13F-HR filed by Polar Asset Management Partners Inc.
Polar Asset Management Partners Inc. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 239 holding rows worth $1,943,677,000.
- Accession
- 0001062993-14-006710
- Filer
- CIK 1326389
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 239 entries on the cover page, a total value of $1,943,677,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,943,675,000 with VALUE read as thousands by filing date, 13F file number 028-12489. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 950,000 | $187,169,000 | thousands by filing date | put |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 50,000,000 | $178,365,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678AD9 | NOTE | 39,975,000 | $93,394,000 | thousands by filing date | principal |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 3,942,055 | $39,302,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,848,609 | $35,066,000 | thousands by filing date | |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 20,000,000 | $34,662,000 | thousands by filing date | principal |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 30,000,000 | $30,018,000 | thousands by filing date | principal |
| NEWPORT CORP | 651824104 | COM | 1,642,288 | $29,101,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 300,000 | $28,161,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 300,000 | $27,186,000 | thousands by filing date | call |
| OPENLANE INC | 48238T109 | COM | 946,400 | $27,095,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657AH4 | NOTE 3.500% 4/0 | 13,000,000 | $26,304,000 | thousands by filing date | principal |
| ALLSCRIPTS HEALTHCARE SOLUTN | 01988PAD0 | NOTE 1.250% 7/0 | 25,000,000 | $25,344,000 | thousands by filing date | principal |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 500,000 | $22,555,000 | thousands by filing date | put |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 2,708,000 | $22,422,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 2,095,305 | $21,791,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 315,000 | $21,546,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 395,000 | $21,219,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 250,000 | $21,168,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 179,114 | $20,312,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 952,597 | $18,852,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 260,000 | $18,169,000 | thousands by filing date | |
| GSI GROUP INC | 36191C205 | COM | 1,550,700 | $17,818,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 393,000 | $17,135,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 261,000 | $16,855,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 261,000 | $16,855,000 | thousands by filing date | put |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 1,862,578 | $16,484,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 1,889,954 | $16,433,000 | thousands by filing date | |
| Pangaea Logistics Solutions Lt | 747717106 | PANGAEA LOGISTIC | 1,600,000 | $16,320,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 401,703 | $16,120,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 124,000 | $15,690,000 | thousands by filing date | |
| THE BRAND HOUSE COLLECTIVE I | 497498105 | COM | 938,134 | $15,113,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 1,113,000 | $15,081,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 204,000 | $15,080,000 | thousands by filing date | |
| MOVE INC | 62458M207 | COM NEW | 714,000 | $14,965,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 327,115 | $14,916,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 180,000 | $14,560,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 1,357,400 | $14,483,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 175,000 | $14,348,000 | thousands by filing date | put |
| SILVER EAGLE ACQUISITION | 827694100 | COM | 1,420,371 | $14,118,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 387,972 | $13,657,000 | thousands by filing date | |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 10,000,000 | $13,050,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 12,000,000 | $12,510,000 | thousands by filing date | principal |
| GARNERO GROUP ACQUISITION CO | G5866L108 | SHS | 1,246,910 | $11,883,000 | thousands by filing date | |
| GLOBAL DEFENSE & NATL SEC SY | 37953N108 | COM | 1,128,686 | $11,648,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 712,657 | $11,502,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 10,000,000 | $11,225,000 | thousands by filing date | principal |
| ACTUA CORPORATION | 005094107 | COM | 689,556 | $11,047,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 11,550,000 | $11,009,000 | thousands by filing date | principal |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 538,000 | $10,975,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 252,088 | $10,767,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 8,000,000 | $10,763,000 | thousands by filing date | principal |
| ENTEGRIS INC COM | 29362U104 | Stock | 922,000 | $10,603,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 251,400 | $10,594,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 266,800 | $10,591,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 275,000 | $10,544,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 395,087 | $10,497,000 | thousands by filing date | |
| ROADRUNNER TRNSN SVCS HLDG I | 76973Q105 | COM | 456,580 | $10,405,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 508,000 | $10,338,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 114,200 | $10,275,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 595,200 | $10,243,000 | thousands by filing date | |
| U S G CORP | 903293405 | COM NEW | 369,300 | $10,152,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 244,566 | $10,118,000 | thousands by filing date | |
| TRIMAS CORP | 896215209 | COM NEW | 408,000 | $9,927,000 | thousands by filing date | |
| BOULEVARD ACQUI | 10157P104 | Common Stock | 1,006,451 | $9,763,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 579,900 | $9,597,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 250,000 | $9,585,000 | thousands by filing date | put |
| ABM INDS INC | 000957100 | COM | 371,000 | $9,531,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 100,000 | $9,387,000 | thousands by filing date | |
| MILLERKNOLL INC | 600544100 | COM | 314,000 | $9,373,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 1,746,709 | $8,961,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 143,100 | $8,902,000 | thousands by filing date | |
| MERGEWORTHRX CORP | 58952R106 | COM | 1,012,145 | $8,330,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 712,538 | $8,045,000 | thousands by filing date | |
| DINE BRANDS GLOBAL INC | 254423106 | COM | 96,560 | $7,878,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490209 | SHS SER A | 749,900 | $7,799,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 7,000,000 | $7,464,000 | thousands by filing date | principal |
| TECHNE CORP | 878377100 | COM | 79,609 | $7,447,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151105 | COM | 733,347 | $7,275,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 502,100 | $7,210,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 900,000 | $7,209,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100,000 | $6,825,000 | thousands by filing date | call |
| TRINSEO S A | L9340P101 | SHS | 429,400 | $6,754,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 310,900 | $6,523,000 | thousands by filing date | |
| TECNOGLASS INC | G87264100 | ORD SHS | 588,404 | $6,484,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 155,900 | $6,411,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 970,000 | $6,246,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 100,000 | $6,221,000 | thousands by filing date | call |
| HUDSON GLOBAL INC | 443787106 | COM | 1,626,264 | $6,147,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 197,058 | $6,105,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 5,000,000 | $5,894,000 | thousands by filing date | principal |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 44,000 | $5,773,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 1,352,962 | $5,662,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 143,200 | $5,632,000 | thousands by filing date | |
| COMMSCOPE HLDG CO INC | 20337X109 | COM | 229,945 | $5,498,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 95,000 | $5,437,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 197,400 | $5,371,000 | thousands by filing date | |
| Del Taco Restaurants | 52748T104 | COM | 554,256 | $5,365,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 131,800 | $5,246,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 90,000 | $5,241,000 | thousands by filing date | call |
| HOMEAWAY INC | 43739Q100 | COM | 145,800 | $5,176,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 628,704 | $5,080,000 | thousands by filing date | |
| ANW 4 11/1/18 | Y0020QAA9 | Bond 30/360P2 U | 5,000,000 | $4,863,000 | thousands by filing date | principal |
| GLOBUS MED INC CL A | 379577208 | Stock | 242,600 | $4,772,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L124 | UNIT 06/25/2016 | 476,501 | $4,765,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 4,061,000 | $4,751,000 | thousands by filing date | principal |
| FLEX LTD ORD | Y2573F102 | Stock | 444,500 | $4,587,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 267,000 | $4,122,000 | thousands by filing date | |
| SINO MERCURY ACQUISITION COR | 82936K201 | UNIT 08/26/2016 | 400,000 | $4,000,000 | thousands by filing date | |
| Terrapin 3 Acquisition Corporation | 88104P104 | Common | 400,000 | $3,892,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 110,000 | $3,815,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 354,405 | $3,792,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 216,500 | $3,715,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 64,000 | $3,642,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 75,000 | $3,442,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 543,500 | $3,304,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 246,100 | $3,303,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 2,500,000 | $3,300,000 | thousands by filing date | principal |
| DRESSER-RAND GROUP INC | 261608103 | COM | 40,000 | $3,290,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V103 | COM | 338,246 | $3,234,000 | thousands by filing date | |
| ANNIES INC | 03600T104 | COM | 70,000 | $3,213,000 | thousands by filing date | call |
| COMPUWARE CORP | 205638109 | COM | 300,000 | $3,183,000 | thousands by filing date | |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 159,862 | $2,921,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 833,334 | $2,831,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q106 | COM | 288,215 | $2,809,000 | thousands by filing date | |
| M/I HOMES INC | 55292PAA3 | NOTE 3.250% 9/1 | 2,500,000 | $2,796,000 | thousands by filing date | principal |
| SIGMA ALDRICH CORP | 826552101 | COM | 20,000 | $2,720,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 4,040 | $2,693,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 500,000 | $2,685,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 160,745 | $2,673,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 20,000 | $2,624,000 | thousands by filing date | call |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 65,000 | $2,551,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 76,577 | $2,529,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 32,500 | $2,510,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 200,000 | $2,474,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 102,200 | $2,465,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 100,000 | $2,416,000 | thousands by filing date | call |
| TELENAV INC | 879455103 | COMMON STOCK | 342,000 | $2,291,000 | thousands by filing date | |
| ALERE INC | 01449JAA3 | CORPORATE OBLIG | 2,000,000 | $2,125,000 | thousands by filing date | principal |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 203,122 | $2,117,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V202 | UNIT 07/18/2016 | 206,871 | $2,089,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 30,000 | $2,082,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 200,000 | $1,958,000 | thousands by filing date | |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 40,000 | $1,887,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 50,000 | $1,715,000 | thousands by filing date | |
| MEASUREMENT SPECIALTIES INC | 583421102 | COM | 20,000 | $1,712,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 300,000 | $1,707,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 46,200 | $1,664,000 | thousands by filing date | call |
| BOLT TECHNOLOGY CORP | 097698104 | COM | 75,000 | $1,646,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D104 | COM SHS | 165,391 | $1,636,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V105 | COM | 165,010 | $1,619,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 100,000 | $1,613,000 | thousands by filing date | |
| AMBIT BIOSCIENCES CORP | 02318X100 | COM | 100,000 | $1,540,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 25,000 | $1,528,000 | thousands by filing date | put |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 15,000 | $1,519,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 10,000 | $1,435,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 20,000 | $1,367,000 | thousands by filing date | call |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 131,278 | $1,319,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 50,000 | $1,305,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 120,763 | $1,254,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 100,000 | $1,189,000 | thousands by filing date | |
| TIPTREE INC | 88822Q103 | COM | 140,954 | $1,164,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q205 | UNIT 03/17/2014 | 89,297 | $908,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 20,000 | $883,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AH2 | BOND | 2,400,000 | $817,000 | thousands by filing date | principal |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 100,000 | $700,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 100,000 | $654,000 | thousands by filing date | |
| INTEGRYS ENERGY GROUP INC | 45822P105 | COM | 10,000 | $648,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,249 | $605,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 31,700 | $601,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 10,000 | $599,000 | thousands by filing date | call |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 25,000 | $591,000 | thousands by filing date | |
| ATHLON ENERGY INC | 047477104 | COM | 10,000 | $582,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 25,000 | $574,000 | thousands by filing date | |
| MULTIMEDIA GAMES HOLDING CO | 625453105 | COM | 15,000 | $540,000 | thousands by filing date | put |
| MOLYCORP INC DEL | 608753109 | COM | 439,094 | $523,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 99,300 | $520,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886108 | COM | 52,200 | $512,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 18,887 | $508,000 | thousands by filing date | |
| LEVY ACQUISITION CORP | 52748T203 | COM | 45,279 | $457,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 69,400 | $440,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 69,400 | $440,000 | thousands by filing date | put |
| E M C CORP MASS | 268648102 | COM | 15,000 | $439,000 | thousands by filing date | call |
| NEVSUN RES LTD | 64156L101 | COM | 118,200 | $427,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 79,000 | $411,000 | thousands by filing date | put |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 9,724 | $402,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 11,994 | $397,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 14,142 | $367,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 9,792 | $366,000 | thousands by filing date | |
| CONVERSANT INC | 21249J105 | COM | 10,000 | $342,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L132 | RIGHT 06/25/2016 | 1,200,000 | $336,000 | thousands by filing date | |
| NORTH ATLANTIC DRILLING LTD | G6613P202 | COM | 49,100 | $327,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 45,500 | $308,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 60,600 | $306,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 5,000 | $300,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 55,000 | $298,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 4,015 | $293,000 | thousands by filing date | |
| MEDICAL ACTION INDS INC | 58449L100 | COMMON STOCK | 20,662 | $285,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 7,509 | $284,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 20,000 | $284,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 53,300 | $281,000 | thousands by filing date | |
| CENTRAL GARDEN PET CO | 153527106 | COMMON STOCK | 35,000 | $271,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 18,400 | $262,000 | thousands by filing date | |
| PARSLEY ENERGY INC | 701877102 | CL A | 11,300 | $241,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 34,800 | $239,000 | thousands by filing date | |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 10,500 | $228,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 15,800 | $224,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 22,900 | $220,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 2,409 | $216,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 10,000 | $202,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 15,500 | $171,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | G5866L116 | *W EXP 06/24/201 | 1,200,000 | $150,000 | thousands by filing date | |
| PAN AMERN SILVER CORP | 697900108 | COM | 13,400 | $147,000 | thousands by filing date | |
| CAPITOL ACQUISITION CORP II | 14056V204 | UNIT | 13,168 | $133,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 28,700 | $130,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P112 | *W EXP 06/27/201 | 390,000 | $125,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 55,800 | $117,000 | thousands by filing date | |
| VIGGLE INC | 92672V204 | COM NEW | 30,000 | $106,000 | thousands by filing date | |
| COLLABRIUM JAPAN ACQUISITN C | G2266G110 | *W EXP 99/99/999 | 521,421 | $104,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V111 | RIGHT 07/21/2016 | 200,000 | $80,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 21,800 | $75,000 | thousands by filing date | |
| SILVER BULL RES INC | 827458100 | COM | 312,500 | $69,000 | thousands by filing date | |
| BOULEVARD ACQUISITION CORP | 10157P112 | *W EXP 02/19/201 | 106,135 | $69,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 15,400 | $61,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 15,700 | $59,000 | thousands by filing date | |
| WL ROSS HLDG CORP | 92939D112 | WARRANT | 72,228 | $59,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 20,800 | $56,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 16,300 | $54,000 | thousands by filing date | |
| 1347 CAP CORP | 68245V129 | *W EXP 07/15/202 | 190,000 | $52,000 | thousands by filing date | |
| QUARTET MERGER CORP RTS | 747717205 | RTS | 54,700 | $46,000 | thousands by filing date | |
| ALLIED NEVADA GOLD CORP | 019344100 | COM | 13,300 | $44,000 | thousands by filing date | |
| CHART ACQUISITION CORP | 161151113 | *W EXP 12/19/201 | 73,192 | $40,000 | thousands by filing date | |
| CAMBRIDGE CAP ACQUISITION CO | 13215Q114 | *W EXP 12/17/201 | 81,237 | $30,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G119 | *W EXP 09/17/201 | 94,017 | $30,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 13,800 | $28,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 12,500 | $26,000 | thousands by filing date | call |
| HENNESSY CAPITAL ACQUIS-CW19 | 425886116 | W | 39,070 | $25,000 | thousands by filing date | |
| CIS ACQUISITION LTD | G21490118 | *W EXP 99/99/999 | 29,000 | $12,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694118 | W | 25,000 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001062993-14-006710 | this filing | 2014-11-14 | acceptance time not in the bulk data set |