP | 12547R105 | COM | 283,048 | $2,562,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 190,382 | $2,469,000 | thousands by filing date | |
| NAUGATUCK VY FINL CORP MD | 63906P107 | COM | 290,321 | $2,270,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 97,300 | $2,224,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 150,000 | $2,223,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 105,900 | $2,134,000 | thousands by filing date | |
| COASTWAY BANCORP INC | 190632109 | COM | 177,000 | $1,899,000 | thousands by filing date | |
| IPATH DJ UBS COFFEE SUBINDEX | 06739H297 | COMMON | 49,000 | $1,800,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 450,000 | $1,733,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 134,063 | $1,717,000 | thousands by filing date | |
| Liberty Media Corp | 531229300 | COMMON STOCK | 35,756 | $1,680,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 400,000 | $1,584,000 | thousands by filing date | |
| WOLVERINE BANCORP INC | 977880103 | COM | 65,700 | $1,534,000 | thousands by filing date | |
| CHARTER FINANCIAL CORP | 16122W108 | COM | 142,800 | $1,528,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 400,000 | $1,503,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 187,827 | $1,501,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 725,000 | $1,475,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 200,000 | $1,199,000 | thousands by filing date | |
| WAYNE SAVINGS BANCSHARES INC | 94624Q101 | COMMON | 94,005 | $1,161,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 30,000 | $1,136,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 1,281,450 | $1,132,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 15,000 | $1,017,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 200,000 | $1,016,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 50,000 | $997,000 | thousands by filing date | |
| VISHAY PRECISION GROUP INC | 92835K103 | COM | 61,865 | $924,000 | thousands by filing date | |
| CHEVIOT FINANCIAL CORP | 16677X105 | COMMON STOCK | 70,000 | $892,000 | thousands by filing date | |
| NAPCO SEC TECHNOLOGIES INC COM | 630402105 | Stock | 187,186 | $880,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 225,000 | $844,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 17,878 | $843,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 39,169 | $804,000 | thousands by filing date | |
| AVALON HLDGS CORP | 05343P109 | CL A | 214,969 | $800,000 | thousands by filing date | |
| PRUDENTIAL BANCORP INC NEW | 74431A101 | COM | 62,303 | $762,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 125,000 | $696,000 | thousands by filing date | |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 206,470 | $659,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 25,000 | $552,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 10,000 | $534,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 200,000 | $496,000 | thousands by filing date | |
| AIRCASTLE LTD | G0129K104 | COM | 30,254 | $495,000 | thousands by filing date | |
| VOLT INFORMATION SCIEN COM | 928703107 | COM | 50,000 | $458,000 | thousands by filing date | |
| NEVSUN RES LTD | 64156L101 | COM | 100,000 | $405,000 | thousands by filing date | |
| MACKINAC FINL CORP | 554571109 | COM | 30,000 | $339,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 15,000 | $303,000 | thousands by filing date | |
| RIVER VY BANCORP | 768475105 | COM | 12,500 | $268,000 | thousands by filing date | |
| SONDE RES CORP COM NPV | 835426206 | Stock | 1,804,597 | $252,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 22,500 | $239,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 251,914 | $166,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 25,000 | $140,000 | thousands by filing date | |
| U S GLOBAL INVS INC | 902952100 | CL A | 36,118 | $128,000 | thousands by filing date | |
| UNITED BANCORP INC OHIO | 909911109 | COM | 15,000 | $121,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-006755 | this filing | 2014-11-17 | acceptance time not in the bulk data set |